Farhad Moghadam

CIK 1322090 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 5, 2009 · Latest: Aug. 5, 2009

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 54 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

54 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 3, 2011	ASTI	A	70,000	—	—	70,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 3, 2011	ASTI	A	30,000	—	—	30,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 4, 2010	ASTI	S	11,010	$4.13	$45,471	35,470 Direct	-23.69%	Disposed	-100.0% (price as of 2026-08-20)
Feb. 3, 2010	ASTI	M	32,480	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 3, 2010	ASTI	A	32,480	—	—	32,480 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 3, 2010	ASTI	M	32,480	—	—	46,480 Direct	+232.00%	Acquired	(price as of 2026-08-20)
Sept. 1, 2007	AMAT	D	237,500	—	—	27,477 Direct	-89.63%	Disposed	(price as of 2026-08-20)
Aug. 31, 2007	AMAT	F	5,719	$21.36	$122,158	264,977 Direct	-2.11%	Disposed	2213.0% (price as of 2026-08-20)
July 30, 2007	AMAT	M	25,000	—	—	150,000 Direct	-14.29%	Disposed	(price as of 2026-08-20)
July 30, 2007	AMAT	M	70,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 30, 2007	AMAT	S	25,000	$22.00	$550,000	270,242 Direct	-8.47%	Disposed	2145.7% (price as of 2026-08-20)
July 30, 2007	AMAT	M	25,000	$19.20	$480,000	295,242 Direct	+9.25%	Acquired	2473.2% (price as of 2026-08-20)
July 30, 2007	AMAT	S	70,000	$22.06	$1,544,200	270,242 Direct	-20.57%	Disposed	2139.6% (price as of 2026-08-20)
July 30, 2007	AMAT	M	70,000	$20.06	$1,404,200	340,242 Direct	+25.90%	Acquired	2362.9% (price as of 2026-08-20)
July 17, 2007	AMAT	M	25,000	—	—	175,000 Direct	-12.50%	Disposed	(price as of 2026-08-20)
July 17, 2007	AMAT	M	22,500	—	—	62,500 Direct	-26.47%	Disposed	(price as of 2026-08-20)
July 17, 2007	AMAT	M	20,000	—	—	85,000 Direct	-19.05%	Disposed	(price as of 2026-08-20)
July 17, 2007	AMAT	M	20,000	—	—	105,000 Direct	-16.00%	Disposed	(price as of 2026-08-20)
July 17, 2007	AMAT	M	40,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 17, 2007	AMAT	S	25,000	$22.05	$551,250	270,242 Direct	-8.47%	Disposed	2140.6% (price as of 2026-08-20)
July 17, 2007	AMAT	M	25,000	$19.20	$480,000	295,242 Direct	+9.25%	Acquired	2473.2% (price as of 2026-08-20)
July 17, 2007	AMAT	S	22,500	$21.75	$489,375	270,242 Direct	-7.69%	Disposed	2171.5% (price as of 2026-08-20)
July 17, 2007	AMAT	M	22,500	$16.12	$362,700	292,742 Direct	+8.33%	Acquired	2964.9% (price as of 2026-08-20)
July 17, 2007	AMAT	S	20,000	$21.50	$430,000	270,242 Direct	-6.89%	Disposed	2197.9% (price as of 2026-08-20)
July 17, 2007	AMAT	M	20,000	$16.12	$322,400	290,242 Direct	+7.40%	Acquired	2964.9% (price as of 2026-08-20)
July 17, 2007	AMAT	S	20,000	$21.41	$428,200	270,242 Direct	-6.89%	Disposed	2207.6% (price as of 2026-08-20)
July 17, 2007	AMAT	M	20,000	$16.12	$322,400	290,242 Direct	+7.40%	Acquired	2964.9% (price as of 2026-08-20)
July 17, 2007	AMAT	S	40,000	$20.95	$838,000	270,242 Direct	-12.89%	Disposed	2258.3% (price as of 2026-08-20)
July 17, 2007	AMAT	M	40,000	$15.07	$602,800	310,242 Direct	+14.80%	Acquired	3178.4% (price as of 2026-08-20)
July 16, 2007	AMAT	M	60,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 16, 2007	AMAT	S	60,000	$20.60	$1,236,000	270,242 Direct	-18.17%	Disposed	2298.3% (price as of 2026-08-20)
July 16, 2007	AMAT	M	60,000	$14.57	$874,200	330,242 Direct	+22.20%	Acquired	3290.9% (price as of 2026-08-20)
July 12, 2007	AMAT	M	44,261	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 12, 2007	AMAT	S	44,261	$20.30	$898,498	270,242 Direct	-14.07%	Disposed	2333.8% (price as of 2026-08-20)
July 12, 2007	AMAT	M	44,261	$17.39	$769,699	314,503 Direct	+16.38%	Acquired	2741.0% (price as of 2026-08-20)
July 9, 2007	AMAT	M	15,739	—	—	44,261 Direct	-26.23%	Disposed	(price as of 2026-08-20)
July 9, 2007	AMAT	M	80,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 9, 2007	AMAT	M	60,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 9, 2007	AMAT	S	15,739	$20.30	$319,502	270,242 Direct	-5.50%	Disposed	2333.8% (price as of 2026-08-20)
July 9, 2007	AMAT	M	15,739	$17.39	$273,701	285,981 Direct	+5.82%	Acquired	2741.0% (price as of 2026-08-20)
July 9, 2007	AMAT	S	40,000	$20.30	$812,000	270,242 Direct	-12.89%	Disposed	2333.8% (price as of 2026-08-20)
July 9, 2007	AMAT	M	40,000	$16.28	$651,200	310,242 Direct	+14.80%	Acquired	2934.7% (price as of 2026-08-20)
July 9, 2007	AMAT	S	40,000	$20.20	$808,000	270,242 Direct	-12.89%	Disposed	2345.8% (price as of 2026-08-20)
July 9, 2007	AMAT	M	40,000	$16.28	$651,200	310,242 Direct	+14.80%	Acquired	2934.7% (price as of 2026-08-20)
July 9, 2007	AMAT	S	60,000	$20.20	$1,212,000	270,242 Direct	-18.17%	Disposed	2345.8% (price as of 2026-08-20)
July 9, 2007	AMAT	M	60,000	$16.28	$976,800	330,242 Direct	+22.20%	Acquired	2934.7% (price as of 2026-08-20)
June 28, 2007	AMAT	M	60,000	—	—	125,000 Direct	-32.43%	Disposed	(price as of 2026-08-20)
June 28, 2007	AMAT	S	60,000	$20.10	$1,206,000	270,242 Direct	-18.17%	Disposed	2358.0% (price as of 2026-08-20)
June 28, 2007	AMAT	M	60,000	$16.12	$967,200	330,242 Direct	+22.20%	Acquired	2964.9% (price as of 2026-08-20)
June 27, 2007	AMAT	M	40,000	—	—	185,000 Direct	-17.78%	Disposed	(price as of 2026-08-20)
June 27, 2007	AMAT	S	40,000	$20.20	$808,000	270,242 Direct	-12.89%	Disposed	2345.8% (price as of 2026-08-20)
June 27, 2007	AMAT	M	40,000	$16.12	$644,800	310,242 Direct	+14.80%	Acquired	2964.9% (price as of 2026-08-20)
June 22, 2007	AMAT	M	25,000	—	—	225,000 Direct	-10.00%	Disposed	(price as of 2026-08-20)
June 22, 2007	AMAT	S	25,000	$20.21	$505,250	270,242 Direct	-8.47%	Disposed	2344.6% (price as of 2026-08-20)
June 22, 2007	AMAT	M	25,000	$16.12	$403,000	295,242 Direct	+9.25%	Acquired	2964.9% (price as of 2026-08-20)
June 21, 2007	AMAT	M	30,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 21, 2007	AMAT	M	20,000	—	—	60,000 Direct	-25.00%	Disposed	(price as of 2026-08-20)
June 21, 2007	AMAT	S	30,000	$20.17	$605,100	270,242 Direct	-9.99%	Disposed	2349.5% (price as of 2026-08-20)
June 21, 2007	AMAT	M	30,000	$15.07	$452,100	300,242 Direct	+11.10%	Acquired	3178.4% (price as of 2026-08-20)
June 21, 2007	AMAT	S	20,000	$20.00	$400,000	270,242 Direct	-6.89%	Disposed	2370.3% (price as of 2026-08-20)
June 21, 2007	AMAT	M	20,000	$14.57	$291,400	290,242 Direct	+7.40%	Acquired	3290.9% (price as of 2026-08-20)
Jan. 25, 2007	AMAT	A	225,000	—	—	269,788 Direct	+502.37%	Acquired	(price as of 2026-08-20)
Sept. 1, 2006	AMAT	F	4,469	$16.90	$75,526	52,819 Direct	-7.80%	Disposed	2823.4% (price as of 2026-08-20)
Sept. 1, 2006	AMAT	S	8,031	$16.91	$135,804	44,788 Direct	-15.20%	Disposed	2821.7% (price as of 2026-08-20)
Dec. 13, 2005	AMAT	A	200,000	—	—	200,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 13, 2005	AMAT	A	50,000	—	—	50,000 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 7, 2005	AMAT	M	40,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 7, 2005	AMAT	S	40,000	$16.78	$671,200	3,904 Direct	-91.11%	Disposed	2844.3% (price as of 2026-08-20)
Oct. 7, 2005	AMAT	M	40,000	$6.83	$273,200	43,904 Direct	+1024.59%	Acquired	7133.6% (price as of 2026-08-20)
Sept. 30, 2005	AMAT	M	10,000	—	—	40,000 Direct	-20.00%	Disposed	(price as of 2026-08-20)
Sept. 30, 2005	AMAT	S	10,000	$17.00	$170,000	3,904 Direct	-71.92%	Disposed	2806.2% (price as of 2026-08-20)
Sept. 30, 2005	AMAT	M	10,000	$6.83	$68,300	13,904 Direct	+256.15%	Acquired	7133.6% (price as of 2026-08-20)
Aug. 22, 2005	AMAT	M	5,000	—	—	50,000 Direct	-9.09%	Disposed	(price as of 2026-08-20)
Aug. 22, 2005	AMAT	S	5,000	$18.50	$92,500	3,472 Direct	-59.02%	Disposed	2570.6% (price as of 2026-08-20)
Aug. 22, 2005	AMAT	M	5,000	$6.83	$34,150	8,472 Direct	+144.01%	Acquired	7133.6% (price as of 2026-08-20)
Aug. 19, 2005	AMAT	M	5,000	—	—	55,000 Direct	-8.33%	Disposed	(price as of 2026-08-20)
Aug. 19, 2005	AMAT	S	5,000	$18.25	$91,250	3,472 Direct	-59.02%	Disposed	2607.2% (price as of 2026-08-20)
Aug. 19, 2005	AMAT	M	5,000	$6.83	$34,150	8,472 Direct	+144.01%	Acquired	7133.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 3, 2011	ASTI	Stock Options (Right to Buy)	Common Stock (70,000)	$3.37	Feb. 3, 2021	70,000	Acquired
Feb. 3, 2011	ASTI	Restricted Stock Units	Common Stock (30,000)	—	—	30,000	Acquired
Feb. 3, 2010	ASTI	Restricted Stock Unit	Common Stock (32,480)	—	Feb. 3, 2010	32,480	Disposed
Feb. 3, 2010	ASTI	Restricted Stock Units	Common Stock (32,480)	—	Feb. 3, 2010	32,480	Acquired
July 30, 2007	AMAT	Employee Stock Option (right to buy)	Common Stock (25,000)	$19.20	Dec. 13, 2012	25,000	Disposed
July 30, 2007	AMAT	Employee Stock Option (right to buy)	Common Stock (70,000)	$20.06	April 3, 2008	70,000	Disposed
July 17, 2007	AMAT	Employee Stock Option (right to buy)	Common Stock (25,000)	$19.20	Dec. 13, 2012	25,000	Disposed
July 17, 2007	AMAT	Employee Stock Option (right to buy)	Common Stock (22,500)	$16.12	Nov. 3, 2011	22,500	Disposed
July 17, 2007	AMAT	Employee Stock Option (right to buy)	Common Stock (20,000)	$16.12	Nov. 3, 2011	20,000	Disposed
July 17, 2007	AMAT	Employee Stock Option (right to buy)	Common Stock (20,000)	$16.12	Nov. 3, 2011	20,000	Disposed
July 17, 2007	AMAT	Employee Stock Option (right to buy)	Common Stock (40,000)	$15.07	Nov. 19, 2009	40,000	Disposed
July 16, 2007	AMAT	Employee Stock Option (right to buy)	Common Stock (60,000)	$14.57	Dec. 11, 2009	60,000	Disposed
July 12, 2007	AMAT	Employee Stock Option (right to buy)	Common Stock (44,261)	$17.39	July 11, 2010	44,261	Disposed
July 9, 2007	AMAT	Employee Stock Option (right to buy)	Common Stock (15,739)	$17.39	July 11, 2010	15,739	Disposed
July 9, 2007	AMAT	Employee Stock Option (right to buy)	Common Stock (80,000)	$16.28	Oct. 19, 2008	80,000	Disposed
July 9, 2007	AMAT	Employee Stock Option (right to buy)	Common Stock (60,000)	$16.28	Oct. 19, 2008	60,000	Disposed
June 28, 2007	AMAT	Employee Stock Option (right to buy)	Common Stock (60,000)	$16.12	Nov. 3, 2011	60,000	Disposed
June 27, 2007	AMAT	Employee Stock Option (right to buy)	Common Stock (40,000)	$16.12	Nov. 3, 2011	40,000	Disposed
June 22, 2007	AMAT	Employee Stock Option (right to buy)	Common Stock (25,000)	$16.12	Nov. 3, 2011	25,000	Disposed
June 21, 2007	AMAT	Employee Stock Option (right to buy)	Common Stock (30,000)	$15.07	Nov. 19, 2009	30,000	Disposed
June 21, 2007	AMAT	Employee Stock Option (right to buy)	Common Stock (20,000)	$14.57	Dec. 11, 2009	20,000	Disposed
Dec. 13, 2005	AMAT	Employee Stock Option (right to buy)	Common Stock (200,000)	$19.20	Dec. 13, 2012	200,000	Acquired
Oct. 7, 2005	AMAT	Employee Stock Option (right to buy)	Common Stock (40,000)	$6.83	Oct. 14, 2005	40,000	Disposed
Sept. 30, 2005	AMAT	Employee Stock Option (right to buy)	Common Stock (10,000)	$6.83	Oct. 14, 2005	10,000	Disposed
Aug. 22, 2005	AMAT	Employee Stock Option (right to buy)	Common Stock (5,000)	$6.83	Oct. 14, 2005	5,000	Disposed
Aug. 19, 2005	AMAT	Employee Stock Option (right to buy)	Common Stock (5,000)	$6.83	Oct. 14, 2005	5,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 24 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Aug. 5, 2009	ASTI	Common Stock	—	Direct
Aug. 5, 2009	ASTI	Restricted Stock Units→ Common Stock (55,000)	55,000	Direct
Aug. 5, 2009	ASTI	Restricted Stock Units→ Common Stock (35,000)	35,000	Direct
Aug. 5, 2009	ASTI	Common Stock Option (Right to Buy)→ Common Stock (100,000)	100,000	Direct
Aug. 5, 2009	ASTI	Common Stock Option (Right to Buy)→ Common Stock (200,000)	200,000	Direct
April 4, 2005	AMAT	Common Stock	3,472	Direct
April 4, 2005	AMAT	Common Stock	2,500	Indirect
April 4, 2005	AMAT	Common Stock	10,646	Indirect
April 4, 2005	AMAT	Employee Stock Option (Right to Buy)→ Common Stock (60,000)	60,000	Direct
April 4, 2005	AMAT	Employee Stock Option (Right to Buy)→ Common Stock (60,000)	60,000	Direct
April 4, 2005	AMAT	Employee Stock Option (Right to Buy)→ Common Stock (48,000)	48,000	Direct
April 4, 2005	AMAT	Employee Stock Option (Right to Buy)→ Common Stock (28,000)	28,000	Direct
April 4, 2005	AMAT	Employee Stock Option (Right to Buy)→ Common Stock (54,000)	54,000	Direct
April 4, 2005	AMAT	Employee Stock Option (Right to Buy)→ Common Stock (70,000)	70,000	Direct
April 4, 2005	AMAT	Employee Stock Option (Right to Buy)→ Common Stock (20,000)	20,000	Direct
April 4, 2005	AMAT	Employee Stock Option (Right to Buy)→ Common Stock (60,000)	60,000	Direct
April 4, 2005	AMAT	Employee Stock Option (Right to Buy)→ Common Stock (80,000)	80,000	Direct
April 4, 2005	AMAT	Employee Stock Option (Right to Buy)→ Common Stock (40,000)	40,000	Direct
April 4, 2005	AMAT	Employee Stock Option (Right to Buy)→ Common Stock (30,000)	30,000	Direct
April 4, 2005	AMAT	Employee Stock Option (Right to Buy)→ Common Stock (80,000)	80,000	Direct
April 4, 2005	AMAT	Employee Stock Option (Right to Buy)→ Common Stock (60,000)	60,000	Direct
April 4, 2005	AMAT	Employee Stock Option (Right to Buy)→ Common Stock (100,000)	100,000	Direct
April 4, 2005	AMAT	Employee Stock Option (Right to Buy)→ Common Stock (200,000)	200,000	Direct
April 4, 2005	AMAT	Employee Stock Option (Right to Buy)→ Common Stock (250,000)	250,000	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AMAT

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2007	$446,635	—	—	—	$0	$1,365	$476,072	$3,383,935
2006	$466,575	—	—	—	$739,768	$1,283	$12,646	$2,753,904

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.