Farooq M Kathwari

CIK 1217614 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 2, 2018 · Latest: Aug. 2, 2018

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 82 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

82 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 6, 2018 ETD P 10,000 $19.50 $195,000 1,979,377 Direct +0.51% Acquired 20.5% (price as of 2026-08-21)
Sept. 21, 2018 ETD S 37,882 $21.51 $814,842 1,965,287 Direct -1.89% Disposed 9.3% (price as of 2026-08-21)
Feb. 8, 2018 ETD P 4,090 $24.37 $99,673 1,983,493 Direct +0.21% Acquired -3.5% (price as of 2026-08-21)
April 29, 2013 ETD S 3,322 $30.00 $99,660 2,145,130 Direct -0.15% Disposed -21.7% (price as of 2026-08-21)
April 26, 2013 ETD S 20,928 $30.01 $628,049 2,148,452 Direct -0.96% Disposed -21.7% (price as of 2026-08-21)
Feb. 19, 2013 ETD S 30,000 $28.33 $849,900 2,169,380 Direct -1.36% Disposed -17.0% (price as of 2026-08-21)
Nov. 1, 2012 ETD S 30,000 $29.94 $898,200 2,199,380 Direct -1.35% Disposed -21.5% (price as of 2026-08-21)
Sept. 14, 2012 ETD S 30,000 $24.75 $742,500 2,048,302 Direct -1.44% Disposed -5.0% (price as of 2026-08-21)
Nov. 24, 2008 ETD P 10,000 $12.97 $129,700 2,106,046 Direct +0.48% Acquired 81.2% (price as of 2026-08-21)
Nov. 24, 2008 ETD P 10,000 $12.97 $129,700 2,046,046 Direct +0.49% Acquired 81.2% (price as of 2026-08-21)
Jan. 30, 2006 ETD S 400 $42.38 $16,952 115,500 Indirect -0.35% Disposed -44.5% (price as of 2026-08-21)
Jan. 30, 2006 ETD S 100 $42.36 $4,236 115,900 Indirect -0.09% Disposed -44.5% (price as of 2026-08-21)
Jan. 30, 2006 ETD S 100 $42.35 $4,235 116,000 Indirect -0.09% Disposed -44.5% (price as of 2026-08-21)
Jan. 30, 2006 ETD S 900 $42.32 $38,088 116,100 Indirect -0.77% Disposed -44.5% (price as of 2026-08-21)
Jan. 30, 2006 ETD P 100 $42.31 $4,231 117,000 Indirect -0.09% Disposed -44.4% (price as of 2026-08-21)
Jan. 30, 2006 ETD S 7,400 $42.30 $313,020 117,100 Indirect -5.94% Disposed -44.4% (price as of 2026-08-21)
Jan. 30, 2006 ETD S 300 $42.29 $12,687 124,500 Indirect -0.24% Disposed -44.4% (price as of 2026-08-21)
Jan. 30, 2006 ETD S 1,100 $42.28 $46,508 124,800 Indirect -0.87% Disposed -44.4% (price as of 2026-08-21)

Showing latest 100 of 134 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Sept. 21, 2018 ETD Stock Options (right to buy) Common Stock (40,000) $15.93 Nov. 11, 2018 40,000 Disposed
March 20, 2015 ETD Stock Options (right to buy) Common Stock (180,000) $13.61 Oct. 1, 2021 180,000 Disposed
March 20, 2015 ETD Stock Options (right to buy) Common Stock (50,000) $14.86 Feb. 3, 2020 50,000 Disposed
March 20, 2015 ETD Common Stock (right to buy) Common Stock (60,000) $10.68 June 30, 2019 60,000 Disposed
March 20, 2015 ETD Stock Options (right to buy) Common Stock (10,000) $15.93 Nov. 11, 2018 10,000 Disposed
Oct. 1, 2011 ETD Common Stock Common Stock (300,000) $13.61 Oct. 1, 2021 300,000 Acquired
Feb. 3, 2010 ETD Common Stock Common Stock (50,000) $14.86 Feb. 3, 2020 50,000 Acquired
July 1, 2009 ETD Common Stock Common Stock (60,000) $10.68 June 30, 2019 60,000 Acquired
Nov. 11, 2008 ETD Common Stock Common Stock (50,000) $15.93 Nov. 11, 2018 50,000 Acquired
July 1, 2008 ETD Common Stock Common Stock (90,000) $24.62 July 1, 2018 90,000 Acquired
Oct. 10, 2007 ETD Common Stock Common Stock (150,000) $34.03 Oct. 10, 2017 150,000 Acquired
Oct. 10, 2007 ETD Common Stock Common Stock (150,000) $34.03 Oct. 10, 2017 150,000 Acquired
Aug. 17, 2007 ETD Common Stock Common Stock (750,000) $27.52 Sept. 17, 2007 750,000 Disposed
Feb. 2, 2007 ETD Common Stock Common Stock (500,000) $21.17 Sept. 17, 2007 500,000 Disposed
Feb. 2, 2007 ETD Common Stock Common Stock (500,000) $21.17 Sept. 17, 2007 500,000 Disposed
Aug. 15, 2006 ETD Common Stock Common Stock (250,000) $21.17 Sept. 17, 2007 250,000 Disposed
May 4, 2005 ETD Option Exercise Ethan Allen common stock (720,000) $6.33 Aug. 8, 2005 720,000 Disposed
Aug. 2, 2004 ETD Options for Ethan Allen Common Stock Ethan Allen Common Stock Option (200,000) $37.15 Aug. 1, 2014 200,000 Acquired
May 5, 2004 ETD Option Exercise Ethan Allen common stock (180,000) $6.50 July 27, 2004 180,000 Disposed
Aug. 1, 2003 ETD Ethan AllenCommon Stock - Options Ethan Al len Common Stock Options (200,000) $35.52 Aug. 1, 2013 200,000 Acquired
Aug. 1, 2003 ETD Ethan Allen Common Stock - Options Ethan Allen Common Stock - Options (200,000) $35.52 Aug. 1, 2013 200,000 —

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ETD

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2020 $862,500 — $826,670 — — — $126,937 $1,816,107
2019 $1,150,050 — $1,186,380 — $314,889 — $121,671 $2,772,990
2018 $1,150,050 — $1,652,300 — — — $126,649 $2,928,999

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.