FARRELL THOMAS F II

Insider

First SEC filing: April 2, 2021 · Latest: April 2, 2021

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 92 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

92 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 31, 2021	MO	A	269	$51.16	$13,762	42,504 Direct	+0.64%	Acquired	30.5% (price as of 2026-08-21)
Feb. 16, 2021	D	A	35,147	—	—	902,413 Direct	+4.05%	Acquired	(price as of 2026-08-21)
Feb. 1, 2021	D	F	33,878	$72.68	$2,462,253	867,266 Direct	-3.76%	Disposed	-7.1% (price as of 2026-08-21)
Dec. 31, 2020	MO	A	338	$40.64	$13,736	41,381 Direct	+0.82%	Acquired	64.2% (price as of 2026-08-21)
Dec. 24, 2020	D	G	14,927	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 7, 2020	D	S 10b5-1	50,000	$75.87	$3,793,500	901,144 Direct	-5.26%	Disposed	-11.0% (price as of 2026-08-21)
Nov. 2, 2020	D	S 10b5-1	23,065	$81.76	$1,885,794	978,079 Direct	-2.30%	Disposed	-17.4% (price as of 2026-08-21)
Nov. 2, 2020	D	S 10b5-1	26,935	$81.26	$2,188,738	951,144 Direct	-2.75%	Disposed	-16.9% (price as of 2026-08-21)
Oct. 5, 2020	D	S 10b5-1	12,882	$79.68	$1,026,438	1,038,262 Direct	-1.23%	Disposed	-15.2% (price as of 2026-08-21)
Oct. 5, 2020	D	S 10b5-1	37,118	$80.49	$2,987,628	1,001,144 Direct	-3.58%	Disposed	-16.1% (price as of 2026-08-21)
Sept. 30, 2020	MO	A	356	$38.62	$13,749	40,198 Direct	+0.89%	Acquired	72.8% (price as of 2026-08-21)
Sept. 14, 2020	D	S 10b5-1	100	$79.95	$7,995	1,101,044 Direct	-0.01%	Disposed	-15.5% (price as of 2026-08-21)
Sept. 14, 2020	D	S 10b5-1	49,900	$80.63	$4,023,437	1,051,144 Direct	-4.53%	Disposed	-16.2% (price as of 2026-08-21)
June 30, 2020	MO	A	351	$39.15	$13,742	39,014 Direct	+0.91%	Acquired	70.5% (price as of 2026-08-21)
May 14, 2020	MO	A	2,224	$35.97	$79,997	38,663 Direct	+6.10%	Acquired	85.6% (price as of 2026-08-21)
May 14, 2020	MO	A	9,036	—	—	95,300 Direct	+10.47%	Acquired	(price as of 2026-08-21)
March 31, 2020	MO	A	363	$37.85	$13,740	35,702 Direct	+1.03%	Acquired	76.4% (price as of 2026-08-21)
Feb. 13, 2020	D	A	69,284	—	—	1,101,144 Direct	+6.71%	Acquired	(price as of 2026-08-21)
Feb. 1, 2020	D	F	32,834	$85.75	$2,815,516	1,031,860 Direct	-3.08%	Disposed	-21.2% (price as of 2026-08-21)
Dec. 31, 2019	MO	A	276	$49.80	$13,745	34,762 Direct	+0.80%	Acquired	34.0% (price as of 2026-08-21)
Sept. 30, 2019	MO	A	338	$40.65	$13,740	33,827 Direct	+1.01%	Acquired	64.2% (price as of 2026-08-21)
June 28, 2019	MO	A	288	$47.68	$13,732	32,949 Direct	+0.88%	Acquired	40.0% (price as of 2026-08-21)
May 16, 2019	MO	A	334	$52.32	$17,475	32,661 Direct	+1.03%	Acquired	27.6% (price as of 2026-08-21)
May 16, 2019	MO	A	3,345	—	—	80,411 Direct	+4.34%	Acquired	(price as of 2026-08-21)
March 29, 2019	MO	A	240	$57.14	$13,714	31,856 Direct	+0.76%	Acquired	16.8% (price as of 2026-08-21)
Feb. 5, 2019	D	A	79,826	—	—	1,079,621 Direct	+7.98%	Acquired	(price as of 2026-08-21)
Feb. 1, 2019	D	F	33,005	$70.97	$2,342,365	999,795 Direct	-3.20%	Disposed	-4.8% (price as of 2026-08-21)
Jan. 28, 2019	D	A	14,927	—	—	1,032,800 Direct	+1.47%	Acquired	(price as of 2026-08-21)
Jan. 28, 2019	D	A	2,492	—	—	24,492 Indirect	+11.33%	Acquired	(price as of 2026-08-21)
Dec. 31, 2018	MO	A	281	$49.00	$13,769	31,112 Direct	+0.91%	Acquired	36.2% (price as of 2026-08-21)
Sept. 28, 2018	MO	A	227	$60.62	$13,761	30,449 Direct	+0.75%	Acquired	10.1% (price as of 2026-08-21)
June 29, 2018	MO	A	241	$57.10	$13,761	29,864 Direct	+0.81%	Acquired	16.9% (price as of 2026-08-21)
May 17, 2018	MO	A	316	$55.30	$17,475	29,623 Direct	+1.08%	Acquired	20.7% (price as of 2026-08-21)
May 17, 2018	MO	A	3,165	—	—	73,068 Direct	+4.53%	Acquired	(price as of 2026-08-21)
May 10, 2018	D	P	4,000	$63.44	$253,760	22,000 Indirect	+22.22%	Acquired	6.5% (price as of 2026-08-21)
March 30, 2018	MO	A	219	$62.66	$13,723	28,990 Direct	+0.76%	Acquired	6.5% (price as of 2026-08-21)
Feb. 1, 2018	D	F	26,102	$75.90	$1,981,142	1,017,873 Direct	-2.50%	Disposed	-11.0% (price as of 2026-08-21)
Jan. 31, 2018	D	A	75,116	—	—	1,043,975 Direct	+7.75%	Acquired	(price as of 2026-08-21)
Dec. 29, 2017	MO	A	192	$71.64	$13,755	28,501 Direct	+0.68%	Acquired	-6.8% (price as of 2026-08-21)
Sept. 29, 2017	MO	A	216	$63.78	$13,776	28,022 Direct	+0.78%	Acquired	4.7% (price as of 2026-08-21)
June 30, 2017	MO	A	184	$74.60	$13,726	27,579 Direct	+0.67%	Acquired	-10.5% (price as of 2026-08-21)
May 18, 2017	MO	A	248	$70.56	$17,499	27,395 Direct	+0.91%	Acquired	-5.4% (price as of 2026-08-21)
May 18, 2017	MO	A	2,481	—	—	67,345 Direct	+3.82%	Acquired	(price as of 2026-08-21)
March 31, 2017	MO	A	191	$71.80	$13,714	26,918 Direct	+0.71%	Acquired	-7.0% (price as of 2026-08-21)
Feb. 3, 2017	D	A	72,802	—	—	968,859 Direct	+8.12%	Acquired	(price as of 2026-08-21)
Feb. 1, 2017	D	F	29,502	$71.85	$2,119,719	896,057 Direct	-3.19%	Disposed	-6.0% (price as of 2026-08-21)
Dec. 30, 2016	MO	A	203	$67.76	$13,755	26,489 Direct	+0.77%	Acquired	-1.5% (price as of 2026-08-21)
Dec. 28, 2016	D	G	65,454	—	—	925,559 Direct	-6.60%	Disposed	(price as of 2026-08-21)
Sept. 30, 2016	MO	A	217	$63.22	$13,719	26,030 Direct	+0.84%	Acquired	5.6% (price as of 2026-08-21)
June 30, 2016	MO	A	201	$68.43	$13,754	25,604 Direct	+0.79%	Acquired	-2.5% (price as of 2026-08-21)
May 19, 2016	MO	A	278	$62.98	$17,508	25,403 Direct	+1.11%	Acquired	6.0% (price as of 2026-08-21)
May 19, 2016	MO	A	2,779	—	—	62,703 Direct	+4.64%	Acquired	(price as of 2026-08-21)
March 31, 2016	MO	A	219	$62.68	$13,727	24,904 Direct	+0.89%	Acquired	6.5% (price as of 2026-08-21)
Feb. 3, 2016	D	A	73,181	—	—	989,013 Direct	+7.99%	Acquired	(price as of 2026-08-21)
Feb. 1, 2016	D	F	36,984	$70.18	$2,595,537	915,832 Direct	-3.88%	Disposed	-3.7% (price as of 2026-08-21)
Dec. 31, 2015	MO	A	214	$58.40	$12,498	24,452 Direct	+0.88%	Acquired	14.3% (price as of 2026-08-21)
Dec. 22, 2015	D	F	553	$67.14	$37,128	952,816 Direct	-0.06%	Disposed	0.6% (price as of 2026-08-21)
Dec. 20, 2015	D	A	1,158	—	—	953,369 Direct	+0.12%	Acquired	(price as of 2026-08-21)
Dec. 17, 2015	D	F	57,118	$67.54	$3,857,750	952,211 Direct	-5.66%	Disposed	0.0% (price as of 2026-08-21)
Oct. 1, 2015	D	F	10,331	$69.16	$714,492	1,009,329 Direct	-1.01%	Disposed	-2.3% (price as of 2026-08-21)
Sept. 30, 2015	MO	A	229	$54.48	$12,476	24,000 Direct	+0.96%	Acquired	22.5% (price as of 2026-08-21)
Sept. 20, 2015	D	A	1,113	—	—	1,019,660 Direct	+0.11%	Acquired	(price as of 2026-08-21)
June 30, 2015	MO	A	255	$48.92	$12,475	23,533 Direct	+1.10%	Acquired	36.4% (price as of 2026-08-21)
June 20, 2015	D	A	1,118	—	—	1,018,547 Direct	+0.11%	Acquired	(price as of 2026-08-21)
May 20, 2015	MO	A	288	$52.03	$14,985	23,277 Direct	+1.25%	Acquired	28.3% (price as of 2026-08-21)
May 20, 2015	MO	A	3,364	—	—	57,770 Direct	+6.18%	Acquired	(price as of 2026-08-21)
March 31, 2015	MO	A	249	$50.26	$12,515	22,764 Direct	+1.11%	Acquired	32.8% (price as of 2026-08-21)
March 20, 2015	D	A	1,044	—	—	1,017,429 Direct	+0.10%	Acquired	(price as of 2026-08-21)
Feb. 1, 2015	D	F	31,210	$76.89	$2,399,737	1,016,385 Direct	-2.98%	Disposed	-12.1% (price as of 2026-08-21)
Feb. 1, 2015	D	A	57,875	—	—	1,047,595 Direct	+5.85%	Acquired	(price as of 2026-08-21)
Dec. 31, 2014	MO	A	252	$49.60	$12,499	22,287 Direct	+1.14%	Acquired	34.6% (price as of 2026-08-21)
Dec. 20, 2014	D	A	919	—	—	989,720 Direct	+0.09%	Acquired	(price as of 2026-08-21)
Oct. 1, 2014	D	A	21,658	—	—	988,801 Direct	+2.24%	Acquired	(price as of 2026-08-21)
Sept. 30, 2014	MO	A	272	$46.04	$12,523	21,794 Direct	+1.26%	Acquired	45.0% (price as of 2026-08-21)
Sept. 20, 2014	D	A	997	—	—	967,143 Direct	+0.10%	Acquired	(price as of 2026-08-21)
June 30, 2014	MO	A	298	$41.92	$12,492	21,283 Direct	+1.42%	Acquired	59.2% (price as of 2026-08-21)
June 20, 2014	D	A	968	—	—	966,146 Direct	+0.10%	Acquired	(price as of 2026-08-21)
May 14, 2014	MO	A	371	$40.40	$14,988	20,985 Direct	+1.80%	Acquired	65.2% (price as of 2026-08-21)
May 14, 2014	MO	A	4,332	—	—	52,261 Direct	+9.04%	Acquired	(price as of 2026-08-21)
March 31, 2014	MO	A	335	$37.32	$12,502	20,358 Direct	+1.67%	Acquired	78.9% (price as of 2026-08-21)
March 20, 2014	D	A	968	—	—	965,178 Direct	+0.10%	Acquired	(price as of 2026-08-21)
Feb. 1, 2014	D	F	38,345	$67.91	$2,604,009	964,210 Direct	-3.82%	Disposed	-0.5% (price as of 2026-08-21)
Feb. 1, 2014	D	A	61,847	—	—	1,002,555 Direct	+6.57%	Acquired	(price as of 2026-08-21)
Dec. 31, 2013	MO	A	326	$38.37	$12,509	19,769 Direct	+1.68%	Acquired	74.0% (price as of 2026-08-21)
Dec. 20, 2013	D	A	972	—	—	940,708 Direct	+0.10%	Acquired	(price as of 2026-08-21)
Sept. 30, 2013	MO	A	363	$34.40	$12,487	19,182 Direct	+1.93%	Acquired	94.0% (price as of 2026-08-21)
Sept. 20, 2013	D	A	999	—	—	939,736 Direct	+0.11%	Acquired	(price as of 2026-08-21)
June 28, 2013	MO	A	354	$35.32	$12,503	18,595 Direct	+1.94%	Acquired	89.0% (price as of 2026-08-21)
June 20, 2013	D	A	1,135	—	—	938,737 Direct	+0.12%	Acquired	(price as of 2026-08-21)
May 16, 2013	MO	A	401	$37.34	$14,973	18,241 Direct	+2.25%	Acquired	78.8% (price as of 2026-08-21)
May 16, 2013	MO	A	4,285	—	—	45,681 Direct	+10.35%	Acquired	(price as of 2026-08-21)
March 29, 2013	MO	A	364	$34.36	$12,507	17,622 Direct	+2.11%	Acquired	94.3% (price as of 2026-08-21)
March 20, 2013	D	A	1,066	—	—	937,602 Direct	+0.11%	Acquired	(price as of 2026-08-21)
Feb. 1, 2013	D	F	41,892	$54.17	$2,269,290	936,536 Direct	-4.28%	Disposed	24.7% (price as of 2026-08-21)
Feb. 1, 2013	D	A	77,534	—	—	998,428 Direct	+8.42%	Acquired	(price as of 2026-08-21)
Dec. 31, 2012	MO	A	401	$31.19	$12,507	17,027 Direct	+2.41%	Acquired	114.0% (price as of 2026-08-21)
Dec. 20, 2012	D	A	1,084	—	—	920,894 Direct	+0.12%	Acquired	(price as of 2026-08-21)
Sept. 28, 2012	MO	A	373	$33.55	$12,514	16,411 Direct	+2.33%	Acquired	99.0% (price as of 2026-08-21)
Sept. 20, 2012	D	A	1,063	—	—	919,810 Direct	+0.12%	Acquired	(price as of 2026-08-21)
June 29, 2012	MO	A	363	$34.38	$12,480	15,855 Direct	+2.34%	Acquired	94.2% (price as of 2026-08-21)

Showing latest 100 of 211 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 31, 2021	MO	Phantom Stock Units	Common Stock (269)	—	—	269	Acquired
Dec. 31, 2020	MO	Phantom Stock Units	Common Stock (338)	—	—	338	Acquired
Sept. 30, 2020	MO	Phantom Stock Units	Common Stock (356)	—	—	356	Acquired
June 30, 2020	MO	Phantom Stock Units	Common Stock (351)	—	—	351	Acquired
May 14, 2020	MO	Phantom Stock Units	Common Stock (2,224)	—	—	2,224	Acquired
March 31, 2020	MO	Phantom Stock Units	Common Stock (363)	—	—	363	Acquired
Dec. 31, 2019	MO	Phantom Stock Units	Common Stock (276)	—	—	276	Acquired
Sept. 30, 2019	MO	Phantom Stock Units	Common Stock (338)	—	—	338	Acquired
June 28, 2019	MO	Phantom Stock Units	Common Stock (288)	—	—	288	Acquired
May 16, 2019	MO	Phantom Stock Units	Common Stock (334)	—	—	334	Acquired
March 29, 2019	MO	Phantom Stock Units	Common Stock (240)	—	—	240	Acquired
Dec. 31, 2018	MO	Phantom Stock Units	Common Stock (281)	—	—	281	Acquired
Sept. 28, 2018	MO	Phantom Stock Units	Common Stock (227)	—	—	227	Acquired
June 29, 2018	MO	Phantom Stock Units	Common Stock (241)	—	—	241	Acquired
May 17, 2018	MO	Phantom Stock Units	Common Stock (316)	—	—	316	Acquired
March 30, 2018	MO	Phantom Stock Units	Common Stock (219)	—	—	219	Acquired
Dec. 29, 2017	MO	Phantom Stock Units	Common Stock (192)	—	—	192	Acquired
Sept. 29, 2017	MO	Phantom Stock Units	Common Stock (216)	—	—	216	Acquired
June 30, 2017	MO	Phantom Stock Units	Common Stock (184)	—	—	184	Acquired
May 18, 2017	MO	Phantom Stock Units	Common Stock (248)	—	—	248	Acquired
March 31, 2017	MO	Phantom Stock Units	Common Stock (191)	—	—	191	Acquired
Dec. 30, 2016	MO	Phantom Stock Units	Common Stock (203)	—	—	203	Acquired
Sept. 30, 2016	MO	Phantom Stock Units	Common Stock (217)	—	—	217	Acquired
June 30, 2016	MO	Phantom Stock Units	Common Stock (201)	—	—	201	Acquired
May 19, 2016	MO	Phantom Stock Units	Common Stock (278)	—	—	278	Acquired
March 31, 2016	MO	Phantom Stock Units	Common Stock (219)	—	—	219	Acquired
Dec. 31, 2015	MO	Phantom Stock Units	Common Stock (214)	—	—	214	Acquired
Sept. 30, 2015	MO	Phantom Stock Units	Common Stock (229)	—	—	229	Acquired
June 30, 2015	MO	Phantom Stock Units	Common Stock (255)	—	—	255	Acquired
May 20, 2015	MO	Phantom Stock Units	Common Stock (288)	—	—	288	Acquired
March 31, 2015	MO	Phantom Stock Units	Common Stock (249)	—	—	249	Acquired
Dec. 31, 2014	MO	Phantom Stock Units	Common Stock (252)	—	—	252	Acquired
Sept. 30, 2014	MO	Phantom Stock Units	Common Stock (272)	—	—	272	Acquired
June 30, 2014	MO	Phantom Stock Units	Common Stock (298)	—	—	298	Acquired
May 14, 2014	MO	Phantom Stock Units	Common Stock (371)	—	—	371	Acquired
March 31, 2014	MO	Phantom Stock Units	Common Stock (335)	—	—	335	Acquired
Dec. 31, 2013	MO	Phantom Stock Units	Common Stock (326)	—	—	326	Acquired
Sept. 30, 2013	MO	Phantom Stock Units	Common Stock (363)	—	—	363	Acquired
June 28, 2013	MO	Phantom Stock Units	Common Stock (354)	—	—	354	Acquired
May 16, 2013	MO	Phantom Stock Units	Common Stock (401)	—	—	401	Acquired
March 29, 2013	MO	Phantom Stock Units	Common Stock (364)	—	—	364	Acquired
Dec. 31, 2012	MO	Phantom Stock Units	Common Stock (401)	—	—	401	Acquired
Sept. 28, 2012	MO	Phantom Stock Units	Common Stock (373)	—	—	373	Acquired
June 29, 2012	MO	Phantom Stock Units	Common Stock (363)	—	—	363	Acquired
May 17, 2012	MO	Phantom Stock Units	Common Stock (864)	—	—	864	Acquired
March 30, 2012	MO	Phantom Stock Units	Common Stock (406)	—	—	406	Acquired
Dec. 30, 2011	MO	Phantom Stock Units	Common Stock (421)	—	—	421	Acquired
Sept. 30, 2011	MO	Phantom Stock Units	Common Stock (467)	—	—	467	Acquired
June 30, 2011	MO	Phantom Stock Units	Common Stock (477)	—	—	477	Acquired
May 19, 2011	MO	Phantom Stock Units	Common Stock (985)	—	—	985	Acquired
March 31, 2011	MO	Phantom Stock Units	Common Stock (480)	—	—	480	Acquired
Dec. 31, 2010	MO	Phantom Stock Units	Common Stock (509)	—	—	509	Acquired
Sept. 30, 2010	MO	Phantom Stock Units	Common Stock (518)	—	—	518	Acquired
June 30, 2010	MO	Phantom Stock Units	Common Stock (623)	—	—	623	Acquired
May 20, 2010	MO	Phantom Stock Units	Common Stock (838)	—	—	838	Acquired
March 31, 2010	MO	Phantom Stock Units	Common Stock (608)	—	—	608	Acquired
Dec. 31, 2009	MO	Phantom Stock Units	Common Stock (634)	—	—	634	Acquired
Dec. 15, 2009	D	Stock Option	Common Stock (75,000)	$29.98	Jan. 1, 2010	75,000	Disposed
Nov. 16, 2009	D	Stock Option	Common Stock (75,000)	$29.98	Jan. 1, 2010	75,000	Disposed
Oct. 15, 2009	D	Stock Option	Common Stock (75,000)	$29.98	Jan. 1, 2010	75,000	Disposed
Sept. 30, 2009	MO	Phantom Stock Units	Common Stock (701)	—	—	701	Acquired
Sept. 15, 2009	D	Stock Option	Common Stock (100,000)	$29.98	Jan. 1, 2010	100,000	Disposed
June 30, 2009	MO	Phantom Stock Units	Common Stock (761)	—	—	761	Acquired
June 12, 2009	D	Stock Option	Common Stock (75,000)	$29.98	Jan. 1, 2010	75,000	Disposed
May 20, 2009	MO	Phantom Stock Units	Common Stock (1,040)	—	—	1,040	Acquired
May 19, 2009	MO	Phantom Stock Units	Common Stock (0)	—	—	0	Acquired
March 31, 2009	MO	Phantom Stock Units	Common Stock (773)	—	—	773	Acquired
Dec. 31, 2008	MO	Phantom Stock Units	Common Stock (821)	—	—	821	Acquired
Nov. 17, 2008	D	Stock Option	Common Stock (100,000)	$29.98	Jan. 1, 2009	100,000	Disposed
Sept. 30, 2008	MO	Phantom Stock Units	Common Stock (626)	—	—	626	Acquired
Aug. 15, 2008	D	Stock Option	Common Stock (100,000)	$29.98	Jan. 1, 2009	100,000	Disposed
June 30, 2008	MO	Phantom Stock Units	Common Stock (622)	—	—	622	Acquired
May 28, 2008	MO	Phantom Stock Units	Common Stock (335)	—	—	335	Acquired
May 15, 2008	D	Stock Option	Common Stock (100,000)	$29.98	Jan. 1, 2009	100,000	Disposed
Feb. 15, 2008	D	Stock Option	Common Stock (100,000)	$29.98	Jan. 1, 2009	100,000	Disposed
April 2, 2007	D	Stock Option	Common Stock (100,000)	$59.96	Jan. 1, 2008	100,000	Disposed
Feb. 2, 2007	D	Stock Option	Common Stock (100,000)	$59.96	Jan. 1, 2008	100,000	Disposed
June 7, 2004	D	Stock Option	Common Stock (177,100)	$41.25	May 17, 2009	177,100	Disposed
June 4, 2004	D	Stock Option	Common Stock (17,222)	$41.25	May 17, 2009	17,222	Disposed
June 2, 2004	D	Stock Option	Common Stock (93,678)	$41.25	May 17, 2009	93,678	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 4, 2008	MO	Common Stock	2,500	Direct