Federico F Pena

Insider

First SEC filing: Nov. 2, 2011 · Latest: Nov. 2, 2011

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 17 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

17 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 25, 2017	WFC	A	3,300	—	—	26,366 Direct	+14.31%	Acquired	(price as of 2026-08-21)
April 26, 2016	WFC	A	3,535	—	—	23,066 Direct	+18.10%	Acquired	(price as of 2026-08-21)
March 11, 2016	WFC	P	85	$49.50	$4,208	85 Indirect	—	Acquired	71.0% (price as of 2026-08-21)
April 28, 2015	WFC	A	3,249	—	—	19,531 Direct	+19.95%	Acquired	(price as of 2026-08-21)
April 29, 2014	WFC	A	3,235	—	—	16,282 Direct	+24.79%	Acquired	(price as of 2026-08-21)
March 1, 2014	WFC	M	4,794	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 1, 2014	WFC	M	4,794	$46.42	$222,537	13,047 Direct	+58.09%	Acquired	82.3% (price as of 2026-08-21)
April 23, 2013	WFC	A	4,040	—	—	8,253 Direct	+95.89%	Acquired	(price as of 2026-08-21)
March 1, 2013	WFC	M	2,938	—	—	4,662 Direct	-38.66%	Disposed	(price as of 2026-08-21)
March 1, 2013	WFC	M	2,938	$35.39	$103,976	4,213 Direct	+230.43%	Acquired	139.2% (price as of 2026-08-21)
April 24, 2012	WFC	A	4,536	$33.07	$150,006	7,394 Direct	+158.71%	Acquired	155.9% (price as of 2026-08-21)
Nov. 1, 2011	WFC	A	2,826	$24.77	$70,000	2,826 Direct	—	Acquired	241.7% (price as of 2026-08-21)
Dec. 16, 2005	PFG	A	40	—	—	5,808 Direct	+0.69%	Acquired	(price as of 2026-08-21)
May 17, 2005	PFG	A	1,938	—	—	5,768 Direct	+50.60%	Acquired	(price as of 2026-08-21)
Dec. 17, 2004	PFG	A	25	—	—	3,830 Direct	+0.66%	Acquired	(price as of 2026-08-21)
May 18, 2004	PFG	A	1,885	—	—	1,885 Direct	—	Acquired	(price as of 2026-08-21)
May 18, 2004	PFG	A	2,171	—	—	3,790 Direct	+134.10%	Acquired	(price as of 2026-08-21)
Dec. 8, 2003	PFG	A	5	—	—	1,619 Direct	+0.31%	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 1, 2014	WFC	Phantom Stock Units	Common Stock, $1 2/3 Par Value (4,794)	—	—	4,794	Disposed
March 1, 2013	WFC	Phantom Stock Units	Common Stock, $1 2/3 Par Value (2,938)	—	—	2,938	Disposed
April 24, 2012	WFC	Phantom Stock Units	Common Stock, $1 2/3 Par Value (4,536)	—	—	4,536	Acquired
Nov. 1, 2011	WFC	Phantom Stock Units	Common Stock, $1 2/3 Par Value (2,826)	—	—	2,826	Acquired
May 18, 2004	PFG	Stock Option (Right to Buy)	Common Stock (1,885)	$34.34	May 18, 2014	1,885	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Nov. 2, 2011	WFC	Common Stock, $1 2/3 Par Value	1,275	Direct