Biography

02

Institution

03

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 34 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

34 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Nov. 21, 2016 1533932 S 4,801,432 $59.02 $283,380,517 850,000 Indirect -84.96% Disposed
Dec. 8, 2015 1533932 S 13,374,592 $51.67 $691,065,169 0 Indirect -100.00% Disposed
June 2, 2014 1533932 S 5,780,000 $30.86 $178,370,800 0 Indirect -100.00% Disposed
Aug. 7, 2013 1533932 S 5,000,000 $25.51 $127,550,000 0 Indirect -100.00% Disposed
May 15, 2013 1533932 S 16,396,310 $22.92 $375,803,425 0 Indirect -100.00% Disposed
Dec. 12, 2012 1533932 S 8,020,966 $19.40 $155,606,740 0 Indirect -100.00% Disposed
Dec. 12, 2012 1533932 S 5,679,034 $19.40 $110,173,260 0 Indirect -100.00% Disposed

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Aug. 9, 2017 1533932 Class B Units of Vantiv Holding, LLC Class A Common Stock (19,790,000) · · 19,790,000 Acquired
Nov. 21, 2016 1533932 Class C Units of Vantiv Holding LLC Class A Common Stock (5,651,432) · · 5,651,432 Disposed
Nov. 21, 2016 1533932 Class C Units of Vantiv Holding, LLC Class A Common Stock (2,140,524) · · 2,140,524 Disposed
Nov. 21, 2016 1533932 Class C Units of Vantiv Holding, LLC Class A Common Stock (7,791,956) · · 7,791,956 Acquired
Nov. 21, 2016 1533932 Warrant [F3] Class C Units (7,791,956) $15.98 · 7,791,956 Disposed
Dec. 8, 2015 1533932 Class C Units of Vantiv Holding LLC Class A Common Stock (5,374,592) · · 5,374,592 Disposed
Dec. 8, 2015 1533932 Class C Units of Vantiv Holding, LLC Class A Common Stock (5,374,592) · · 5,374,592 Acquired
Dec. 8, 2015 1533932 Class B Units of Vantiv Holding, LLC Class A Common Stock (8,000,000) · · 8,000,000 Disposed
Dec. 8, 2015 1533932 Warrant [F5] Class C Units (5,374,592) $15.98 · 5,374,592 Disposed
Dec. 8, 2015 1533932 Warrant [F4] Class C Units (4,794,115) · · 4,794,115 Disposed
June 2, 2014 1533932 Class B Units of Vantiv Holding, LLC Class A Common Stock (5,780,000) · · 5,780,000 Disposed
Aug. 7, 2013 1533932 Class B Units of Vantiv Holding, LLC Class A Common Stock (5,000,000) · · 5,000,000 Disposed
May 15, 2013 1533932 Class B Units of Vantiv Holding, LLC Class A Common Stock (16,396,310) · · 16,396,310 Disposed
Dec. 12, 2012 1533932 Class B Units of Vantiv Holding, LLC Class A Common Stock (8,020,966) · · 8,020,966 Disposed
Dec. 12, 2012 1533932 Class B Units of Vantiv Holding, LLC Class A Common Stock (5,679,034) · · 5,679,034 Disposed
March 27, 2012 1533932 Class B Units of Vantiv Holding, LLC Class A Common Stock (2,086,064) · · 2,086,064 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 21, 2012 1533932 Class B Common Stock [F1] 78,240,102 Indirect
March 21, 2012 1533932 Class B Common Stock [F1] 7,765,098 Indirect
March 21, 2012 1533932 Class B Units of Vantiv Holding, LLC→ Class A Common Stock (78,240,102) 78,240,102 Indirect
March 21, 2012 1533932 Class B Units of Vantiv Holding, LLC→ Class A Common Stock (7,765,098) 7,765,098 Indirect
March 21, 2012 1533932 Warrant to Buy Class C Non-Vtg Units of Vantiv Holding, LLC→ Class A Common Stock [F6] (20,378,027) 20,378,027 Indirect