Fortunato R. Rocca

CIK 1492734 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 18, 2019 · Latest: Sept. 18, 2019

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 1, 2022 XGN F 4,322 $7.12 $30,773 120,678 Direct -3.46% Disposed 6.9% (price as of 2026-08-20)
Feb. 4, 2022 XGN A 75,000 125,000 Direct +150.00% Acquired (price as of 2026-08-20)
Feb. 23, 2021 XGN A 50,000 50,000 Direct Acquired (price as of 2026-08-20)
Feb. 23, 2021 XGN A 40,000 40,000 Direct Acquired (price as of 2026-08-20)
Jan. 9, 2020 XGN A 155,000 155,000 Direct Acquired (price as of 2026-08-20)
Sept. 18, 2019 XGN A 138,659 138,659 Direct Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 23, 2021 XGN Stock Option(right to buy) Common Stock (40,000) $18.20 Feb. 22, 2031 40,000 Acquired
Jan. 9, 2020 XGN Stock Option(right to buy) Stock Option(right to buy) (155,000) $24.19 Jan. 8, 2030 155,000 Acquired
Sept. 18, 2019 XGN Stock Option(right to buy) Common Stock (138,659) $14.00 Sept. 17, 2029 138,659 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 18, 2019 XGN Stock Option (Right to Buy)→ Common Stock (323,702) 323,702 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

XGN

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2022 $447,218 $657,750 $437,075 $1,542,043
2021 $594,707 $910,000 $388,596 $537,625 $8,700 $2,439,628
2020 $499,733 $1,742,603 $566,799 $8,550 $2,817,685

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.