Francis Raborn

Insider

First SEC filing: March 14, 2012 · Latest: Feb. 11, 2015

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

ALSN buying March 20, 2012

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 59 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

59 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 10, 2018	ALSN	M	3,233	—	—	3,233 Direct	—	Acquired	(price as of 2026-08-20)
May 10, 2018	ALSN	M	3,185	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 10, 2018	ALSN	M	48	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 28, 2018	ALSN	A	12	—	—	48 Direct	+33.33%	Acquired	(price as of 2026-08-20)
Nov. 30, 2017	ALSN	A	11	—	—	36 Direct	+44.00%	Acquired	(price as of 2026-08-20)
Nov. 15, 2017	ALSN	G	127,322	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 15, 2017	ALSN	G	127,322	—	—	169,947 Indirect	+298.70%	Acquired	(price as of 2026-08-20)
Aug. 31, 2017	ALSN	A	13	—	—	25 Direct	+108.33%	Acquired	(price as of 2026-08-20)
July 26, 2017	ALSN	M	13,800	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 26, 2017	ALSN	M	38,391	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 26, 2017	ALSN	M	33,601	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 26, 2017	ALSN	M	41,530	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 26, 2017	ALSN	M	127,322	$8.44	$1,074,598	127,322 Direct	—	Acquired	1398.5% (price as of 2026-08-20)
May 26, 2017	ALSN	A	12	—	—	12 Direct	—	Acquired	(price as of 2026-08-20)
May 12, 2017	ALSN	A	3,185	—	—	3,185 Direct	—	Acquired	(price as of 2026-08-20)
May 11, 2017	ALSN	M	3,697	—	—	3,697 Direct	—	Acquired	(price as of 2026-08-20)
May 11, 2017	ALSN	A	490	—	—	4,187 Direct	+13.25%	Acquired	(price as of 2026-08-20)
May 11, 2017	ALSN	M	3,628	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 11, 2017	ALSN	M	69	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 29, 2017	ALSN	G	497	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 29, 2017	ALSN	G	497	—	—	38,438 Indirect	+1.31%	Acquired	(price as of 2026-08-20)
March 15, 2017	ALSN	A	15	—	—	69 Direct	+27.78%	Acquired	(price as of 2026-08-20)
Feb. 10, 2017	ALSN	A	497	—	—	3,139 Direct	+18.81%	Acquired	(price as of 2026-08-20)
Dec. 13, 2016	ALSN	G	1,266	—	—	35,299 Indirect	+3.72%	Acquired	(price as of 2026-08-20)
Dec. 13, 2016	ALSN	G	1,266	—	—	2,642 Direct	-32.40%	Disposed	(price as of 2026-08-20)
Nov. 30, 2016	ALSN	A	16	—	—	54 Direct	+42.11%	Acquired	(price as of 2026-08-20)
Nov. 11, 2016	ALSN	A	603	—	—	3,908 Direct	+18.25%	Acquired	(price as of 2026-08-20)
Sept. 2, 2016	ALSN	A	19	—	—	38 Direct	+100.00%	Acquired	(price as of 2026-08-20)
Aug. 12, 2016	ALSN	A	663	—	—	3,305 Direct	+25.09%	Acquired	(price as of 2026-08-20)
June 3, 2016	ALSN	A	19	—	—	19 Direct	—	Acquired	(price as of 2026-08-20)
May 20, 2016	ALSN	G	3,228	—	—	2,642 Direct	-54.99%	Disposed	(price as of 2026-08-20)
May 20, 2016	ALSN	G	3,228	—	—	34,033 Indirect	+10.48%	Acquired	(price as of 2026-08-20)
May 13, 2016	ALSN	A	3,628	—	—	3,628 Direct	—	Acquired	(price as of 2026-08-20)
May 12, 2016	ALSN	M	3,228	—	—	5,870 Direct	+122.18%	Acquired	(price as of 2026-08-20)
May 12, 2016	ALSN	M	3,162	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 12, 2016	ALSN	M	66	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 11, 2016	ALSN	A	18	—	—	66 Direct	+37.50%	Acquired	(price as of 2026-08-20)
Nov. 25, 2015	ALSN	A	17	—	—	48 Direct	+54.84%	Acquired	(price as of 2026-08-20)
Aug. 28, 2015	ALSN	A	16	—	—	31 Direct	+106.67%	Acquired	(price as of 2026-08-20)
May 29, 2015	ALSN	A	15	—	—	15 Direct	—	Acquired	(price as of 2026-08-20)
May 15, 2015	ALSN	A	3,162	—	—	3,162 Direct	—	Acquired	(price as of 2026-08-20)
May 14, 2015	ALSN	M	43	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 14, 2015	ALSN	M	2,599	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 14, 2015	ALSN	M	2,642	—	—	2,642 Direct	—	Acquired	(price as of 2026-08-20)
March 13, 2015	ALSN	A	12	—	—	43 Direct	+38.71%	Acquired	(price as of 2026-08-20)
Nov. 26, 2014	ALSN	A	11	—	—	31 Direct	+55.00%	Acquired	(price as of 2026-08-20)
Aug. 29, 2014	ALSN	A	10	—	—	20 Direct	+100.00%	Acquired	(price as of 2026-08-20)
May 30, 2014	ALSN	A	10	—	—	10 Direct	—	Acquired	(price as of 2026-08-20)
May 9, 2014	ALSN	A	3,466	—	—	6,737 Direct	+105.96%	Acquired	(price as of 2026-08-20)
May 9, 2014	ALSN	A	2,599	—	—	2,599 Direct	—	Acquired	(price as of 2026-08-20)
May 8, 2014	ALSN	M	3,271	—	—	3,271 Direct	—	Acquired	(price as of 2026-08-20)
March 25, 2014	ALSN	A	13	—	—	60 Indirect	+27.66%	Acquired	(price as of 2026-08-20)
Dec. 2, 2013	ALSN	A	14	—	—	47 Indirect	+42.42%	Acquired	(price as of 2026-08-20)
Aug. 30, 2013	ALSN	A	17	—	—	33 Indirect	+106.25%	Acquired	(price as of 2026-08-20)
May 31, 2013	ALSN	A	16	—	—	16 Direct	—	Acquired	(price as of 2026-08-20)
May 9, 2013	ALSN	A	4,068	—	—	4,068 Direct	—	Acquired	(price as of 2026-08-20)
May 9, 2013	ALSN	A	3,211	—	—	3,211 Direct	—	Acquired	(price as of 2026-08-20)
May 9, 2013	ALSN	G	3,211	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 9, 2013	ALSN	G	3,211	—	—	3,211 Indirect	—	Acquired	(price as of 2026-08-20)
March 20, 2012	ALSN	P	20,000	$23.00	$460,000	20,000 Direct	—	Acquired	449.9% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 10, 2018	ALSN	Restricted Stock Units	Common Stock (3,185)	—	—	3,185	Disposed
May 10, 2018	ALSN	Dividend Equivalent Rights	Common Stock (48)	—	—	48	Disposed
Feb. 28, 2018	ALSN	Dividend Equivalent Rights	Common Stock (12)	—	—	12	Acquired
Nov. 30, 2017	ALSN	Dividend Equivalent Rights	Common Stock (11)	—	—	11	Acquired
Aug. 31, 2017	ALSN	Dividend Equivalent Rights	Common Stock (13)	—	—	13	Acquired
July 26, 2017	ALSN	Employee Stock Option (right to buy)	Common Stock (13,800)	$8.44	Feb. 8, 2021	13,800	Disposed
July 26, 2017	ALSN	Employee Stock Option (right to buy)	Common Stock (38,391)	$8.44	Oct. 28, 2019	38,391	Disposed
July 26, 2017	ALSN	Employee Stock Option (right to buy)	Common Stock (33,601)	$8.44	May 19, 2019	33,601	Disposed
July 26, 2017	ALSN	Employee Stock Option (right to buy)	Common Stock (41,530)	$8.44	Feb. 20, 2018	41,530	Disposed
May 26, 2017	ALSN	Dividend Equivalent Rights	Common Stock (12)	—	—	12	Acquired
May 12, 2017	ALSN	Restricted Stock Units [F10]	Common Stock (3,185)	—	—	3,185	Acquired
May 11, 2017	ALSN	Restricted Stock Units	Common Stock (3,628)	—	—	3,628	Disposed
May 11, 2017	ALSN	Dividend Equivalent Rights	Common Stock (69)	—	—	69	Disposed
March 15, 2017	ALSN	Dividend Equivalent Rights	Common Stock (15)	—	—	15	Acquired
Nov. 30, 2016	ALSN	Dividend Equivalent Rights	Common Stock (16)	—	—	16	Acquired
Sept. 2, 2016	ALSN	Dividend Equivalent Rights	Common Stock (19)	—	—	19	Acquired
June 3, 2016	ALSN	Dividend Equivalent Rights	Common Stock (19)	—	—	19	Acquired
May 13, 2016	ALSN	Restricted Stock Units [F3]	Common Stock (3,628)	—	—	3,628	Acquired
May 12, 2016	ALSN	Restricted Stock Units	Common Stock (3,162)	—	—	3,162	Disposed
May 12, 2016	ALSN	Dividend Equivalent Rights	Common Stock (66)	—	—	66	Disposed
March 11, 2016	ALSN	Dividend Equivalent Rights	Common Stock (18)	—	—	18	Acquired
Nov. 25, 2015	ALSN	Dividend Equivalent Rights	Common Stock (17)	—	—	17	Acquired
Aug. 28, 2015	ALSN	Dividend Equivalent Rights	Common Stock (16)	—	—	16	Acquired
May 29, 2015	ALSN	Dividend Equivalent Rights	Common Stock (15)	—	—	15	Acquired
May 15, 2015	ALSN	Restricted Stock Units [F3]	Common Stock (3,162)	—	—	3,162	Acquired
May 14, 2015	ALSN	Dividend Equivalent Rights	Common Stock (43)	—	—	43	Disposed
May 14, 2015	ALSN	Restricted Stock Units	Common Stock (2,599)	—	—	2,599	Disposed
March 13, 2015	ALSN	Dividend Equivalent Rights	Common Stock (12)	—	—	12	Acquired
Nov. 26, 2014	ALSN	Dividend Equivalent Rights	Common Stock (11)	—	—	11	Acquired
Aug. 29, 2014	ALSN	Dividend Equivalent Rights	Common Stock (10)	—	—	10	Acquired
May 30, 2014	ALSN	Dividend Equivalent Rights	Common Stock (10)	—	—	10	Acquired
May 9, 2014	ALSN	Restricted Stock Units [F5]	Common Stock (2,599)	—	—	2,599	Acquired
March 25, 2014	ALSN	Dividend Equivalent Rights	Common Stock (13)	—	—	13	Acquired
Dec. 2, 2013	ALSN	Dividend Equivalent Rights	Common Stock (14)	—	—	14	Acquired
Aug. 30, 2013	ALSN	Dividend Equivalent Rights	Common Stock (17)	—	—	17	Acquired
May 31, 2013	ALSN	Restricted Stock Units	Common Stock (16)	—	—	16	Acquired
May 9, 2013	ALSN	Restricted Stock Units [F4]	Common Stock (3,211)	—	—	3,211	Acquired
May 9, 2013	ALSN	Restricted Stock Units	Common Stock (3,211)	—	—	3,211	Disposed
May 9, 2013	ALSN	Restricted Stock Units	Common Stock (3,211)	—	—	3,211	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 14, 2012	ALSN	Employee Stock Option (right to buy)→ Common Stock (41,530)	41,530	Direct
March 14, 2012	ALSN	Employee Stock Option (right to buy)→ Common Stock (33,601)	33,601	Direct
March 14, 2012	ALSN	Employee Stock Option (right to buy)→ Common Stock (38,391)	38,391	Direct
March 14, 2012	ALSN	Employee Stock Option (right to buy)→ Common Stock (13,800)	13,800	Direct