Frank A Baer III
CIK 1186817 · View on SEC EDGAR ↗
Insider
First SEC filing: Aug. 11, 2010 · Latest: Aug. 11, 2010
On this page
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 5 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
5 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 10, 2010 | 811808 | P | 1,250 | $3.98 | $4,975 | 28,677 Direct | +4.56% | Acquired | |
| Aug. 9, 2010 | 811808 | P | 2,500 | $4.73 | $11,825 | 27,427 Direct | +10.03% | Acquired | |
| Dec. 30, 2009 | 811808 | P | 316 | $3.95 | $1,248 | 4,304 Direct | +7.92% | Acquired | |
| Oct. 13, 2009 | 811808 | P | 498 | $4.42 | $2,201 | 3,987 Direct | +14.27% | Acquired | |
| Sept. 30, 2009 | 811808 | P | 60 | $1000.00 | $60,000 | 60 Direct | — | Acquired | |
| Feb. 5, 2008 | 811808 | P | 1,500 | $15.93 | $23,895 | 24,927 Direct | +6.40% | Acquired | |
| Aug. 4, 2005 | 811808 | P | 96 | $31.89 | $3,061 | 8,323 Indirect | +1.17% | Acquired | |
| Aug. 4, 2005 | 811808 | P | 1,000 | $31.90 | $31,900 | 8,227 Indirect | +13.84% | Acquired | |
| Aug. 4, 2005 | 811808 | P | 59 | $31.82 | $1,877 | 7,227 Indirect | +0.82% | Acquired | |
| Aug. 4, 2005 | 811808 | P | 168 | $31.76 | $5,336 | 7,168 Indirect | +2.40% | Acquired | |
| Nov. 4, 2004 | 811808 | P | 1,000 | $25.00 | $25,000 | 7,000 Indirect | +16.67% | Acquired | |
| April 22, 2004 | 811808 | P | 3,000 | $34.95 | $104,850 | 3,000 Indirect | — | Acquired | |
| Dec. 11, 2003 | 811808 | P | 3,000 | $35.50 | $106,500 | 11,096 Direct | +37.06% | Acquired |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 30, 2009 | 811808 | Phantom Stock | Common Stock (4,304) | — | — | 316 | Acquired |
| Oct. 13, 2009 | 811808 | Phantom Stock | Common Stock (3,987) | — | — | 498 | Acquired |
| Sept. 30, 2009 | 811808 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 | Common Stock (10,909) | $5.50 | June 1, 2019 | 60 | Acquired |
| June 15, 2009 | 811808 | Phantom Stock | Common Stock (3,489) | — | — | 38 | Acquired |
| June 1, 2009 | 811808 | Phantom Stock | Common Stock (3,452) | — | — | 208 | Acquired |
| Feb. 27, 2009 | 811808 | Phantom Stock | Common Stock (3,244) | — | — | 163 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).