Frank A Holler

Insider

First SEC filing: Nov. 6, 2014 · Latest: Nov. 6, 2014

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

XENE selling May 27, 2021

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 37 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

37 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 27, 2021	XENE	M	36,008	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 27, 2021	XENE	M	3,086	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 27, 2021	XENE	S	8,485	$18.68	$158,500	143,653 Direct	-5.58%	Disposed	230.1% (price as of 2026-08-20)
May 27, 2021	XENE	S	2,579	$18.69	$48,202	152,138 Direct	-1.67%	Disposed	229.9% (price as of 2026-08-20)
May 27, 2021	XENE	F	5,911	$18.88	$111,600	154,717 Direct	-3.68%	Disposed	226.6% (price as of 2026-08-20)
May 27, 2021	XENE	M	36,008	$3.76	$135,390	160,628 Direct	+28.89%	Acquired	1540.0% (price as of 2026-08-20)
May 27, 2021	XENE	F	507	$18.88	$9,572	124,620 Direct	-0.41%	Disposed	226.6% (price as of 2026-08-20)
May 27, 2021	XENE	M	3,086	$3.76	$11,603	125,127 Direct	+2.53%	Acquired	1540.0% (price as of 2026-08-20)
June 1, 2020	XENE	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-20)
May 29, 2020	XENE	M	3,086	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 29, 2020	XENE	M	3,086	$3.56	$10,986	122,041 Direct	+2.59%	Acquired	1632.2% (price as of 2026-08-20)
Sept. 20, 2019	XENE	S	5,206	$9.39	$48,884	118,955 Direct	-4.19%	Disposed	556.7% (price as of 2026-08-20)
Sept. 19, 2019	XENE	S	7,600	$9.27	$70,452	124,161 Direct	-5.77%	Disposed	565.2% (price as of 2026-08-20)
Sept. 18, 2019	XENE	S	4,368	$9.28	$40,535	131,761 Direct	-3.21%	Disposed	564.5% (price as of 2026-08-20)
Sept. 17, 2019	XENE	S	5,069	$9.32	$47,243	136,129 Direct	-3.59%	Disposed	561.6% (price as of 2026-08-20)
Sept. 16, 2019	XENE	A	15,000	—	—	15,000 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 12, 2019	XENE	F	934	$9.38	$8,761	121,107 Direct	-0.77%	Disposed	557.4% (price as of 2026-08-20)
Sept. 12, 2019	XENE	M	3,086	$3.70	$11,418	122,041 Direct	+2.59%	Acquired	1566.6% (price as of 2026-08-20)
Sept. 12, 2019	XENE	M	25,720	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 12, 2019	XENE	M	3,086	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 12, 2019	XENE	M	3,086	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 12, 2019	XENE	F	7,781	$9.38	$72,986	141,198 Direct	-5.22%	Disposed	557.4% (price as of 2026-08-20)
Sept. 12, 2019	XENE	M	25,720	$3.00	$77,160	148,979 Direct	+20.87%	Acquired	1955.5% (price as of 2026-08-20)
Sept. 12, 2019	XENE	F	934	$9.38	$8,761	123,259 Direct	-0.75%	Disposed	557.4% (price as of 2026-08-20)
Sept. 12, 2019	XENE	M	3,086	$3.07	$9,474	124,193 Direct	+2.55%	Acquired	1908.6% (price as of 2026-08-20)
June 4, 2018	XENE	A	15,000	—	—	15,000 Direct	—	Acquired	(price as of 2026-08-20)
March 14, 2018	XENE	M	3,086	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 14, 2018	XENE	M	3,086	$3.77	$11,634	118,955 Direct	+2.66%	Acquired	1535.7% (price as of 2026-08-20)
June 1, 2017	XENE	A	3,500	—	—	3,500 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 15, 2016	XENE	S	30,000	$7.85	$235,500	115,869 Direct	-20.57%	Disposed	685.5% (price as of 2026-08-20)
Aug. 19, 2016	XENE	S	11,938	$7.65	$91,326	145,869 Direct	-7.56%	Disposed	706.1% (price as of 2026-08-20)
Aug. 18, 2016	XENE	S	9,599	$7.70	$73,912	157,807 Direct	-5.73%	Disposed	700.8% (price as of 2026-08-20)
Aug. 17, 2016	XENE	S	1,600	$7.89	$12,624	167,406 Direct	-0.95%	Disposed	681.6% (price as of 2026-08-20)
Aug. 16, 2016	XENE	S	6,863	$8.25	$56,620	169,006 Direct	-3.90%	Disposed	647.5% (price as of 2026-08-20)
June 2, 2016	XENE	A	3,500	—	—	3,500 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 18, 2015	XENE	M	2,057	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 18, 2015	XENE	F	868	$11.00	$9,548	174,807 Direct	-0.49%	Disposed	460.6% (price as of 2026-08-20)
Aug. 18, 2015	XENE	M	2,057	$4.98	$10,244	175,675 Direct	+1.18%	Acquired	1138.3% (price as of 2026-08-20)
May 4, 2015	XENE	A	3,086	—	—	3,086 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 9, 2014	XENE	C	2,737	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 9, 2014	XENE	C	4,988	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 9, 2014	XENE	C	941	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 9, 2014	XENE	C	95,002	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 9, 2014	XENE	C	941	—	—	1,184 Indirect	+387.24%	Acquired	(price as of 2026-08-20)
Nov. 9, 2014	XENE	C	2,737	—	—	173,618 Direct	+1.60%	Acquired	(price as of 2026-08-20)
Nov. 9, 2014	XENE	C	4,988	—	—	170,881 Direct	+3.01%	Acquired	(price as of 2026-08-20)
Nov. 9, 2014	XENE	C	95,002	—	—	165,893 Direct	+134.01%	Acquired	(price as of 2026-08-20)
Nov. 4, 2014	XENE	A	5,144	—	—	5,144 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 27, 2021	XENE	Stock Option (Right to Buy)	Common Shares (36,008)	—	May 28, 2021	36,008	Disposed
May 27, 2021	XENE	Stock Option (Right to Buy)	Common Shares (3,086)	—	May 28, 2021	3,086	Disposed
June 1, 2020	XENE	Stock Option (Right to Buy)	Common Shares (10,000)	$13.11	May 31, 2030	10,000	Acquired
May 29, 2020	XENE	Stock Option (Right to Buy)	Common Shares (3,086)	—	June 2, 2020	3,086	Disposed
Sept. 16, 2019	XENE	Stock Option (Right to Buy)	Common Shares (15,000)	$9.44	Sept. 15, 2029	15,000	Acquired
Sept. 12, 2019	XENE	Stock Option (Right to Buy)	Common Shares (25,720)	—	Sept. 18, 2019	25,720	Disposed
Sept. 12, 2019	XENE	Stock Option (Right to Buy)	Common Shares (3,086)	—	Sept. 18, 2019	3,086	Disposed
Sept. 12, 2019	XENE	Stock Option (Right to Buy)	Common Shares (3,086)	—	Sept. 18, 2019	3,086	Disposed
June 4, 2018	XENE	Stock Option (Right to Buy)	Common Shares (15,000)	$6.20	June 3, 2028	15,000	Acquired
March 14, 2018	XENE	Stock Option (Right to Buy)	Common Shares (3,086)	—	March 16, 2018	3,086	Disposed
June 1, 2017	XENE	Stock Option (Right to Buy)	Common Shares (3,500)	$3.85	May 31, 2027	3,500	Acquired
June 2, 2016	XENE	Stock Option (Right to Buy)	Common Shares (3,500)	$7.38	June 1, 2026	3,500	Acquired
Aug. 18, 2015	XENE	Stock Option (Right to Buy)	Common Shares (2,057)	—	Aug. 24, 2015	2,057	Disposed
May 4, 2015	XENE	Stock Option (Right to Buy)	Common Shares (3,086)	—	May 3, 2025	3,086	Acquired
Nov. 9, 2014	XENE	Series E Preferred Shares	Common Shares (2,737)	—	—	2,737	Disposed
Nov. 9, 2014	XENE	Series B Preferred Shares	Common Shares (4,988)	—	—	4,988	Disposed
Nov. 9, 2014	XENE	Series A Preferred Shares	Common Shares (941)	—	—	941	Disposed
Nov. 9, 2014	XENE	Series A Preferred Shares	Common Shares (95,002)	—	—	95,002	Disposed
Nov. 4, 2014	XENE	Stock Option (Right to Buy)	Common Shares (5,144)	$9.00	Nov. 3, 2024	5,144	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 43 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Nov. 6, 2014	XENE	Common Shares	70,891	Direct
Nov. 6, 2014	XENE	Common Shares	243	Indirect
Nov. 6, 2014	XENE	Series A Preferred Shares→ Common Shares	—	Direct
Nov. 6, 2014	XENE	Series A Preferred Shares→ Common Shares	—	Indirect
Nov. 6, 2014	XENE	Series B Preferred Shares→ Common Shares	—	Direct
Nov. 6, 2014	XENE	Series E Preferred Shares→ Common Shares	—	Direct
Nov. 6, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 6, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 6, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 6, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 6, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 6, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 6, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 6, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 6, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 6, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 6, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 6, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 6, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 6, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 6, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 6, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 4, 2014	XENE	Common Shares	70,891	Direct
Nov. 4, 2014	XENE	Common Stock	243	Indirect
Nov. 4, 2014	XENE	Series A Preferred Shares→ Common Shares	—	Direct
Nov. 4, 2014	XENE	Series A Preferred Stock→ Common Shares	—	Indirect
Nov. 4, 2014	XENE	Series E Preferred Shares→ Common Shares	—	Direct
Nov. 4, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 4, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 4, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 4, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 4, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 4, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 4, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 4, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 4, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 4, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 4, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 4, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 4, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 4, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 4, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct
Nov. 4, 2014	XENE	Stock Option (Right to Buy)→ Common Shares	—	Direct