Frank C Herringer
Insider
First SEC filing: Jan. 4, 2024 · Latest: Jan. 4, 2024
Insider at
Insider transactions
0 buys (P)
1 sells (S)
Net: $-228,312
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 1, 2026 | SCHW | A | 445 | · | · | 153,637 Direct | +0.29% | Acquired | (price as of 2026-10-05) |
| July 1, 2026 | SCHW | A | 457 | · | · | 152,751 Direct | +0.30% | Acquired | (price as of 2026-10-05) |
| May 26, 2026 | SCHW | A | 3,977 | · | · | 3,977 Direct | · | Acquired | (price as of 2026-10-05) |
| May 26, 2026 | SCHW | A | 1,602 | · | · | 12,268 Direct | +15.02% | Acquired | (price as of 2026-10-05) |
| April 28, 2026 | SCHW | M | 7,866 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| April 28, 2026 | SCHW | S | 2,520 | $90.60 | $228,312 | 177,508 Indirect | -1.40% | Disposed | 8.1% (price as of 2026-10-05) |
| April 28, 2026 | SCHW | M | 7,866 | $28.96 | $227,799 | 10,666 Direct | +280.93% | Acquired | 238.3% (price as of 2026-10-05) |
| April 1, 2026 | SCHW | A | 474 | · | · | 151,757 Direct | +0.31% | Acquired | (price as of 2026-10-05) |
| Jan. 2, 2026 | SCHW | A | 431 | · | · | 150,783 Direct | +0.29% | Acquired | (price as of 2026-10-05) |
| Oct. 1, 2025 | SCHW | A | 921 | · | · | 921 Direct | · | Acquired | (price as of 2026-10-05) |
| Oct. 1, 2025 | SCHW | A | 224 | · | · | 149,911 Direct | +0.15% | Acquired | (price as of 2026-10-05) |
| July 1, 2025 | SCHW | A | 909 | · | · | 909 Direct | · | Acquired | (price as of 2026-10-05) |
| July 1, 2025 | SCHW | A | 227 | · | · | 149,266 Direct | +0.15% | Acquired | (price as of 2026-10-05) |
| May 27, 2025 | SCHW | A | 3,646 | · | · | 3,646 Direct | · | Acquired | (price as of 2026-10-05) |
| May 27, 2025 | SCHW | A | 1,462 | · | · | 10,666 Direct | +15.88% | Acquired | (price as of 2026-10-05) |
| April 21, 2025 | SCHW | M | 8,548 | $31.21 | $266,783 | 9,204 Direct | +1303.05% | Acquired | 213.9% (price as of 2026-10-05) |
| April 21, 2025 | SCHW | S | 3,592 | $74.26 | $266,742 | 172,162 Indirect | -2.04% | Disposed | 31.9% (price as of 2026-10-05) |
| April 21, 2025 | SCHW | M | 8,548 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| April 1, 2025 | SCHW | A | 1,078 | · | · | 1,078 Direct | · | Acquired | (price as of 2026-10-05) |
| April 1, 2025 | SCHW | A | 266 | · | · | 148,579 Direct | +0.18% | Acquired | (price as of 2026-10-05) |
| Jan. 2, 2025 | SCHW | A | 1,132 | · | · | 1,132 Direct | · | Acquired | (price as of 2026-10-05) |
| Jan. 2, 2025 | SCHW | A | 280 | · | · | 147,805 Direct | +0.19% | Acquired | (price as of 2026-10-05) |
| Oct. 1, 2024 | SCHW | A | 2,621 | · | · | 2,621 Direct | · | Acquired | (price as of 2026-10-05) |
| July 1, 2024 | SCHW | A | 2,244 | · | · | 2,244 Direct | · | Acquired | (price as of 2026-10-05) |
| May 28, 2024 | SCHW | A | 4,496 | · | · | 4,496 Direct | · | Acquired | (price as of 2026-10-05) |
| May 28, 2024 | SCHW | A | 1,809 | · | · | 9,204 Direct | +24.46% | Acquired | (price as of 2026-10-05) |
| April 1, 2024 | SCHW | A | 1,858 | · | · | 1,858 Direct | · | Acquired | (price as of 2026-10-05) |
| Feb. 1, 2024 | SCHW | M | 10,511 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Feb. 1, 2024 | SCHW | S | 7,587 | $62.25 | $472,291 | 167,206 Indirect | -4.34% | Disposed | 57.4% (price as of 2026-10-05) |
| Feb. 1, 2024 | SCHW | M | 10,511 | $25.01 | $262,880 | 7,395 Direct | · | Acquired | 291.7% (price as of 2026-10-05) |
| Jan. 2, 2024 | SCHW | A | 2,247 | · | · | 2,247 Direct | · | Acquired | (price as of 2026-10-05) |
| Oct. 2, 2023 | SCHW | A | 771 | · | · | 144,796 Direct | +0.54% | Acquired | (price as of 2026-10-05) |
| July 3, 2023 | SCHW | A | 715 | · | · | 143,407 Direct | +0.50% | Acquired | (price as of 2026-10-05) |
| May 22, 2023 | SCHW | A | 5,464 | · | · | 5,464 Direct | · | Acquired | (price as of 2026-10-05) |
| May 22, 2023 | SCHW | A | 2,496 | · | · | 7,395 Direct | +50.95% | Acquired | (price as of 2026-10-05) |
| April 3, 2023 | SCHW | A | 800 | · | · | 142,037 Direct | +0.57% | Acquired | (price as of 2026-10-05) |
| Feb. 14, 2023 | SCHW | M | 14,345 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Feb. 14, 2023 | SCHW | S | 9,139 | $80.87 | $739,071 | 157,026 Indirect | -5.50% | Disposed | 21.1% (price as of 2026-10-05) |
| Feb. 14, 2023 | SCHW | G | 14,345 | · | · | 166,165 Indirect | +9.45% | Acquired | (price as of 2026-10-05) |
| Feb. 14, 2023 | SCHW | G | 14,345 | · | · | 4,899 Direct | -74.54% | Disposed | (price as of 2026-10-05) |
| Feb. 14, 2023 | SCHW | M | 14,345 | $19.21 | $275,567 | 19,244 Direct | +292.81% | Acquired | 409.9% (price as of 2026-10-05) |
| Jan. 3, 2023 | SCHW | A | 504 | · | · | 140,792 Direct | +0.36% | Acquired | (price as of 2026-10-05) |
| Oct. 3, 2022 | SCHW | A | 564 | · | · | 139,910 Direct | +0.40% | Acquired | (price as of 2026-10-05) |
| July 1, 2022 | SCHW | A | 646 | · | · | 138,943 Direct | +0.47% | Acquired | (price as of 2026-10-05) |
| May 19, 2022 | SCHW | A | 2,054 | · | · | 4,899 Direct | +72.20% | Acquired | (price as of 2026-10-05) |
| May 19, 2022 | SCHW | A | 4,703 | · | · | 4,703 Direct | · | Acquired | (price as of 2026-10-05) |
| April 1, 2022 | SCHW | A | 494 | · | · | 137,898 Direct | +0.36% | Acquired | (price as of 2026-10-05) |
| Feb. 8, 2022 | SCHW | M | 16,491 | $12.66 | $208,776 | 151,877 Indirect | +12.18% | Acquired | 673.8% (price as of 2026-10-05) |
| Feb. 8, 2022 | SCHW | F | 2,209 | $94.48 | $208,706 | 149,668 Indirect | -1.45% | Disposed | 3.7% (price as of 2026-10-05) |
| Feb. 8, 2022 | SCHW | M | 16,491 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Jan. 3, 2022 | SCHW | A | 481 | · | · | 137,055 Direct | +0.35% | Acquired | (price as of 2026-10-05) |
| Oct. 1, 2021 | SCHW | A | 454 | · | · | 136,279 Direct | +0.33% | Acquired | (price as of 2026-10-05) |
| July 1, 2021 | SCHW | A | 459 | · | · | 135,494 Direct | +0.34% | Acquired | (price as of 2026-10-05) |
| May 17, 2021 | SCHW | A | 1,529 | · | · | 4,997 Direct | +44.09% | Acquired | (price as of 2026-10-05) |
| May 17, 2021 | SCHW | A | 4,390 | · | · | 4,390 Direct | · | Acquired | (price as of 2026-10-05) |
| April 1, 2021 | SCHW | A | 508 | · | · | 134,707 Direct | +0.38% | Acquired | (price as of 2026-10-05) |
| Jan. 4, 2021 | SCHW | A | 640 | · | · | 133,807 Direct | +0.48% | Acquired | (price as of 2026-10-05) |
| Nov. 11, 2020 | SCHW | M | 11,344 | $17.62 | $199,881 | 137,682 Indirect | +8.98% | Acquired | 456.0% (price as of 2026-10-05) |
| Nov. 11, 2020 | SCHW | F | 4,281 | $46.68 | $199,837 | 133,401 Indirect | -3.11% | Disposed | 109.9% (price as of 2026-10-05) |
| Nov. 11, 2020 | SCHW | M | 11,344 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Oct. 1, 2020 | SCHW | A | 895 | · | · | 126,349 Direct | +0.71% | Acquired | (price as of 2026-10-05) |
| July 1, 2020 | SCHW | A | 1,023 | · | · | 125,454 Direct | +0.82% | Acquired | (price as of 2026-10-05) |
| May 14, 2020 | SCHW | A | 3,396 | · | · | 7,167 Direct | +90.06% | Acquired | (price as of 2026-10-05) |
| May 14, 2020 | SCHW | A | 6,655 | · | · | 6,655 Direct | · | Acquired | (price as of 2026-10-05) |
| April 1, 2020 | SCHW | A | 1,024 | · | · | 124,431 Direct | +0.83% | Acquired | (price as of 2026-10-05) |
| Jan. 2, 2020 | SCHW | A | 700 | · | · | 123,407 Direct | +0.57% | Acquired | (price as of 2026-10-05) |
| Nov. 26, 2019 | SCHW | M | 11,082 | $17.38 | $192,605 | 128,536 Indirect | +9.44% | Acquired | 463.6% (price as of 2026-10-05) |
| Nov. 26, 2019 | SCHW | F | 3,912 | $49.22 | $192,549 | 124,624 Indirect | -3.04% | Disposed | 99.0% (price as of 2026-10-05) |
| Nov. 26, 2019 | SCHW | M | 11,082 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Oct. 1, 2019 | SCHW | A | 894 | · | · | 122,707 Direct | +0.73% | Acquired | (price as of 2026-10-05) |
| July 1, 2019 | SCHW | A | 829 | · | · | 121,813 Direct | +0.69% | Acquired | (price as of 2026-10-05) |
| May 17, 2019 | SCHW | A | 1,841 | · | · | 5,772 Direct | +46.83% | Acquired | (price as of 2026-10-05) |
| May 17, 2019 | SCHW | A | 8,584 | · | · | 8,584 Direct | · | Acquired | (price as of 2026-10-05) |
| May 3, 2019 | AMGN | A | 1,127 | · | · | 35,522 Direct | +3.28% | Acquired | (price as of 2026-10-05) |
| April 1, 2019 | SCHW | A | 765 | · | · | 120,984 Direct | +0.64% | Acquired | (price as of 2026-10-05) |
| Feb. 25, 2019 | SCHW | M | 8,356 | $18.00 | $150,408 | 118,690 Indirect | +7.57% | Acquired | 444.2% (price as of 2026-10-05) |
| Feb. 25, 2019 | SCHW | F | 3,237 | $46.46 | $150,391 | 115,453 Indirect | -2.73% | Disposed | 110.8% (price as of 2026-10-05) |
| Feb. 25, 2019 | SCHW | M | 8,356 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Jan. 2, 2019 | SCHW | A | 812 | · | · | 120,219 Direct | +0.68% | Acquired | (price as of 2026-10-05) |
| Oct. 1, 2018 | SCHW | A | 682 | · | · | 119,407 Direct | +0.57% | Acquired | (price as of 2026-10-05) |
| July 2, 2018 | SCHW | A | 658 | · | · | 118,725 Direct | +0.56% | Acquired | (price as of 2026-10-05) |
| May 17, 2018 | SCHW | A | 1,351 | · | · | 6,105 Direct | +28.42% | Acquired | (price as of 2026-10-05) |
| May 17, 2018 | SCHW | A | 5,139 | · | · | 5,139 Direct | · | Acquired | (price as of 2026-10-05) |
| April 27, 2018 | AMGN | A | 1,127 | · | · | 50,875 Direct | +2.27% | Acquired | (price as of 2026-10-05) |
| April 2, 2018 | SCHW | A | 670 | · | · | 118,067 Direct | +0.57% | Acquired | (price as of 2026-10-05) |
| Jan. 30, 2018 | SCHW | M | 7,486 | $22.39 | $167,612 | 111,276 Indirect | +7.21% | Acquired | 337.5% (price as of 2026-10-05) |
| Jan. 30, 2018 | SCHW | F | 3,116 | $53.79 | $167,610 | 108,160 Indirect | -2.80% | Disposed | 82.1% (price as of 2026-10-05) |
| Jan. 30, 2018 | SCHW | M | 7,486 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Jan. 2, 2018 | SCHW | A | 657 | · | · | 117,397 Direct | +0.56% | Acquired | (price as of 2026-10-05) |
| Oct. 2, 2017 | SCHW | A | 767 | · | · | 116,740 Direct | +0.66% | Acquired | (price as of 2026-10-05) |
| July 3, 2017 | SCHW | A | 777 | · | · | 115,973 Direct | +0.67% | Acquired | (price as of 2026-10-05) |
| May 18, 2017 | SCHW | A | 1,831 | · | · | 10,685 Direct | +20.68% | Acquired | (price as of 2026-10-05) |
| May 18, 2017 | SCHW | A | 7,165 | · | · | 7,165 Direct | · | Acquired | (price as of 2026-10-05) |
| May 1, 2017 | AMGN | A | 1,230 | · | · | 32,011 Direct | +4.00% | Acquired | (price as of 2026-10-05) |
| April 4, 2017 | SCHW | M | 7,823 | $20.14 | $157,555 | 13,316 Direct | +142.42% | Acquired | 386.4% (price as of 2026-10-05) |
| April 4, 2017 | SCHW | F | 3,905 | $40.33 | $157,489 | 9,411 Direct | -29.33% | Disposed | 142.9% (price as of 2026-10-05) |
| April 4, 2017 | SCHW | M | 7,823 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| April 3, 2017 | SCHW | A | 832 | · | · | 115,196 Direct | +0.73% | Acquired | (price as of 2026-10-05) |
| Jan. 3, 2017 | SCHW | A | 840 | · | · | 114,364 Direct | +0.74% | Acquired | (price as of 2026-10-05) |
| Nov. 30, 2016 | SCHW | G | 3,950 | · | · | 102,502 Indirect | -3.71% | Disposed | (price as of 2026-10-05) |
Showing latest 100 of 288 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 1, 2026 | SCHW | Restricted Stock Units | Common Stock | · | · | 445 | Acquired |
| July 1, 2026 | SCHW | Restricted Stock Units | Common Stock | · | · | 457 | Acquired |
| May 26, 2026 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $89.40 | May 26, 2036 | 3,977 | Acquired |
| April 28, 2026 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $28.96 | May 19, 2026 | 7,866 | Disposed |
| April 1, 2026 | SCHW | Restricted Stock Units | Common Stock | · | · | 474 | Acquired |
| Jan. 2, 2026 | SCHW | Restricted Stock Units | Common Stock | · | · | 431 | Acquired |
| Oct. 1, 2025 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $92.25 | Oct. 1, 2035 | 921 | Acquired |
| Oct. 1, 2025 | SCHW | Restricted Stock Units | Common Stock | · | · | 224 | Acquired |
| July 1, 2025 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $91.17 | July 1, 2035 | 909 | Acquired |
| July 1, 2025 | SCHW | Restricted Stock Units | Common Stock | · | · | 227 | Acquired |
| May 27, 2025 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $88.63 | May 27, 2035 | 3,646 | Acquired |
| April 21, 2025 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $31.21 | May 15, 2025 | 8,548 | Disposed |
| April 1, 2025 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $77.67 | April 1, 2035 | 1,078 | Acquired |
| April 1, 2025 | SCHW | Restricted Stock Units | Common Stock | · | · | 266 | Acquired |
| Jan. 2, 2025 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $73.84 | Jan. 2, 2035 | 1,132 | Acquired |
| Jan. 2, 2025 | SCHW | Restricted Stock Units | Common Stock | · | · | 280 | Acquired |
| Oct. 1, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $63.91 | Oct. 1, 2034 | 2,621 | Acquired |
| July 1, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $73.42 | July 1, 2034 | 2,244 | Acquired |
| May 28, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $70.79 | May 28, 2034 | 4,496 | Acquired |
| April 1, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $72.37 | April 1, 2034 | 1,858 | Acquired |
| Feb. 1, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $25.01 | May 19, 2024 | 10,511 | Disposed |
| Jan. 2, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $69.10 | Jan. 2, 2034 | 2,247 | Acquired |
| Oct. 2, 2023 | SCHW | Restricted Stock Units | Common Stock | · | · | 771 | Acquired |
| July 3, 2023 | SCHW | Restricted Stock Units | Common Stock | · | · | 715 | Acquired |
| May 22, 2023 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $51.97 | May 22, 2033 | 5,464 | Acquired |
| April 3, 2023 | SCHW | Restricted Stock Units | Common Stock | · | · | 800 | Acquired |
| Feb. 14, 2023 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $19.21 | May 20, 2023 | 14,345 | Disposed |
| Jan. 3, 2023 | SCHW | Restricted Stock Units | Common Stock | · | · | 504 | Acquired |
| Oct. 3, 2022 | SCHW | Restricted Stock Units | Common Stock | · | · | 564 | Acquired |
| July 1, 2022 | SCHW | Restricted Stock Units | Common Stock | · | · | 646 | Acquired |
| May 19, 2022 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $62.66 | May 19, 2032 | 4,703 | Acquired |
| April 1, 2022 | SCHW | Restricted Stock Units | Common Stock | · | · | 494 | Acquired |
| Feb. 8, 2022 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $12.66 | May 21, 2022 | 16,491 | Disposed |
| Jan. 3, 2022 | SCHW | Restricted Stock Units | Common Stock | · | · | 481 | Acquired |
| Oct. 1, 2021 | SCHW | Restricted Stock Units | Common Stock | · | · | 454 | Acquired |
| July 1, 2021 | SCHW | Restricted Stock Units | Common Stock | · | · | 459 | Acquired |
| May 17, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $73.00 | May 17, 2031 | 4,390 | Acquired |
| April 1, 2021 | SCHW | Restricted Stock Units | Common Stock | · | · | 508 | Acquired |
| Jan. 4, 2021 | SCHW | Restricted Stock Units | Common Stock | · | · | 640 | Acquired |
| Nov. 11, 2020 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $17.62 | May 19, 2021 | 11,344 | Disposed |
| Oct. 1, 2020 | SCHW | Restricted Stock Units | Common Stock | · | · | 895 | Acquired |
| July 1, 2020 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,023 | Acquired |
| May 14, 2020 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $33.40 | May 14, 2030 | 6,655 | Acquired |
| April 1, 2020 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,024 | Acquired |
| Jan. 2, 2020 | SCHW | Restricted Stock Units | Common Stock | · | · | 700 | Acquired |
| Nov. 26, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $17.38 | May 17, 2020 | 11,082 | Disposed |
| Oct. 1, 2019 | SCHW | Restricted Stock Units | Common Stock | · | · | 894 | Acquired |
| July 1, 2019 | SCHW | Restricted Stock Units | Common Stock | · | · | 829 | Acquired |
| May 17, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $43.21 | May 17, 2029 | 8,584 | Acquired |
| April 1, 2019 | SCHW | Restricted Stock Units | Common Stock | · | · | 765 | Acquired |
| Feb. 25, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $18.00 | May 18, 2019 | 8,356 | Disposed |
| Jan. 2, 2019 | SCHW | Restricted Stock Units | Common Stock | · | · | 812 | Acquired |
| Oct. 1, 2018 | SCHW | Restricted Stock Units | Common Stock | · | · | 682 | Acquired |
| July 2, 2018 | SCHW | Restricted Stock Units | Common Stock | · | · | 658 | Acquired |
| May 17, 2018 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $59.32 | May 17, 2028 | 5,139 | Acquired |
| April 2, 2018 | SCHW | Restricted Stock Units | Common Stock | · | · | 670 | Acquired |
| Jan. 30, 2018 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $22.39 | May 19, 2018 | 7,486 | Disposed |
| Jan. 2, 2018 | SCHW | Restricted Stock Units | Common Stock | · | · | 657 | Acquired |
| Oct. 2, 2017 | SCHW | Restricted Stock Units | Common Stock | · | · | 767 | Acquired |
| July 3, 2017 | SCHW | Restricted Stock Units | Common Stock | · | · | 777 | Acquired |
| May 18, 2017 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $38.33 | May 18, 2027 | 7,165 | Acquired |
| April 4, 2017 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $20.14 | May 21, 2017 | 7,823 | Disposed |
| April 3, 2017 | SCHW | Restricted Stock Units | Common Stock | · | · | 832 | Acquired |
| Jan. 3, 2017 | SCHW | Restricted Stock Units | Common Stock | · | · | 840 | Acquired |
| Oct. 3, 2016 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,073 | Acquired |
| July 1, 2016 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,345 | Acquired |
| May 19, 2016 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $28.96 | May 19, 2026 | 7,866 | Acquired |
| April 20, 2016 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $15.17 | May 22, 2016 | 5,244 | Disposed |
| April 1, 2016 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,190 | Acquired |
| March 14, 2016 | AMGN | Nqso (Right to Buy) | Common Stock | $50.44 | April 28, 2016 | 5,000 | Disposed |
| Jan. 4, 2016 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,056 | Acquired |
| Oct. 1, 2015 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,051 | Acquired |
| July 1, 2015 | SCHW | Restricted Stock Units | Common Stock | · | · | 906 | Acquired |
| May 15, 2015 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $31.21 | May 15, 2025 | 8,548 | Acquired |
| April 27, 2015 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $11.04 | May 23, 2015 | 5,244 | Disposed |
| April 1, 2015 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,003 | Acquired |
| Feb. 5, 2015 | AMGN | Nqso (Right to Buy) | Common Stock | $42.13 | April 29, 2015 | 5,000 | Disposed |
| Jan. 2, 2015 | SCHW | Restricted Stock Units | Common Stock | · | · | 993 | Acquired |
| Oct. 1, 2014 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,043 | Acquired |
| July 1, 2014 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,099 | Acquired |
| May 19, 2014 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $25.01 | May 19, 2024 | 10,511 | Acquired |
| April 2, 2014 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $9.06 | May 17, 2014 | 5,244 | Disposed |
| April 1, 2014 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,093 | Acquired |
| Feb. 25, 2014 | AMGN | Nqso (Right to Buy) | Common Stock | $62.55 | April 26, 2014 | 5,000 | Disposed |
| Jan. 2, 2014 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,162 | Acquired |
| Oct. 1, 2013 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,404 | Acquired |
| July 1, 2013 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,404 | Acquired |
| May 20, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $19.21 | May 20, 2023 | 14,345 | Acquired |
| May 6, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $9.31 | May 15, 2013 | 5,244 | Disposed |
| April 1, 2013 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,727 | Acquired |
| Feb. 26, 2013 | AMGN | Nqso (Right to Buy) | Common Stock | $74.89 | March 15, 2013 | 5,000 | Disposed |
| Jan. 2, 2013 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,990 | Acquired |
| Dec. 4, 2012 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $11.71 | Jan. 6, 2013 | 2,680 | Disposed |
| Oct. 1, 2012 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,941 | Acquired |
| Aug. 31, 2012 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $8.56 | Oct. 1, 2012 | 3,542 | Disposed |
| July 2, 2012 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,934 | Acquired |
| June 11, 2012 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $10.49 | July 1, 2012 | 2,181 | Disposed |
| May 21, 2012 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $12.66 | May 21, 2022 | 16,491 | Acquired |
| April 27, 2012 | AMGN | Nqso (Right to Buy) | Common Stock | $71.64 | April 27, 2022 | 5,000 | Acquired |
| April 2, 2012 | SCHW | Restricted Stock Units | Common Stock | · | · | 1,719 | Acquired |
Showing latest 100 of 170 transactions
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.