Frank C Herringer
CIK 1171694 · View on SEC EDGAR ↗
Insider
First SEC filing: Jan. 4, 2024 · Latest: Jan. 4, 2024
On this page
Insider at
Insider transactions
0 buys (P)
1 sells (S)
Net:
$-228,312
+ 96 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
96 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 28, 2026 | SCHW | S | 2,520 | $90.60 | $228,312 | 177,508 Indirect | -1.40% | Disposed | 22.7% (price as of 2026-08-21) |
| April 21, 2025 | SCHW | S | 3,592 | $74.26 | $266,742 | 172,162 Indirect | -2.04% | Disposed | 49.7% (price as of 2026-08-21) |
| Feb. 1, 2024 | SCHW | S | 7,587 | $62.25 | $472,291 | 167,206 Indirect | -4.34% | Disposed | 78.6% (price as of 2026-08-21) |
| Feb. 14, 2023 | SCHW | S | 9,139 | $80.87 | $739,071 | 157,026 Indirect | -5.50% | Disposed | 37.5% (price as of 2026-08-21) |
Showing latest 100 of 288 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 1, 2026 | SCHW | Restricted Stock Units | Common Stock (457) | — | — | 457 | Acquired |
| May 26, 2026 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (3,977) | $89.40 | May 26, 2036 | 3,977 | Acquired |
| April 28, 2026 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (7,866) | $28.96 | May 19, 2026 | 7,866 | Disposed |
| April 1, 2026 | SCHW | Restricted Stock Units | Common Stock (474) | — | — | 474 | Acquired |
| Jan. 2, 2026 | SCHW | Restricted Stock Units | Common Stock (431) | — | — | 431 | Acquired |
| Oct. 1, 2025 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (921) | $92.25 | Oct. 1, 2035 | 921 | Acquired |
| Oct. 1, 2025 | SCHW | Restricted Stock Units | Common Stock (224) | — | — | 224 | Acquired |
| July 1, 2025 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (909) | $91.17 | July 1, 2035 | 909 | Acquired |
| July 1, 2025 | SCHW | Restricted Stock Units | Common Stock (227) | — | — | 227 | Acquired |
| May 27, 2025 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (3,646) | $88.63 | May 27, 2035 | 3,646 | Acquired |
| April 21, 2025 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (8,548) | $31.21 | May 15, 2025 | 8,548 | Disposed |
| April 1, 2025 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,078) | $77.67 | April 1, 2035 | 1,078 | Acquired |
| April 1, 2025 | SCHW | Restricted Stock Units | Common Stock (266) | — | — | 266 | Acquired |
| Jan. 2, 2025 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,132) | $73.84 | Jan. 2, 2035 | 1,132 | Acquired |
| Jan. 2, 2025 | SCHW | Restricted Stock Units | Common Stock (280) | — | — | 280 | Acquired |
| Oct. 1, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (2,621) | $63.91 | Oct. 1, 2034 | 2,621 | Acquired |
| July 1, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (2,244) | $73.42 | July 1, 2034 | 2,244 | Acquired |
| May 28, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (4,496) | $70.79 | May 28, 2034 | 4,496 | Acquired |
| April 1, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,858) | $72.37 | April 1, 2034 | 1,858 | Acquired |
| Feb. 1, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (10,511) | $25.01 | May 19, 2024 | 10,511 | Disposed |
| Jan. 2, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (2,247) | $69.10 | Jan. 2, 2034 | 2,247 | Acquired |
| Oct. 2, 2023 | SCHW | Restricted Stock Units | Common Stock (771) | — | — | 771 | Acquired |
| July 3, 2023 | SCHW | Restricted Stock Units | Common Stock (715) | — | — | 715 | Acquired |
| May 22, 2023 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (5,464) | $51.97 | May 22, 2033 | 5,464 | Acquired |
| April 3, 2023 | SCHW | Restricted Stock Units | Common Stock (800) | — | — | 800 | Acquired |
| Feb. 14, 2023 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (14,345) | $19.21 | May 20, 2023 | 14,345 | Disposed |
| Jan. 3, 2023 | SCHW | Restricted Stock Units | Common Stock (504) | — | — | 504 | Acquired |
| Oct. 3, 2022 | SCHW | Restricted Stock Units | Common Stock (564) | — | — | 564 | Acquired |
| July 1, 2022 | SCHW | Restricted Stock Units | Common Stock (646) | — | — | 646 | Acquired |
| May 19, 2022 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (4,703) | $62.66 | May 19, 2032 | 4,703 | Acquired |
| April 1, 2022 | SCHW | Restricted Stock Units | Common Stock (494) | — | — | 494 | Acquired |
| Feb. 8, 2022 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (16,491) | $12.66 | May 21, 2022 | 16,491 | Disposed |
| Jan. 3, 2022 | SCHW | Restricted Stock Units | Common Stock (481) | — | — | 481 | Acquired |
| Oct. 1, 2021 | SCHW | Restricted Stock Units | Common Stock (454) | — | — | 454 | Acquired |
| July 1, 2021 | SCHW | Restricted Stock Units | Common Stock (459) | — | — | 459 | Acquired |
| May 17, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (4,390) | $73.00 | May 17, 2031 | 4,390 | Acquired |
| April 1, 2021 | SCHW | Restricted Stock Units | Common Stock (508) | — | — | 508 | Acquired |
| Jan. 4, 2021 | SCHW | Restricted Stock Units | Common Stock (640) | — | — | 640 | Acquired |
| Nov. 11, 2020 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (11,344) | $17.62 | May 19, 2021 | 11,344 | Disposed |
| Oct. 1, 2020 | SCHW | Restricted Stock Units | Common Stock (895) | — | — | 895 | Acquired |
| July 1, 2020 | SCHW | Restricted Stock Units | Common Stock (1,023) | — | — | 1,023 | Acquired |
| May 14, 2020 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (6,655) | $33.40 | May 14, 2030 | 6,655 | Acquired |
| April 1, 2020 | SCHW | Restricted Stock Units | Common Stock (1,024) | — | — | 1,024 | Acquired |
| Jan. 2, 2020 | SCHW | Restricted Stock Units | Common Stock (700) | — | — | 700 | Acquired |
| Nov. 26, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (11,082) | $17.38 | May 17, 2020 | 11,082 | Disposed |
| Oct. 1, 2019 | SCHW | Restricted Stock Units | Common Stock (894) | — | — | 894 | Acquired |
| July 1, 2019 | SCHW | Restricted Stock Units | Common Stock (829) | — | — | 829 | Acquired |
| May 17, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (8,584) | $43.21 | May 17, 2029 | 8,584 | Acquired |
| April 1, 2019 | SCHW | Restricted Stock Units | Common Stock (765) | — | — | 765 | Acquired |
| Feb. 25, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (8,356) | $18.00 | May 18, 2019 | 8,356 | Disposed |
| Jan. 2, 2019 | SCHW | Restricted Stock Units | Common Stock (812) | — | — | 812 | Acquired |
| Oct. 1, 2018 | SCHW | Restricted Stock Units | Common Stock (682) | — | — | 682 | Acquired |
| July 2, 2018 | SCHW | Restricted Stock Units | Common Stock (658) | — | — | 658 | Acquired |
| May 17, 2018 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (5,139) | $59.32 | May 17, 2028 | 5,139 | Acquired |
| April 2, 2018 | SCHW | Restricted Stock Units | Common Stock (670) | — | — | 670 | Acquired |
| Jan. 30, 2018 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (7,486) | $22.39 | May 19, 2018 | 7,486 | Disposed |
| Jan. 2, 2018 | SCHW | Restricted Stock Units | Common Stock (657) | — | — | 657 | Acquired |
| Oct. 2, 2017 | SCHW | Restricted Stock Units | Common Stock (767) | — | — | 767 | Acquired |
| July 3, 2017 | SCHW | Restricted Stock Units | Common Stock (777) | — | — | 777 | Acquired |
| May 18, 2017 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (7,165) | $38.33 | May 18, 2027 | 7,165 | Acquired |
| April 4, 2017 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (7,823) | $20.14 | May 21, 2017 | 7,823 | Disposed |
| April 3, 2017 | SCHW | Restricted Stock Units | Common Stock (832) | — | — | 832 | Acquired |
| Jan. 3, 2017 | SCHW | Restricted Stock Units | Common Stock (840) | — | — | 840 | Acquired |
| Oct. 3, 2016 | SCHW | Restricted Stock Units | Common Stock (1,073) | — | — | 1,073 | Acquired |
| July 1, 2016 | SCHW | Restricted Stock Units | Common Stock (1,345) | — | — | 1,345 | Acquired |
| May 19, 2016 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (7,866) | $28.96 | May 19, 2026 | 7,866 | Acquired |
| April 20, 2016 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (5,244) | $15.17 | May 22, 2016 | 5,244 | Disposed |
| April 1, 2016 | SCHW | Restricted Stock Units | Common Stock (1,190) | — | — | 1,190 | Acquired |
| March 14, 2016 | AMGN | Nqso (Right to Buy) | Common Stock (5,000) | $50.44 | April 28, 2016 | 5,000 | Disposed |
| Jan. 4, 2016 | SCHW | Restricted Stock Units | Common Stock (1,056) | — | — | 1,056 | Acquired |
| Oct. 1, 2015 | SCHW | Restricted Stock Units | Common Stock (1,051) | — | — | 1,051 | Acquired |
| July 1, 2015 | SCHW | Restricted Stock Units | Common Stock (906) | — | — | 906 | Acquired |
| May 15, 2015 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (8,548) | $31.21 | May 15, 2025 | 8,548 | Acquired |
| April 27, 2015 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (5,244) | $11.04 | May 23, 2015 | 5,244 | Disposed |
| April 1, 2015 | SCHW | Restricted Stock Units | Common Stock (1,003) | — | — | 1,003 | Acquired |
| Feb. 5, 2015 | AMGN | Nqso (Right to Buy) | Common Stock (5,000) | $42.13 | April 29, 2015 | 5,000 | Disposed |
| Jan. 2, 2015 | SCHW | Restricted Stock Units | Common Stock (993) | — | — | 993 | Acquired |
| Oct. 1, 2014 | SCHW | Restricted Stock Units | Common Stock (1,043) | — | — | 1,043 | Acquired |
| July 1, 2014 | SCHW | Restricted Stock Units | Common Stock (1,099) | — | — | 1,099 | Acquired |
| May 19, 2014 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (10,511) | $25.01 | May 19, 2024 | 10,511 | Acquired |
| April 2, 2014 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (5,244) | $9.06 | May 17, 2014 | 5,244 | Disposed |
| April 1, 2014 | SCHW | Restricted Stock Units | Common Stock (1,093) | — | — | 1,093 | Acquired |
| Feb. 25, 2014 | AMGN | Nqso (Right to Buy) | Common Stock (5,000) | $62.55 | April 26, 2014 | 5,000 | Disposed |
| Jan. 2, 2014 | SCHW | Restricted Stock Units | Common Stock (1,162) | — | — | 1,162 | Acquired |
| Oct. 1, 2013 | SCHW | Restricted Stock Units | Common Stock (1,404) | — | — | 1,404 | Acquired |
| July 1, 2013 | SCHW | Restricted Stock Units | Common Stock (1,404) | — | — | 1,404 | Acquired |
| May 20, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (14,345) | $19.21 | May 20, 2023 | 14,345 | Acquired |
| May 6, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (5,244) | $9.31 | May 15, 2013 | 5,244 | Disposed |
| April 1, 2013 | SCHW | Restricted Stock Units | Common Stock (1,727) | — | — | 1,727 | Acquired |
| Feb. 26, 2013 | AMGN | Nqso (Right to Buy) | Common Stock (5,000) | $74.89 | March 15, 2013 | 5,000 | Disposed |
| Jan. 2, 2013 | SCHW | Restricted Stock Units | Common Stock (1,990) | — | — | 1,990 | Acquired |
| Dec. 4, 2012 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (2,680) | $11.71 | Jan. 6, 2013 | 2,680 | Disposed |
| Oct. 1, 2012 | SCHW | Restricted Stock Units | Common Stock (1,941) | — | — | 1,941 | Acquired |
| Aug. 31, 2012 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (3,542) | $8.56 | Oct. 1, 2012 | 3,542 | Disposed |
| July 2, 2012 | SCHW | Restricted Stock Units | Common Stock (1,934) | — | — | 1,934 | Acquired |
| June 11, 2012 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (2,181) | $10.49 | July 1, 2012 | 2,181 | Disposed |
| May 21, 2012 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (16,491) | $12.66 | May 21, 2022 | 16,491 | Acquired |
| April 27, 2012 | AMGN | Nqso (Right to Buy) | Common Stock (5,000) | $71.64 | April 27, 2022 | 5,000 | Acquired |
| April 2, 2012 | SCHW | Restricted Stock Units | Common Stock (1,719) | — | — | 1,719 | Acquired |
| March 30, 2012 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (12,907) | $11.62 | May 15, 2012 | 12,907 | Disposed |
Showing latest 100 of 170 transactions
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.