Frank D Cargould

Insider

First SEC filing: April 24, 2007 · Latest: April 24, 2007

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

ASTE buying Dec. 12, 2012

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 55 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

55 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 2, 2013	ASTE	I	7,833	—	—	2,479 Direct	-75.96%	Disposed	(price as of 2026-08-20)
Nov. 29, 2013	ASTE	A	28	$36.76	$1,029	10,312 Direct	+0.27%	Acquired	13.5% (price as of 2026-08-20)
Oct. 10, 2013	ASTE	A	126	$35.78	$4,508	10,284 Direct	+1.24%	Acquired	16.7% (price as of 2026-08-20)
Aug. 30, 2013	ASTE	A	29	$34.79	$1,009	10,158 Direct	+0.29%	Acquired	20.0% (price as of 2026-08-20)
July 5, 2013	ASTE	A	146	$36.05	$5,263	10,129 Direct	+1.46%	Acquired	15.8% (price as of 2026-08-20)
May 30, 2013	ASTE	A	28	$35.72	$1,000	9,984 Direct	+0.28%	Acquired	16.9% (price as of 2026-08-20)
April 9, 2013	ASTE	A	392	$33.78	$13,242	9,956 Direct	+4.10%	Acquired	23.6% (price as of 2026-08-20)
Feb. 28, 2013	ASTE	F	334	$35.02	$11,697	0 Direct	-100.00%	Disposed	19.2% (price as of 2026-08-20)
Jan. 11, 2013	ASTE	A	148	$34.57	$5,116	9,563 Direct	+1.57%	Acquired	20.7% (price as of 2026-08-20)
Jan. 11, 2013	ASTE	A	148	$34.57	$5,116	9,563 Direct	+1.57%	Acquired	20.7% (price as of 2026-08-20)
Dec. 12, 2012	ASTE	P	294	$31.02	$9,120	9,415 Direct	+3.22%	Acquired	34.6% (price as of 2026-08-20)
Oct. 11, 2012	ASTE	A	140	$31.32	$4,385	9,121 Direct	+1.56%	Acquired	33.3% (price as of 2026-08-20)
July 9, 2012	ASTE	A	173	$29.54	$5,110	8,981 Direct	+1.96%	Acquired	41.3% (price as of 2026-08-20)
April 10, 2012	ASTE	A	125	$35.07	$4,384	8,808 Direct	+1.44%	Acquired	19.0% (price as of 2026-08-20)
March 8, 2012	ASTE	F	471	$35.90	$16,909	1,000 Direct	-32.02%	Disposed	16.3% (price as of 2026-08-20)
Jan. 17, 2012	ASTE	A	142	$35.38	$5,024	8,683 Direct	+1.66%	Acquired	18.0% (price as of 2026-08-20)
Oct. 12, 2011	ASTE	A	155	$32.34	$5,013	8,542 Direct	+1.85%	Acquired	29.1% (price as of 2026-08-20)
July 13, 2011	ASTE	A	110	$39.03	$4,293	8,387 Direct	+1.33%	Acquired	6.9% (price as of 2026-08-20)
April 8, 2011	ASTE	A	113	$38.03	$4,297	8,277 Direct	+1.38%	Acquired	9.8% (price as of 2026-08-20)
Jan. 10, 2011	ASTE	A	152	$32.85	$4,993	8,164 Direct	+1.90%	Acquired	27.1% (price as of 2026-08-20)
Oct. 5, 2010	ASTE	A	176	$28.46	$5,009	8,012 Direct	+2.25%	Acquired	46.7% (price as of 2026-08-20)
July 8, 2010	ASTE	A	152	$28.22	$4,289	7,836 Direct	+1.98%	Acquired	47.9% (price as of 2026-08-20)
April 8, 2010	ASTE	A	145	$29.70	$4,306	7,684 Direct	+1.92%	Acquired	40.5% (price as of 2026-08-20)
Jan. 12, 2010	ASTE	A	174	$28.36	$4,935	7,540 Direct	+2.36%	Acquired	47.2% (price as of 2026-08-20)
Oct. 12, 2009	ASTE	A	192	$26.12	$5,015	7,366 Direct	+2.68%	Acquired	59.8% (price as of 2026-08-20)
July 20, 2009	ASTE	A	177	$24.26	$4,294	7,174 Direct	+2.53%	Acquired	72.1% (price as of 2026-08-20)
April 13, 2009	ASTE	A	343	$27.06	$9,282	6,997 Direct	+5.15%	Acquired	54.2% (price as of 2026-08-20)
Jan. 13, 2009	ASTE	A	179	$28.00	$5,012	6,655 Direct	+2.76%	Acquired	49.1% (price as of 2026-08-20)
Oct. 9, 2008	ASTE	A	221	$22.71	$5,019	6,476 Direct	+3.53%	Acquired	83.8% (price as of 2026-08-20)
July 14, 2008	ASTE	A	8	$30.27	$242	6,255 Direct	+0.13%	Acquired	37.9% (price as of 2026-08-20)
July 10, 2008	ASTE	A	134	$30.27	$4,056	6,247 Direct	+2.19%	Acquired	37.9% (price as of 2026-08-20)
July 10, 2008	ASTE	A	134	$32.11	$4,303	6,247 Direct	+2.19%	Acquired	30.0% (price as of 2026-08-20)
April 9, 2008	ASTE	A	362	$38.65	$13,991	6,113 Direct	+6.29%	Acquired	8.0% (price as of 2026-08-20)
Feb. 28, 2008	ASTE	A	1,000	—	—	2,500 Direct	+66.67%	Acquired	(price as of 2026-08-20)
Jan. 10, 2008	ASTE	A	144	$28.89	$4,160	5,751 Direct	+2.57%	Acquired	44.5% (price as of 2026-08-20)
Oct. 16, 2007	ASTE	A	82	$59.16	$4,851	5,608 Direct	+1.48%	Acquired	-29.4% (price as of 2026-08-20)
Aug. 7, 2007	ASTE	M	5,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 7, 2007	ASTE	M	20	—	—	5,000 Direct	-0.40%	Disposed	(price as of 2026-08-20)
Aug. 7, 2007	ASTE	S	5,020	$52.00	$261,040	1,500 Direct	-76.99%	Disposed	-19.7% (price as of 2026-08-20)
Aug. 7, 2007	ASTE	M	5,000	$19.43	$97,150	6,520 Direct	+328.95%	Acquired	114.8% (price as of 2026-08-20)
Aug. 7, 2007	ASTE	M	20	$14.50	$290	1,520 Direct	+1.33%	Acquired	187.9% (price as of 2026-08-20)
July 17, 2007	ASTE	J	192	$49.22	$9,450	5,526 Direct	-3.36%	Disposed	-15.2% (price as of 2026-08-20)
April 20, 2007	ASTE	A	637	$42.84	$27,289	5,718 Direct	+12.54%	Acquired	-2.6% (price as of 2026-08-20)
March 8, 2007	ASTE	A	1,500	—	—	1,500 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 23, 2007	ASTE	A	128	$36.85	$4,717	5,081 Direct	+2.58%	Acquired	13.3% (price as of 2026-08-20)
Oct. 11, 2006	ASTE	P	160	$26.45	$4,232	4,953 Direct	+3.34%	Acquired	57.8% (price as of 2026-08-20)
July 11, 2006	ASTE	A	125	$32.31	$4,039	4,793 Direct	+2.68%	Acquired	29.2% (price as of 2026-08-20)
April 11, 2006	ASTE	A	345	$38.44	$13,262	4,668 Direct	+7.98%	Acquired	8.6% (price as of 2026-08-20)
Jan. 12, 2006	ASTE	A	115	$34.25	$3,939	4,323 Direct	+2.73%	Acquired	21.9% (price as of 2026-08-20)
Oct. 13, 2005	ASTE	A	173	$26.50	$4,584	4,208 Direct	+4.29%	Acquired	57.5% (price as of 2026-08-20)
Aug. 15, 2005	ASTE	S	5,500	$28.00	$154,000	0 Direct	-100.00%	Disposed	49.1% (price as of 2026-08-20)
Aug. 10, 2005	ASTE	M	6,896	—	—	5,020 Direct	-57.87%	Disposed	(price as of 2026-08-20)
Aug. 10, 2005	ASTE	M	6,100	—	—	11,916 Direct	-33.86%	Disposed	(price as of 2026-08-20)
Aug. 10, 2005	ASTE	S	12,996	$29.00	$376,884	5,500 Direct	-70.26%	Disposed	43.9% (price as of 2026-08-20)
Aug. 10, 2005	ASTE	M	6,896	$14.50	$99,992	18,496 Direct	+59.45%	Acquired	187.9% (price as of 2026-08-20)
Aug. 10, 2005	ASTE	M	6,100	$12.97	$79,117	11,600 Direct	+110.91%	Acquired	221.8% (price as of 2026-08-20)
July 18, 2005	ASTE	A	181	—	—	4,035 Indirect	+4.70%	Acquired	(price as of 2026-08-20)
April 9, 2005	ASTE	A	557	—	—	3,855 Indirect	+16.89%	Acquired	(price as of 2026-08-20)
March 7, 2005	ASTE	A	5,000	—	—	18,016 Direct	+38.41%	Acquired	(price as of 2026-08-20)
Jan. 8, 2005	ASTE	A	235	—	—	3,298 Indirect	+7.67%	Acquired	(price as of 2026-08-20)
Aug. 13, 2004	ASTE	P	5,000	$16.31	$81,550	5,500 Direct	+1000.00%	Acquired	155.9% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 2, 2013	ASTE	Phantom Stock	Common Stock (7,833)	—	—	7,833	Disposed
Nov. 29, 2013	ASTE	Phantom Stock	Common Stock (28)	—	—	28	Acquired
Oct. 10, 2013	ASTE	Phantom Stock	Common Stock	—	—	126	Acquired
Aug. 30, 2013	ASTE	Phantom Stock	Common Stock	—	—	29	Acquired
July 5, 2013	ASTE	Phantom Stock	Common Stock	—	—	146	Acquired
May 30, 2013	ASTE	Phantom Stock	Common Stock	—	—	28	Acquired
April 9, 2013	ASTE	Phantom Stock	Common Stock	—	—	392	Acquired
Jan. 11, 2013	ASTE	Phantom Stock	Common Stock	—	—	148	Acquired
Jan. 11, 2013	ASTE	Phantom Stock	Common Stock	—	—	148	Acquired
Dec. 12, 2012	ASTE	Phantom Stock	Common Stock	—	—	294	Acquired
Oct. 11, 2012	ASTE	Phantom Stock	Common Stock	—	—	140	Acquired
July 9, 2012	ASTE	Phantom Stock	Common Stock	—	—	173	Acquired
April 10, 2012	ASTE	Phantom Stock	Common Stock	—	—	125	Acquired
Jan. 17, 2012	ASTE	Phantom Stock	Common Stock (142)	—	—	142	Acquired
Oct. 12, 2011	ASTE	Phantom Stock	Common Stock (155)	—	—	155	Acquired
July 13, 2011	ASTE	Phantom Stock	Common Stock (110)	—	—	110	Acquired
April 8, 2011	ASTE	Phantom Stock	Common Stock (113)	—	—	113	Acquired
Jan. 10, 2011	ASTE	Phantom Stock	Common Stock (152)	—	—	152	Acquired
Oct. 5, 2010	ASTE	Phantom Stock	Common Stock (176)	—	—	176	Acquired
July 8, 2010	ASTE	Phantom Stock	Common Stock (152)	—	—	152	Acquired
April 8, 2010	ASTE	Phantom Stock	Common Stock (145)	—	—	145	Acquired
Jan. 12, 2010	ASTE	Phantom Stock	Common Stock (174)	—	—	174	Acquired
Oct. 12, 2009	ASTE	Phantom Stock	Common Stock (192)	—	—	192	Acquired
July 20, 2009	ASTE	Phantom Stock	Common Stock (177)	—	—	177	Acquired
April 13, 2009	ASTE	Phantom Stock	Common Stock (343)	—	—	343	Acquired
Jan. 13, 2009	ASTE	Phantom Stock	Common Stock (179)	—	—	179	Acquired
Oct. 9, 2008	ASTE	Phantom Stock	Common Stock (221)	—	—	221	Acquired
July 14, 2008	ASTE	Phantom Stock	Common Stock (8)	—	—	8	Acquired
July 10, 2008	ASTE	Phantom Stock	Common Stock (134)	—	—	134	Acquired
July 10, 2008	ASTE	Phantom Stock	Common Stock (134)	—	—	134	Acquired
April 9, 2008	ASTE	Phantom Stock	Common Stock (362)	—	—	362	Acquired
Jan. 10, 2008	ASTE	Phantom Stock	Common Stock (144)	—	—	144	Acquired
Oct. 16, 2007	ASTE	Phantom Stock	Common Stock (82)	—	—	82	Acquired
Aug. 7, 2007	ASTE	Stock Options	Common Stock (5,000)	$19.43	March 6, 2015	5,000	Disposed
Aug. 7, 2007	ASTE	Stock Options	Common Stock (20)	$14.50	Jan. 1, 2012	20	Disposed
July 17, 2007	ASTE	Phantom Stock	Common Stock (192)	—	—	192	Disposed
April 20, 2007	ASTE	Phantom Stock	Common Stock (637)	—	—	637	Acquired
Jan. 23, 2007	ASTE	Phantom Stock	Common Stock (128)	—	—	128	Acquired
Oct. 11, 2006	ASTE	Phantom Stock	Common Stock (160)	—	—	160	Acquired
July 11, 2006	ASTE	Phantom Stock	Common Stock (125)	—	—	125	Acquired
April 11, 2006	ASTE	Phantom Stock	Common Stock (345)	—	—	345	Acquired
Jan. 12, 2006	ASTE	Phantom Stock	Common Stock (115)	—	—	115	Acquired
Oct. 13, 2005	ASTE	Phantom Stock	Common Stock (173)	—	—	173	Acquired
Aug. 10, 2005	ASTE	Stock Option	Common Stock (6,896)	$14.50	Jan. 1, 2012	6,896	Disposed
Aug. 10, 2005	ASTE	Stock Option	Common Stock (6,100)	$12.97	Jan. 1, 2011	6,100	Disposed
July 18, 2005	ASTE	Common Stock	Common Stock (181)	—	—	181	Acquired
April 9, 2005	ASTE	Common Stock	Common Stock (557)	—	—	557	Acquired
March 7, 2005	ASTE	stock option	common stock (5,000)	$19.43	March 6, 2015	5,000	Acquired
Jan. 8, 2005	ASTE	Common Stock	Common Stock (235)	—	—	235	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).