Frank L Steeves
CIK 1393821 · View on SEC EDGAR ↗
Insider
First SEC filing: March 22, 2007 · Latest: March 22, 2007
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 35 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
35 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 18, 2013 | EMR | S | 3,000 | $67.00 | $201,000 | 111,725 Direct | -2.61% | Disposed | 137.0% (price as of 2026-08-19) |
| Dec. 27, 2012 | EMR | S | 45,814 | $52.41 | $2,401,112 | 84,777 Direct | -35.08% | Disposed | 203.0% (price as of 2026-08-19) |
| Sept. 21, 2010 | EMR | S | 18,713 | $52.44 | $981,310 | 22,176 Direct | -45.77% | Disposed | 202.8% (price as of 2026-08-19) |
| Sept. 5, 2008 | EMR | P | 2,275 | $44.05 | $100,214 | 22,176 Direct | +11.43% | Acquired | 260.5% (price as of 2026-08-19) |
| Sept. 5, 2008 | EMR | P | 2,275 | $44.02 | $100,146 | 19,901 Direct | +12.91% | Acquired | 260.7% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 30, 2014 | EMR | Restricted Stock Units [F1] | Common Stock (40,920) | — | — | 40,920 | Disposed |
| Dec. 19, 2013 | EMR | Employee Stock Option (Right to Buy) | Common Stock (6,990) | $42.91 | April 3, 2017 | 6,990 | Disposed |
| Dec. 19, 2013 | EMR | Employee Stock Option (Right to Buy) | Common Stock (1,875) | $53.31 | Oct. 4, 2020 | 1,875 | Disposed |
| Nov. 5, 2013 | EMR | Restricted Stock Units [F3] | Common Stock (40,920) | — | — | 40,920 | Acquired |
| Oct. 1, 2013 | EMR | Employee Stock Option (right to buy) | Common Stock (100,000) | $65.07 | Oct. 1, 2023 | 100,000 | Acquired |
| Dec. 27, 2012 | EMR | Employee Stock Option (Right to Buy) | Common Stock (10,000) | $42.91 | April 3, 2017 | 10,000 | Disposed |
| Dec. 27, 2012 | EMR | Employee Stock Option (Right to Buy) | Common Stock (43,334) | $30.02 | Feb. 19, 2019 | 43,334 | Disposed |
| Sept. 30, 2011 | EMR | Restricted Stock Units [F1] | Common Stock (34,560) | — | — | 34,560 | Disposed |
| Nov. 1, 2010 | EMR | Restricted Stock Units [F3] | Common Stock (34,560) | — | — | 34,560 | Acquired |
| Oct. 4, 2010 | EMR | Employee stock option (right to buy) | Common Stock (110,000) | $53.31 | Oct. 4, 2020 | 110,000 | Acquired |
| Sept. 21, 2010 | EMR | Employee stock option (right to buy) | Common Stock (21,666) | $30.02 | Feb. 19, 2019 | 21,666 | Disposed |
| Feb. 19, 2009 | EMR | Employee Stock Option (Right to Buy) | Common Stock (65,000) | $30.02 | Feb. 19, 2019 | 65,000 | Acquired |
| April 3, 2007 | EMR | Employee Stock Option (Right to Buy) | Common Stock (100,000) | $42.91 | April 3, 2017 | 100,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 22, 2007 | EMR | Common Stock | 8,326 | Direct |