Frank Ng
CIK 1785810 · View on SEC EDGAR ↗
First SEC filing: Aug. 20, 2019 · Latest: Aug. 20, 2019
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 17, 2020 | AIFA | S | 23,584 | $1.56 | $36,791 | 171,456 Direct | -12.09% | Disposed | -67.8% (price as of 2026-08-20) |
| Aug. 14, 2020 | AIFA | S | 44,310 | $1.60 | $70,896 | 195,040 Direct | -18.51% | Disposed | -68.6% (price as of 2026-08-20) |
| Aug. 13, 2020 | AIFA | S | 36,274 | $1.72 | $62,391 | 239,350 Direct | -13.16% | Disposed | -70.8% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 21, 2019 | AIFA | Stock Options | Common Stock (300,000) | $4.09 | Nov. 21, 2029 | 300,000 | Acquired |
| Sept. 20, 2019 | AIFA | Stock Options | Common Stock (40,000) | $5.66 | Sept. 20, 2029 | 40,000 | Acquired |
| Aug. 9, 2019 | AIFA | Convertible Promissory Note | Common Stock (117,648) | — | Feb. 23, 2022 | 117,648 | Acquired |
| Aug. 9, 2019 | AIFA | Warrants | Common Stock (38,000) | $11.50 | Aug. 9, 2024 | 38,000 | Acquired |
| Aug. 9, 2019 | AIFA | Warrants [F2] | Common Stock (68,233) | $11.50 | Aug. 9, 2024 | 68,233 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 20, 2019 | AIFA | Common Stock | 0 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2020 | $166,154 | — | — | — | — | — | — | $266,154 |
| 2019 | $122,308 | — | $120,000 | $557,417 | — | — | — | $799,725 |
| 2018 | — | — | — | — | — | — | — | — |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.