Frank Ng
First SEC filing: Aug. 20, 2019 · Latest: Aug. 20, 2019
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 13, 2021 | AIFA | F | 23,042 | · | · | 127,440 Direct | -15.31% | Disposed | (price as of 2026-10-06) |
| April 9, 2021 | AIFA | J | 10,373 | · | · | 150,482 Direct | -6.45% | Disposed | (price as of 2026-10-06) |
| Nov. 12, 2020 | AIFA | F | 10,601 | · | · | 160,855 Direct | -6.18% | Disposed | (price as of 2026-10-06) |
| Aug. 17, 2020 | AIFA | S | 23,584 | $1.56 | $36,791 | 171,456 Direct | -12.09% | Disposed | -18.1% (price as of 2026-10-06) |
| Aug. 14, 2020 | AIFA | S | 44,310 | $1.60 | $70,896 | 195,040 Direct | -18.51% | Disposed | -20.1% (price as of 2026-10-06) |
| Aug. 13, 2020 | AIFA | S | 36,274 | $1.72 | $62,391 | 239,350 Direct | -13.16% | Disposed | -25.7% (price as of 2026-10-06) |
| Aug. 7, 2020 | AIFA | A | 46,083 | · | · | 275,624 Direct | +20.08% | Acquired | (price as of 2026-10-06) |
| Nov. 21, 2019 | AIFA | A | 300,000 | · | · | 300,000 Direct | · | Acquired | (price as of 2026-10-06) |
| Sept. 20, 2019 | AIFA | A | 40,000 | · | · | 40,000 Direct | · | Acquired | (price as of 2026-10-06) |
| Sept. 20, 2019 | AIFA | A | 21,202 | · | · | 229,541 Direct | +10.18% | Acquired | (price as of 2026-10-06) |
| Aug. 9, 2019 | AIFA | A | 117,648 | · | · | 117,648 Indirect | · | Acquired | (price as of 2026-10-06) |
| Aug. 9, 2019 | AIFA | A | 38,000 | $11.50 | $437,000 | 38,000 Indirect | · | Acquired | -88.9% (price as of 2026-10-06) |
| Aug. 9, 2019 | AIFA | A | 68,233 | $11.50 | $784,680 | 68,233 Direct | · | Acquired | -88.9% (price as of 2026-10-06) |
| Aug. 9, 2019 | AIFA | A | 117,647 | · | · | 117,647 Indirect | · | Acquired | (price as of 2026-10-06) |
| Aug. 9, 2019 | AIFA | A | 208,339 | · | · | 208,339 Direct | · | Acquired | (price as of 2026-10-06) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 21, 2019 | AIFA | Stock Options | Common Stock | $4.09 | Nov. 21, 2029 | 300,000 | Acquired |
| Sept. 20, 2019 | AIFA | Stock Options | Common Stock | $5.66 | Sept. 20, 2029 | 40,000 | Acquired |
| Aug. 9, 2019 | AIFA | Convertible Promissory Note | Common Stock | · | Feb. 23, 2022 | 117,648 | Acquired |
| Aug. 9, 2019 | AIFA | Warrants | Common Stock | $11.50 | Aug. 9, 2024 | 38,000 | Acquired |
| Aug. 9, 2019 | AIFA | Warrants [F2] | Common Stock | $11.50 | Aug. 9, 2024 | 68,233 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 20, 2019 | AIFA | Common Stock | 0 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2020 | $166,154 | · | · | · | · | · | · | $266,154 |
| 2019 | $122,308 | · | $120,000 | $557,417 | · | · | · | $799,725 |
| 2018 | · | · | · | · | · | · | · | · |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.