Frank P Popoff
CIK 1184179 · View on SEC EDGAR ↗
Insider
First SEC filing: April 30, 2007 · Latest: April 30, 2007
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 94 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 31, 2015 | AXP | A | 567 | $69.55 | $39,435 | 41,284 Direct | +1.39% | Acquired | 381.0% (price as of 2026-08-20) |
| Sept. 30, 2015 | AXP | A | 524 | $74.13 | $38,844 | 40,557 Direct | +1.31% | Acquired | 351.3% (price as of 2026-08-20) |
| June 30, 2015 | AXP | A | 492 | $79.99 | $39,355 | 39,891 Direct | +1.25% | Acquired | 318.2% (price as of 2026-08-20) |
| March 31, 2015 | AXP | A | 491 | $80.24 | $39,398 | 39,269 Direct | +1.27% | Acquired | 316.9% (price as of 2026-08-20) |
| Dec. 31, 2014 | AXP | A | 201 | $93.36 | $18,765 | 38,662 Direct | +0.52% | Acquired | 258.3% (price as of 2026-08-20) |
| Sept. 30, 2014 | AXP | A | 212 | $88.65 | $18,794 | 38,352 Direct | +0.56% | Acquired | 277.4% (price as of 2026-08-20) |
| June 30, 2014 | AXP | A | 198 | $94.87 | $18,784 | 38,027 Direct | +0.52% | Acquired | 252.6% (price as of 2026-08-20) |
| March 31, 2014 | AXP | A | 206 | $91.08 | $18,762 | 37,731 Direct | +0.55% | Acquired | 267.3% (price as of 2026-08-20) |
| Dec. 31, 2013 | AXP | A | 214 | $87.69 | $18,766 | 37,428 Direct | +0.58% | Acquired | 281.5% (price as of 2026-08-20) |
| Sept. 30, 2013 | AXP | A | 245 | $76.54 | $18,752 | 37,109 Direct | +0.66% | Acquired | 337.1% (price as of 2026-08-20) |
| June 30, 2013 | AXP | A | 254 | $73.86 | $18,760 | 36,753 Direct | +0.70% | Acquired | 352.9% (price as of 2026-08-20) |
| March 31, 2013 | AXP | A | 283 | $66.14 | $18,718 | 36,395 Direct | +0.78% | Acquired | 405.8% (price as of 2026-08-20) |
| Dec. 31, 2012 | AXP | A | 328 | $57.16 | $18,748 | 35,995 Direct | +0.92% | Acquired | 485.3% (price as of 2026-08-20) |
| Sept. 28, 2012 | AXP | A | 324 | $57.85 | $18,743 | 35,540 Direct | +0.92% | Acquired | 478.3% (price as of 2026-08-20) |
| June 29, 2012 | AXP | A | 331 | $56.66 | $18,754 | 35,090 Direct | +0.95% | Acquired | 490.4% (price as of 2026-08-20) |
| March 31, 2012 | AXP | A | 325 | $57.67 | $18,743 | 34,643 Direct | +0.95% | Acquired | 480.1% (price as of 2026-08-20) |
| Dec. 31, 2011 | AXP | A | 396 | $47.39 | $18,766 | 34,199 Direct | +1.17% | Acquired | 605.9% (price as of 2026-08-20) |
| Sept. 30, 2011 | AXP | A | 395 | $47.44 | $18,739 | 33,681 Direct | +1.19% | Acquired | 605.2% (price as of 2026-08-20) |
| June 30, 2011 | AXP | A | 380 | $49.38 | $18,764 | 33,149 Direct | +1.16% | Acquired | 577.5% (price as of 2026-08-20) |
| March 31, 2011 | AXP | A | 415 | $45.15 | $18,737 | 32,653 Direct | +1.29% | Acquired | 641.0% (price as of 2026-08-20) |
| Dec. 31, 2010 | AXP | A | 436 | $43.04 | $18,765 | 32,112 Direct | +1.38% | Acquired | 677.3% (price as of 2026-08-20) |
| Sept. 30, 2010 | AXP | A | 439 | $42.75 | $18,767 | 31,545 Direct | +1.41% | Acquired | 682.6% (price as of 2026-08-20) |
| June 30, 2010 | AXP | A | 449 | $41.73 | $18,737 | 30,979 Direct | +1.47% | Acquired | 701.7% (price as of 2026-08-20) |
| March 31, 2010 | AXP | A | 456 | $41.12 | $18,751 | 30,402 Direct | +1.52% | Acquired | 713.6% (price as of 2026-08-20) |
| Dec. 31, 2009 | AXP | A | 458 | $40.95 | $18,755 | 29,803 Direct | +1.56% | Acquired | 717.0% (price as of 2026-08-20) |
| Sept. 30, 2009 | AXP | A | 549 | $34.15 | $18,748 | 29,211 Direct | +1.92% | Acquired | 879.6% (price as of 2026-08-20) |
| June 30, 2009 | AXP | A | 788 | $23.79 | $18,747 | 28,504 Direct | +2.84% | Acquired | 1306.2% (price as of 2026-08-20) |
| March 31, 2009 | AXP | A | 1,368 | $13.71 | $18,755 | 27,533 Direct | +5.23% | Acquired | 2340.2% (price as of 2026-08-20) |
| Dec. 31, 2008 | AXP | A | 1,011 | $18.55 | $18,754 | 25,888 Direct | +4.06% | Acquired | 1703.5% (price as of 2026-08-20) |
| Sept. 30, 2008 | AXP | A | 510 | $36.78 | $18,758 | 24,699 Direct | +2.11% | Acquired | 809.6% (price as of 2026-08-20) |
| June 30, 2008 | AXP | A | 289 | $41.07 | $11,869 | 24,073 Direct | +1.22% | Acquired | 714.6% (price as of 2026-08-20) |
| March 31, 2008 | AXP | A | 266 | $44.56 | $11,853 | 23,697 Direct | +1.14% | Acquired | 650.8% (price as of 2026-08-20) |
| Dec. 31, 2007 | AXP | A | 228 | $52.07 | $11,872 | 23,337 Direct | +0.99% | Acquired | 542.5% (price as of 2026-08-20) |
| Sept. 28, 2007 | AXP | A | 200 | $59.48 | $11,896 | 23,048 Direct | +0.88% | Acquired | 462.4% (price as of 2026-08-20) |
| June 29, 2007 | AXP | A | 191 | $62.12 | $11,865 | 22,791 Direct | +0.85% | Acquired | 438.5% (price as of 2026-08-20) |
| April 27, 2007 | RTX | M | 7,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| April 27, 2007 | RTX | M | 7,000 | $44.08 | $308,560 | 54,700 Indirect | +14.68% | Acquired | 683.1% (price as of 2026-08-20) |
| April 23, 2007 | AXP | A | 3,400 | — | — | 22,554 Direct | +17.75% | Acquired | (price as of 2026-08-20) |
| April 11, 2007 | RTX | A | 4,057 | $64.08 | $259,973 | 40,756 Direct | +11.05% | Acquired | 438.7% (price as of 2026-08-20) |
| March 30, 2007 | AXP | A | 210 | $56.61 | $11,888 | 19,154 Direct | +1.11% | Acquired | 491.0% (price as of 2026-08-20) |
| Dec. 29, 2006 | AXP | A | 193 | $61.40 | $11,850 | 18,895 Direct | +1.03% | Acquired | 444.9% (price as of 2026-08-20) |
| Sept. 29, 2006 | AXP | A | 217 | $54.70 | $11,870 | 18,654 Direct | +1.18% | Acquired | 511.6% (price as of 2026-08-20) |
| June 30, 2006 | AXP | A | 225 | $52.86 | $11,894 | 18,384 Direct | +1.24% | Acquired | 532.9% (price as of 2026-08-20) |
| June 14, 2006 | AXP | M | 1,142 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| June 14, 2006 | AXP | M | 1,142 | $37.71 | $43,065 | 19,101 Direct | +6.36% | Acquired | 787.2% (price as of 2026-08-20) |
| June 13, 2006 | RTX | M | 8,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| June 13, 2006 | RTX | M | 5,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| June 13, 2006 | RTX | M | 8,000 | $30.52 | $244,160 | 47,700 Indirect | +20.15% | Acquired | 1031.1% (price as of 2026-08-20) |
| June 13, 2006 | RTX | M | 5,000 | $37.50 | $187,500 | 39,700 Indirect | +14.41% | Acquired | 820.6% (price as of 2026-08-20) |
| April 24, 2006 | AXP | A | 3,400 | — | — | 18,127 Direct | +23.09% | Acquired | (price as of 2026-08-20) |
| April 12, 2006 | RTX | A | 4,526 | $57.44 | $259,973 | 36,087 Direct | +14.34% | Acquired | 501.0% (price as of 2026-08-20) |
| March 31, 2006 | AXP | A | 224 | $53.13 | $11,901 | 14,727 Direct | +1.54% | Acquired | 529.7% (price as of 2026-08-20) |
| Dec. 30, 2005 | AXP | A | 179 | $51.77 | $9,267 | 14,470 Direct | +1.25% | Acquired | 546.2% (price as of 2026-08-20) |
| Sept. 30, 2005 | AXP | A | 162 | $57.23 | $9,271 | 12,484 Direct | +1.31% | Acquired | 567.8% (price as of 2026-08-20) |
| June 30, 2005 | AXP | A | 171 | $54.17 | $9,263 | 12,296 Direct | +1.41% | Acquired | 605.6% (price as of 2026-08-20) |
| April 27, 2005 | AXP | A | 2,225 | — | — | 12,103 Direct | +22.52% | Acquired | (price as of 2026-08-20) |
| April 13, 2005 | RTX | A | 3,000 | — | — | 3,000 Direct | — | Acquired | (price as of 2026-08-20) |
| March 31, 2005 | AXP | A | 180 | $51.50 | $9,270 | 9,878 Direct | +1.86% | Acquired | 642.1% (price as of 2026-08-20) |
| Jan. 3, 2005 | RTX | A | 1,311 | $103.00 | $135,033 | 15,460 Direct | +9.27% | Acquired | 570.3% (price as of 2026-08-20) |
| Dec. 31, 2004 | AXP | A | 164 | $56.50 | $9,266 | 9,677 Direct | +1.72% | Acquired | 576.5% (price as of 2026-08-20) |
| Nov. 10, 2004 | RTX | M | 2,500 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Nov. 10, 2004 | RTX | G | 2,500 | — | — | 17,350 Indirect | +16.84% | Acquired | (price as of 2026-08-20) |
| Nov. 10, 2004 | RTX | G | 2,500 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Nov. 10, 2004 | RTX | M | 2,500 | $78.50 | $196,250 | 2,500 Direct | — | Acquired | 779.5% (price as of 2026-08-20) |
| Nov. 8, 2004 | AXP | M | 3,000 | $40.63 | $121,890 | 27,420 Indirect | +12.29% | Acquired | 840.7% (price as of 2026-08-20) |
| Nov. 8, 2004 | AXP | M | 2,000 | $43.08 | $86,160 | 29,420 Indirect | +7.29% | Acquired | 787.2% (price as of 2026-08-20) |
| Nov. 8, 2004 | AXP | M | 3,000 | $48.85 | $146,550 | 32,420 Indirect | +10.20% | Acquired | 682.4% (price as of 2026-08-20) |
| Nov. 8, 2004 | AXP | M | 3,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Nov. 8, 2004 | AXP | M | 3,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Nov. 8, 2004 | AXP | M | 2,000 | — | — | 1,000 Direct | -66.67% | Disposed | (price as of 2026-08-20) |
| Sept. 30, 2004 | AXP | A | 180 | $51.39 | $9,250 | 9,493 Direct | +1.93% | Acquired | 643.7% (price as of 2026-08-20) |
| June 30, 2004 | AXP | A | 180 | $51.33 | $9,239 | 9,294 Direct | +1.97% | Acquired | 644.6% (price as of 2026-08-20) |
| April 29, 2004 | AXP | M | 3,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| April 29, 2004 | AXP | M | 3,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| April 29, 2004 | AXP | M | 2,001 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| April 29, 2004 | AXP | M | 1,002 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| April 29, 2004 | AXP | M | 3,000 | $44.91 | $134,730 | 26,611 Direct | +12.71% | Acquired | 751.0% (price as of 2026-08-20) |
| April 29, 2004 | AXP | M | 3,000 | $34.17 | $102,510 | 23,611 Direct | +14.56% | Acquired | 1018.5% (price as of 2026-08-20) |
| April 29, 2004 | AXP | M | 2,001 | $20.94 | $41,901 | 20,611 Direct | +10.75% | Acquired | 1725.2% (price as of 2026-08-20) |
| April 29, 2004 | AXP | M | 1,002 | $15.83 | $15,862 | 18,610 Direct | +5.69% | Acquired | 2314.4% (price as of 2026-08-20) |
| April 26, 2004 | AXP | A | 2,225 | — | — | 9,099 Direct | +32.37% | Acquired | (price as of 2026-08-20) |
| April 14, 2004 | RTX | A | 3,500 | — | — | 3,500 Direct | — | Acquired | (price as of 2026-08-20) |
| March 31, 2004 | AXP | A | 182 | $50.77 | $9,240 | 6,874 Direct | +2.72% | Acquired | 652.8% (price as of 2026-08-20) |
| Feb. 26, 2004 | RTX | M | 4,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Feb. 26, 2004 | RTX | M | 2,850 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Feb. 26, 2004 | RTX | M | 4,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Feb. 26, 2004 | RTX | G | 10,850 | — | — | 14,850 Indirect | +271.25% | Acquired | (price as of 2026-08-20) |
| Feb. 26, 2004 | RTX | G | 10,850 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Feb. 26, 2004 | RTX | M | 4,000 | $49.22 | $196,880 | 10,850 Direct | +58.39% | Acquired | 1302.7% (price as of 2026-08-20) |
| Feb. 26, 2004 | RTX | M | 2,850 | $62.19 | $177,242 | 6,850 Direct | +71.25% | Acquired | 1010.2% (price as of 2026-08-20) |
| Feb. 26, 2004 | RTX | M | 4,000 | $72.44 | $289,760 | 4,000 Direct | — | Acquired | 853.1% (price as of 2026-08-20) |
| Jan. 2, 2004 | RTX | A | 1,431 | $94.36 | $135,029 | 13,937 Direct | +11.44% | Acquired | 631.7% (price as of 2026-08-20) |
| Dec. 31, 2003 | AXP | A | 192 | $48.23 | $9,260 | 6,679 Direct | +2.96% | Acquired | 692.5% (price as of 2026-08-20) |
| Sept. 30, 2003 | AXP | A | 205 | $45.06 | $9,237 | 6,474 Direct | +3.27% | Acquired | 748.2% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 31, 2015 | AXP | Share Equivalent Units | Common Stock (567) | — | — | 567 | Acquired |
| Sept. 30, 2015 | AXP | Share Equivalent Units | Common Stock (524) | — | — | 524 | Acquired |
| June 30, 2015 | AXP | Share Equivalent Units | Common Stock (492) | — | — | 492 | Acquired |
| March 31, 2015 | AXP | Share Equivalent Units | Common Stock (491) | — | — | 491 | Acquired |
| Dec. 31, 2014 | AXP | Share Equivalent Units | Common Stock (201) | — | — | 201 | Acquired |
| Sept. 30, 2014 | AXP | Share Equivalent Units | Common Stock (212) | — | — | 212 | Acquired |
| June 30, 2014 | AXP | Share Equivalent Units | Common Stock (198) | — | — | 198 | Acquired |
| March 31, 2014 | AXP | Share Equivalent Units | Common Stock (206) | — | — | 206 | Acquired |
| Dec. 31, 2013 | AXP | Share Equivalent Units | Common Stock (214) | — | — | 214 | Acquired |
| Sept. 30, 2013 | AXP | Share Equivalent Units | Common Stock (245) | — | — | 245 | Acquired |
| June 30, 2013 | AXP | Share Equivalent Units | Common Stock (254) | — | — | 254 | Acquired |
| March 31, 2013 | AXP | Share Equivalent Units | Common Stock (283) | — | — | 283 | Acquired |
| Dec. 31, 2012 | AXP | Share Equivalent Units | Common Stock (328) | — | — | 328 | Acquired |
| Sept. 28, 2012 | AXP | Share Equivalent Units | Common Stock (324) | — | — | 324 | Acquired |
| June 29, 2012 | AXP | Share Equivalent Units | Common Stock (331) | — | — | 331 | Acquired |
| March 31, 2012 | AXP | Share Equivalent Units | Common Stock (325) | — | — | 325 | Acquired |
| Dec. 31, 2011 | AXP | Share Equivalent Units | Common Stock (396) | — | — | 396 | Acquired |
| Sept. 30, 2011 | AXP | Share Equivalent Units | Common Stock (395) | — | — | 395 | Acquired |
| June 30, 2011 | AXP | Share Equivalent Units | Common Stock (380) | — | — | 380 | Acquired |
| March 31, 2011 | AXP | Share Equivalent Units | Common Stock (415) | — | — | 415 | Acquired |
| Dec. 31, 2010 | AXP | Share Equivalent Units | Common Stock (436) | — | — | 436 | Acquired |
| Sept. 30, 2010 | AXP | Share Equivalent Units | Common Stock (439) | — | — | 439 | Acquired |
| June 30, 2010 | AXP | Share Equivalent Units | Common Stock (449) | — | — | 449 | Acquired |
| March 31, 2010 | AXP | Share Equivalent Units | Common Stock (456) | — | — | 456 | Acquired |
| Dec. 31, 2009 | AXP | Share Equivalent Units | Common Stock (458) | — | — | 458 | Acquired |
| Sept. 30, 2009 | AXP | Share Equivalent Units | Common Stock (549) | — | — | 549 | Acquired |
| June 30, 2009 | AXP | Share Equivalent Units | Common Stock (788) | — | — | 788 | Acquired |
| March 31, 2009 | AXP | Share Equivalent Units | Common Stock (1,368) | — | — | 1,368 | Acquired |
| Dec. 31, 2008 | AXP | Share Equivalent Units | Common Stock (1,011) | — | — | 1,011 | Acquired |
| Sept. 30, 2008 | AXP | Share Equivalent Units | Common Stock (510) | — | — | 510 | Acquired |
| June 30, 2008 | AXP | Share Equivalent Units | Common Stock (289) | — | — | 289 | Acquired |
| March 31, 2008 | AXP | Share Equivalent Units | Common Stock (266) | — | — | 266 | Acquired |
| Dec. 31, 2007 | AXP | Share Equivalent Units | Common Stock (228) | — | — | 228 | Acquired |
| Sept. 28, 2007 | AXP | Share Equivalent Units | Common Stock (200) | — | — | 200 | Acquired |
| June 29, 2007 | AXP | Share Equivalent Units | Common Stock (191) | — | — | 191 | Acquired |
| April 27, 2007 | RTX | Non-Qualified Stock Option (right to buy) | Common Stock (7,000) | $44.08 | April 13, 2014 | 7,000 | Disposed |
| April 23, 2007 | AXP | Share Equivalent Units | Common Stock (3,400) | — | — | 3,400 | Acquired |
| April 11, 2007 | RTX | Phantom Stock Unit | Common Stock (4,057) | — | — | 4,057 | Acquired |
| March 30, 2007 | AXP | Share Equivalent Units | Common Stock (210) | — | — | 210 | Acquired |
| Dec. 29, 2006 | AXP | Share Equivalent Units | Common Stock (193) | — | — | 193 | Acquired |
| Sept. 29, 2006 | AXP | Share Equivalent Units | Common Stock (217) | — | — | 217 | Acquired |
| June 30, 2006 | AXP | Share Equivalent Units | Common Stock (225) | — | — | 225 | Acquired |
| June 14, 2006 | AXP | Director Stock Option (Right to Buy) | Common Stock (1,142) | $37.71 | April 22, 2012 | 1,142 | Disposed |
| June 13, 2006 | RTX | Non-Qualified Stock Option (right to buy) | Common Stock (8,000) | $30.52 | April 8, 2013 | 8,000 | Disposed |
| June 13, 2006 | RTX | Non-Qualified Stock Option (right to buy) | Common Stock (5,000) | $37.50 | April 9, 2012 | 5,000 | Disposed |
| April 24, 2006 | AXP | Share Equivalent Units | Common Stock (3,400) | — | — | 3,400 | Acquired |
| April 12, 2006 | RTX | Phantom Stock Unit | Common Stock (4,526) | — | — | 4,526 | Acquired |
| March 31, 2006 | AXP | Share Equivalent Units | Common Stock (224) | — | — | 224 | Acquired |
| Dec. 30, 2005 | AXP | Share Equivalent Units | Common Stock (179) | — | — | 179 | Acquired |
| Sept. 30, 2005 | AXP | Share Equivalent Units | Common Shares | — | — | 162 | Acquired |
| June 30, 2005 | AXP | Share Equivalent Units | Common Shares (171) | — | — | 171 | Acquired |
| April 27, 2005 | AXP | Share Equivalent Units | Common Shares (2,225) | — | — | 2,225 | Acquired |
| April 13, 2005 | RTX | Non-Qualified Stock Option (right to buy) | Common Stock (3,000) | $101.05 | April 12, 2015 | 3,000 | Acquired |
| March 31, 2005 | AXP | Share Equivalent Units | Common Shares (180) | — | — | 180 | Acquired |
| Jan. 3, 2005 | RTX | Phantom Stock Unit | Common Stock (1,311) | — | — | 1,311 | Acquired |
| Dec. 31, 2004 | AXP | Share Equivalent Units | Common Shares (164) | — | — | 164 | Acquired |
| Nov. 10, 2004 | RTX | Non-Qualified Stock Option (right to buy) | Common Stock (2,500) | $78.50 | April 27, 2011 | 2,500 | Disposed |
| Nov. 8, 2004 | AXP | Director Stock Option (right to buy) | Common Shares (3,000) | $48.85 | April 23, 2010 | 3,000 | Disposed |
| Nov. 8, 2004 | AXP | Director Stock Option (right to buy) | Common Shares (3,000) | $40.63 | April 22, 2011 | 3,000 | Disposed |
| Nov. 8, 2004 | AXP | Director Stock Option (right to buy) [F2] | Common Shares (2,000) | $43.08 | April 22, 2012 | 2,000 | Disposed |
| Sept. 30, 2004 | AXP | Share Equivalent Units | Common Shares (180) | — | — | 180 | Acquired |
| June 30, 2004 | AXP | Share Equivalent Units | Common Shares (180) | — | — | 180 | Acquired |
| April 29, 2004 | AXP | Director Stock Option (right to buy) | Common Shares (3,000) | $44.91 | April 25, 2009 | 3,000 | Disposed |
| April 29, 2004 | AXP | Director Stock Option (right to buy) | Common Shares (3,000) | $34.17 | April 27, 2008 | 3,000 | Disposed |
| April 29, 2004 | AXP | Director Stock Option (right to buy) | Common Shares (2,001) | $20.94 | April 28, 2007 | 2,001 | Disposed |
| April 29, 2004 | AXP | Director Stock Option (right to buy) | Common Shares (1,002) | $15.83 | April 21, 2006 | 1,002 | Disposed |
| April 26, 2004 | AXP | Share Equivalent Units | Common Shares (2,225) | — | — | 2,225 | Acquired |
| April 14, 2004 | RTX | Non-Qualified Stock Option (right to buy) | Common Stock (3,500) | $88.17 | April 13, 2014 | 3,500 | Acquired |
| March 31, 2004 | AXP | Share Equivalent Units | Common Shares (182) | — | — | 182 | Acquired |
| Feb. 26, 2004 | RTX | Non-Qualified Stock Option (right to buy) | Common Stock (4,000) | $49.22 | April 29, 2008 | 4,000 | Disposed |
| Feb. 26, 2004 | RTX | Non-Qualified Stock Option (right to buy) | Common Stock (2,850) | $62.19 | April 27, 2010 | 2,850 | Disposed |
| Feb. 26, 2004 | RTX | Non-Qualified Stock Option (right to buy) | Common Stock (4,000) | $72.44 | April 29, 2009 | 4,000 | Disposed |
| Jan. 2, 2004 | RTX | Phantom Stock Unit | Common Stock (1,431) | $0.00 | — | 1,431 | Acquired |
| Dec. 31, 2003 | AXP | Share Equivalent Units | Common Shares (192) | — | — | 192 | Acquired |
| Sept. 30, 2003 | AXP | Share Equivalent Units | Common Shares (205) | — | — | 205 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).