Frank R. Oakes
CIK 1620188 · View on SEC EDGAR ↗
First SEC filing: Dec. 15, 2014 · Latest: Dec. 15, 2014
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 6, 2019 | EDSA | S 10b5-1 | 4,000 | $1.25 | $5,000 | 47,924 Direct | -7.70% | Disposed | -90.4% (price as of 2026-08-20) |
| Oct. 12, 2018 | EDSA | S 10b5-1 | 3,000 | $1.31 | $3,930 | 51,924 Direct | -5.46% | Disposed | -90.8% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 12, 2018 | EDSA | Share Option (Right to Buy) | Common Shares (40,000) | $0.84 | March 12, 2025 | 40,000 | Acquired |
| Nov. 24, 2015 | EDSA | Call Option (Obligation to Sell) | Common Shares (150,000) | $2.50 | Nov. 25, 2015 | 150,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 8 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 15, 2014 | EDSA | Common Shares, without par value | 1,967,646 | Direct |
| Dec. 15, 2014 | EDSA | Call Option (Obligation to Sell)→ Common Shares (600,000) | 600,000 | Direct |
| Dec. 15, 2014 | EDSA | Call Option (Obligation to Sell)→ Common Shares (900,000) | 900,000 | Direct |
| Sept. 26, 2014 | EDSA | Common Shares, without par value [F1] | 3,467,646 | Direct |
| Sept. 26, 2014 | EDSA | Stock Option (Right to Buy) [F1]→ Common Shares (1,035,000) | 1,035,000 | Direct |
| Sept. 26, 2014 | EDSA | Stock Option (Right to Buy) [F1]→ Common Shares (425,600) | 425,600 | Direct |
| Sept. 26, 2014 | EDSA | Stock Option (Right to Buy) [F1]→ Common Shares (375,600) | 375,600 | Direct |
| Sept. 26, 2014 | EDSA | Warrants [F1]→ Common Shares (40,000) | 40,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2017 | $257,100 | $25,000 | $296,969 | — | — | — | $23,669 | $602,738 |
| 2016 | $250,100 | $120,000 | — | — | — | — | $59,737 | $429,837 |
| 2015 | $240,000 | $90,000 | — | — | — | — | $25,643 | $355,643 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.