Frank Yocca
CIK 1733272 · View on SEC EDGAR ↗
First SEC filing: March 7, 2018 · Latest: June 17, 2026
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 20, 2026 | BTAI | S 10b5-1 | 6,845 | $1.08 | $7,393 | 26,175 Direct | -20.73% | Disposed | -25.7% (price as of 2026-08-20) |
| Dec. 16, 2024 | BTAI | S 10b5-1 | 225 | $0.35 | $79 | 28,931 Direct | -0.77% | Disposed | -85.7% (price as of 2026-08-20) |
| Dec. 16, 2024 | BTAI | S 10b5-1 | 205 | $0.36 | $74 | 29,156 Direct | -0.70% | Disposed | -86.1% (price as of 2026-08-20) |
| Oct. 3, 2024 | BTAI | S 10b5-1 | 7,175 | $0.55 | $3,946 | 28,278 Direct | -20.24% | Disposed | -90.9% (price as of 2026-08-20) |
| Sept. 16, 2024 | BTAI | S 10b5-1 | 355 | $0.69 | $245 | 14,203 Direct | -2.44% | Disposed | -92.7% (price as of 2026-08-20) |
| June 17, 2024 | BTAI | S 10b5-1 | 372 | $1.28 | $476 | 13,474 Direct | -2.69% | Disposed | -96.1% (price as of 2026-08-20) |
| April 4, 2024 | BTAI | S 10b5-1 | 1,067 | $2.64 | $2,817 | 12,763 Direct | -7.72% | Disposed | -98.1% (price as of 2026-08-20) |
| March 15, 2023 | BTAI | S 10b5-1 | 985 | $19.69 | $19,395 | 9,496 Direct | -9.40% | Disposed | -99.7% (price as of 2026-08-20) |
| Jan. 20, 2023 | BTAI | S 10b5-1 | 50,000 | $30.00 | $1,500,000 | 8,397 Direct | -85.62% | Disposed | -99.8% (price as of 2026-08-20) |
| March 15, 2021 | BTAI | S 10b5-1 | 630 | $49.30 | $31,059 | 58,397 Direct | -1.07% | Disposed | -99.9% (price as of 2026-08-20) |
| March 15, 2021 | BTAI | S 10b5-1 | 14,370 | $48.47 | $696,514 | 59,027 Direct | -19.58% | Disposed | -99.9% (price as of 2026-08-20) |
| Feb. 16, 2021 | BTAI | S 10b5-1 | 1,137 | $57.71 | $65,616 | 79,155 Direct | -1.42% | Disposed | -99.9% (price as of 2026-08-20) |
| Feb. 16, 2021 | BTAI | S 10b5-1 | 2,886 | $58.54 | $168,946 | 76,269 Direct | -3.65% | Disposed | -99.9% (price as of 2026-08-20) |
| Feb. 16, 2021 | BTAI | S 10b5-1 | 500 | $59.46 | $29,730 | 75,769 Direct | -0.66% | Disposed | -99.9% (price as of 2026-08-20) |
| Feb. 16, 2021 | BTAI | S 10b5-1 | 1,772 | $60.43 | $107,082 | 73,997 Direct | -2.34% | Disposed | -99.9% (price as of 2026-08-20) |
| Feb. 16, 2021 | BTAI | S 10b5-1 | 600 | $61.20 | $36,720 | 73,397 Direct | -0.81% | Disposed | -99.9% (price as of 2026-08-20) |
| Feb. 16, 2021 | BTAI | S 10b5-1 | 6,805 | $56.49 | $384,414 | 80,292 Direct | -7.81% | Disposed | -99.9% (price as of 2026-08-20) |
| Feb. 16, 2021 | BTAI | S 10b5-1 | 1,300 | $55.88 | $72,644 | 87,097 Direct | -1.47% | Disposed | -99.9% (price as of 2026-08-20) |
| Jan. 25, 2021 | BTAI | S 10b5-1 | 900 | $46.94 | $42,246 | 102,497 Direct | -0.87% | Disposed | -99.9% (price as of 2026-08-20) |
| Jan. 25, 2021 | BTAI | S 10b5-1 | 3,472 | $47.62 | $165,337 | 99,025 Direct | -3.39% | Disposed | -99.9% (price as of 2026-08-20) |
| Jan. 25, 2021 | BTAI | S 10b5-1 | 6,521 | $48.39 | $315,551 | 92,504 Direct | -6.59% | Disposed | -99.9% (price as of 2026-08-20) |
| Jan. 25, 2021 | BTAI | S 10b5-1 | 4,107 | $49.35 | $202,680 | 88,397 Direct | -4.44% | Disposed | -99.9% (price as of 2026-08-20) |
| Aug. 13, 2019 | BTAI | P | 6,547 | $8.67 | $56,762 | 8,397 Direct | +353.89% | Acquired | -99.4% (price as of 2026-08-20) |
| Dec. 4, 2018 | BTAI | P | 450 | $5.20 | $2,340 | 1,850 Direct | +32.14% | Acquired | -99.0% (price as of 2026-08-20) |
| Dec. 3, 2018 | BTAI | P | 450 | $5.23 | $2,354 | 1,400 Direct | +47.37% | Acquired | -99.0% (price as of 2026-08-20) |
| Nov. 30, 2018 | BTAI | P | 450 | $5.20 | $2,340 | 950 Direct | +90.00% | Acquired | -99.0% (price as of 2026-08-20) |
| Nov. 29, 2018 | BTAI | P | 500 | $5.02 | $2,510 | 500 Direct | — | Acquired | -99.0% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 15, 2026 | BTAI | Restricted Stock Units | Common Stock (35) | — | — | 35 | Disposed |
| May 4, 2026 | BTAI | Restricted Stock Units | Common Stock (17,500) | — | — | 17,500 | Disposed |
| May 1, 2026 | BTAI | Restricted Stock Units | Common Stock (9,000) | — | — | 9,000 | Disposed |
| March 15, 2026 | BTAI | Restricted Stock Units | Common Stock (35) | — | — | 35 | Disposed |
| March 14, 2026 | BTAI | Restricted Stock Units | Common Stock (33) | — | — | 33 | Disposed |
| Jan. 1, 2026 | BTAI | Restricted Stock Units | Common Stock (70,000) | — | — | 70,000 | Acquired |
| Dec. 15, 2025 | BTAI | Restricted Stock Units | Common Stock (35) | — | — | 35 | Disposed |
| Dec. 14, 2025 | BTAI | Restricted Stock Units | Common Stock (33) | — | — | 33 | Disposed |
| Sept. 15, 2025 | BTAI | Restricted Stock Units | Common Stock (35) | — | — | 35 | Disposed |
| Sept. 14, 2025 | BTAI | Restricted Stock Units | Common Stock (33) | — | — | 33 | Disposed |
| Aug. 1, 2025 | BTAI | Restricted Stock Units | Common Stock (9,000) | — | — | 9,000 | Acquired |
| June 15, 2025 | BTAI | Restricted Stock Units | Common Stock (35) | — | — | 35 | Disposed |
| June 14, 2025 | BTAI | Restricted Stock Units | Common Stock (33) | — | — | 33 | Disposed |
| March 15, 2025 | BTAI | Restricted Stock Units | Common Stock (34) | — | — | 34 | Disposed |
| March 14, 2025 | BTAI | Restricted Stock Units | Common Stock (31) | — | — | 31 | Disposed |
| Jan. 7, 2025 | BTAI | Stock Option (right to buy) | Common Stock (270,000) | $0.47 | Jan. 7, 2035 | 270,000 | Acquired |
| Dec. 15, 2024 | BTAI | Restricted Stock Units | Common Stock (562) | — | — | 562 | Disposed |
| Dec. 14, 2024 | BTAI | Restricted Stock Units | Common Stock (521) | — | — | 521 | Disposed |
| Sept. 15, 2024 | BTAI | Restricted Stock Units | Common Stock (563) | — | — | 563 | Disposed |
| Sept. 14, 2024 | BTAI | Restricted Stock Units | Common Stock (521) | — | — | 521 | Disposed |
| July 22, 2024 | BTAI | Stock Option (right to buy) | Common Stock (1,875) | $1.20 | July 22, 2034 | 1,875 | Acquired |
| June 15, 2024 | BTAI | Restricted Stock Units | Common Stock (562) | — | — | 562 | Disposed |
| June 14, 2024 | BTAI | Restricted Stock Units | Common Stock (521) | — | — | 521 | Disposed |
| March 15, 2024 | BTAI | Restricted Stock Units | Common Stock (2,250) | — | — | 2,250 | Disposed |
| March 14, 2024 | BTAI | Restricted Stock Units | Common Stock (521) | — | — | 521 | Disposed |
| Dec. 14, 2023 | BTAI | Restricted Stock Units | Common Stock (521) | — | — | 521 | Disposed |
| Sept. 14, 2023 | BTAI | Restricted Stock Units | Common Stock (521) | — | — | 521 | Disposed |
| June 14, 2023 | BTAI | Restricted Stock Units | Common Stock (521) | — | — | 521 | Disposed |
| March 15, 2023 | BTAI | Stock Option (Right to Buy) | Common Stock (32,000) | $19.60 | March 15, 2033 | 32,000 | Acquired |
| March 15, 2023 | BTAI | Restricted Stock Units | Common Stock (9,000) | — | — | 9,000 | Acquired |
| March 14, 2023 | BTAI | Restricted Stock Units | Common Stock (2,084) | — | — | 2,084 | Disposed |
| March 14, 2022 | BTAI | Stock Option (Right to Buy) | Common Stock (33,350) | $15.31 | March 14, 2032 | 33,350 | Acquired |
| March 14, 2022 | BTAI | Restricted Stock Units | Common Stock (8,337) | — | — | 8,337 | Acquired |
| March 25, 2021 | BTAI | Stock Option (Right to Buy) | Common Stock (22,000) | $41.17 | March 25, 2031 | 22,000 | Acquired |
| Jan. 25, 2021 | BTAI | Employee Stock Option (right to buy) | Common Stock (15,000) | $0.41 | Aug. 23, 2027 | 15,000 | Disposed |
| May 26, 2020 | BTAI | Employee Stock Option (right to buy) | Common Stock (45,000) | $45.99 | May 25, 2030 | 45,000 | Acquired |
| Feb. 14, 2020 | BTAI | Stock Option | Common Stock (80,000) | $0.41 | Aug. 23, 2027 | 80,000 | Disposed |
| March 12, 2018 | BTAI | Stock Options | Common Stock (36,498) | $11.00 | March 12, 2028 | 36,498 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 7, 2018 | BTAI | Stock Options→ Common Stock (149,310) | 149,310 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2018 | $296,863 | $93,400 | — | $260,895 | — | — | $3,250 | $654,408 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.