Franklin A. Rice
First SEC filing: May 7, 2012 · Latest: May 7, 2012
Insider at
Insider transactions
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 3, 2012 | VTGN | G | 50,000 | · | · | 174,046 Direct | -22.32% | Disposed | |
| Dec. 22, 2011 | VTGN | G | 16,000 | · | · | 224,046 Direct | -6.67% | Disposed | |
| Aug. 16, 2011 | VTGN | G | 219,000 | · | · | 240,046 Direct | -47.71% | Disposed | |
| May 11, 2011 | VTGN | A | 229,521 | $3.50 | $803,324 | 229,521 Direct | · | Acquired | -100.0% (price as of ) |
| May 11, 2011 | VTGN | A | 1,428 | · | · | 1,428 Direct | · | Acquired | |
| May 11, 2011 | VTGN | A | 5,500 | · | · | 5,500 Direct | · | Acquired | |
| May 11, 2011 | VTGN | A | 6,250 | · | · | 6,250 Direct | · | Acquired | |
| May 11, 2011 | VTGN | A | 32,500 | · | · | 32,500 Direct | · | Acquired | |
| May 11, 2011 | VTGN | A | 10,000 | · | · | 10,000 Direct | · | Acquired | |
| May 11, 2011 | VTGN | A | 12,500 | · | · | 12,500 Direct | · | Acquired | |
| May 11, 2011 | VTGN | A | 20,000 | · | · | 20,000 Direct | · | Acquired | |
| May 11, 2011 | VTGN | A | 10,000 | · | · | 10,000 Direct | · | Acquired | |
| May 11, 2011 | VTGN | A | 50,000 | · | · | 50,000 Direct | · | Acquired | |
| May 11, 2011 | VTGN | A | 87,500 | · | · | 87,500 Direct | · | Acquired | |
| May 11, 2011 | VTGN | A | 50,000 | · | · | 50,000 Direct | · | Acquired | |
| May 11, 2011 | VTGN | A | 795 | · | · | 795 Direct | · | Acquired |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 11, 2011 | VTGN | Warrant | Common Stock | $5.25 | Dec. 31, 2013 | 1,428 | Acquired |
| May 11, 2011 | VTGN | Stock Option (Right to Buy) | Common Stock | $1.90 | April 11, 2015 | 5,500 | Acquired |
| May 11, 2011 | VTGN | Stock Option (Right to Buy) | Common Stock | $1.76 | July 6, 2016 | 6,250 | Acquired |
| May 11, 2011 | VTGN | Stock Option (Right to Buy) | Common Stock | $1.60 | Dec. 21, 2016 | 32,500 | Acquired |
| May 11, 2011 | VTGN | Stock Option (Right to Buy) | Common Stock | $1.44 | May 17, 2017 | 10,000 | Acquired |
| May 11, 2011 | VTGN | Stock Optioin (Right to Buy) | Common Stock | $4.20 | Jan. 17, 2018 | 12,500 | Acquired |
| May 11, 2011 | VTGN | Stock Option (Right to Buy) | Common Stock | $2.26 | March 24, 2019 | 20,000 | Acquired |
| May 11, 2011 | VTGN | Stock Option (Right to Buy) | Common Stock | $2.26 | June 17, 2019 | 10,000 | Acquired |
| May 11, 2011 | VTGN | Stock Option (Right to Buy) | Common Stock | $3.00 | Nov. 4, 2019 | 50,000 | Acquired |
| May 11, 2011 | VTGN | Stock Option (Right to Buy) | Common Stock | $3.00 | Dec. 30, 2019 | 87,500 | Acquired |
| May 11, 2011 | VTGN | Stock Option (Right to Buy) | Common Stock | $3.50 | April 26, 2021 | 50,000 | Acquired |
| May 11, 2011 | VTGN | Warrant | Common Stock | $5.00 | May 11, 2014 | 795 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).