Franklin A. Rice

Insider

First SEC filing: May 7, 2012 · Latest: May 7, 2012

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 16 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 3, 2012	VTGN	G	50,000	—	—	174,046 Direct	-22.32%	Disposed	(price as of 2026-08-25)
Dec. 22, 2011	VTGN	G	16,000	—	—	224,046 Direct	-6.67%	Disposed	(price as of 2026-08-25)
Aug. 16, 2011	VTGN	G	219,000	—	—	240,046 Direct	-47.71%	Disposed	(price as of 2026-08-25)
May 11, 2011	VTGN	A	229,521	$3.50	$803,324	229,521 Direct	—	Acquired	-100.0% (price as of 2026-08-25)
May 11, 2011	VTGN	A	1,428	—	—	1,428 Direct	—	Acquired	(price as of 2026-08-25)
May 11, 2011	VTGN	A	5,500	—	—	5,500 Direct	—	Acquired	(price as of 2026-08-25)
May 11, 2011	VTGN	A	6,250	—	—	6,250 Direct	—	Acquired	(price as of 2026-08-25)
May 11, 2011	VTGN	A	32,500	—	—	32,500 Direct	—	Acquired	(price as of 2026-08-25)
May 11, 2011	VTGN	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-25)
May 11, 2011	VTGN	A	12,500	—	—	12,500 Direct	—	Acquired	(price as of 2026-08-25)
May 11, 2011	VTGN	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-25)
May 11, 2011	VTGN	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-25)
May 11, 2011	VTGN	A	50,000	—	—	50,000 Direct	—	Acquired	(price as of 2026-08-25)
May 11, 2011	VTGN	A	87,500	—	—	87,500 Direct	—	Acquired	(price as of 2026-08-25)
May 11, 2011	VTGN	A	50,000	—	—	50,000 Direct	—	Acquired	(price as of 2026-08-25)
May 11, 2011	VTGN	A	795	—	—	795 Direct	—	Acquired	(price as of 2026-08-25)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 11, 2011	VTGN	Warrant	Common Stock (1,428)	$5.25	Dec. 31, 2013	1,428	Acquired
May 11, 2011	VTGN	Stock Option (Right to Buy)	Common Stock (5,500)	$1.90	April 11, 2015	5,500	Acquired
May 11, 2011	VTGN	Stock Option (Right to Buy)	Common Stock (6,250)	$1.76	July 6, 2016	6,250	Acquired
May 11, 2011	VTGN	Stock Option (Right to Buy)	Common Stock (32,500)	$1.60	Dec. 21, 2016	32,500	Acquired
May 11, 2011	VTGN	Stock Option (Right to Buy)	Common Stock (10,000)	$1.44	May 17, 2017	10,000	Acquired
May 11, 2011	VTGN	Stock Optioin (Right to Buy)	Common Stock (12,500)	$4.20	Jan. 17, 2018	12,500	Acquired
May 11, 2011	VTGN	Stock Option (Right to Buy)	Common Stock (20,000)	$2.26	March 24, 2019	20,000	Acquired
May 11, 2011	VTGN	Stock Option (Right to Buy)	Common Stock (10,000)	$2.26	June 17, 2019	10,000	Acquired
May 11, 2011	VTGN	Stock Option (Right to Buy)	Common Stock (50,000)	$3.00	Nov. 4, 2019	50,000	Acquired
May 11, 2011	VTGN	Stock Option (Right to Buy)	Common Stock (87,500)	$3.00	Dec. 30, 2019	87,500	Acquired
May 11, 2011	VTGN	Stock Option (Right to Buy)	Common Stock (50,000)	$3.50	April 26, 2021	50,000	Acquired
May 11, 2011	VTGN	Warrant	Common Stock (795)	$5.00	May 11, 2014	795	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).