Franklin A Thomas

Insider

First SEC filing: July 2, 2010 · Latest: July 2, 2010

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 63 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

63 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 30, 2010	HWM	M	67,253	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
June 30, 2010	HWM	D	67,253	$10.28	$691,361	15,970 Direct	-80.81%	Disposed	2716.5% (price as of 2026-08-19)
June 30, 2010	HWM	M	67,253	—	—	83,223 Direct	+421.12%	Acquired	(price as of 2026-08-19)
Nov. 13, 2009	HWM	M	50	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Nov. 13, 2009	HWM	D	50	$13.18	$659	15,869 Direct	-0.31%	Disposed	2096.8% (price as of 2026-08-19)
Nov. 13, 2009	HWM	M	50	—	—	15,919 Direct	+0.32%	Acquired	(price as of 2026-08-19)
Jan. 14, 2009	C	A	8,026	—	—	31,130 Direct	+34.74%	Acquired	(price as of 2026-08-19)
Jan. 22, 2008	C	A	5,697	—	—	22,985 Direct	+32.95%	Acquired	(price as of 2026-08-19)
March 7, 2007	PEP	M	3,397	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
March 7, 2007	PEP	S	297	$62.67	$18,613	4,822 Direct	-5.80%	Disposed	126.4% (price as of 2026-08-19)
March 7, 2007	PEP	S	2,100	$62.66	$131,586	5,119 Direct	-29.09%	Disposed	126.5% (price as of 2026-08-19)
March 7, 2007	PEP	S	1,000	$62.65	$62,650	7,219 Direct	-12.17%	Disposed	126.5% (price as of 2026-08-19)
March 7, 2007	PEP	M	3,397	$35.34	$120,050	8,219 Direct	+70.45%	Acquired	301.5% (price as of 2026-08-19)
Jan. 16, 2007	C	A	2,754	—	—	23,413 Direct	+13.33%	Acquired	(price as of 2026-08-19)
Jan. 3, 2007	PEP	I	6,539	$62.72	$410,126	0 Direct	-100.00%	Disposed	126.2% (price as of 2026-08-19)
Jan. 3, 2007	PEP	A	31	$62.72	$1,944	6,539 Direct	+0.48%	Acquired	126.2% (price as of 2026-08-19)
Jan. 3, 2007	PEP	I	1,458	$62.72	$91,446	4,375 Direct	-25.00%	Disposed	126.2% (price as of 2026-08-19)
Jan. 3, 2007	PEP	A	28	$62.72	$1,756	5,834 Direct	+0.48%	Acquired	126.2% (price as of 2026-08-19)
Oct. 1, 2006	PEP	A	3,064	—	—	3,064 Direct	—	Acquired	(price as of 2026-08-19)
Oct. 1, 2006	PEP	F	192	$65.25	$12,528	4,822 Direct	-3.83%	Disposed	117.5% (price as of 2026-08-19)
Oct. 1, 2006	PEP	A	766	—	—	5,014 Direct	+18.03%	Acquired	(price as of 2026-08-19)
Sept. 29, 2006	PEP	A	91	—	—	6,508 Direct	+1.42%	Acquired	(price as of 2026-08-19)
Sept. 29, 2006	PEP	A	81	—	—	5,806 Direct	+1.41%	Acquired	(price as of 2026-08-19)
Jan. 17, 2006	C	A	3,076	—	—	20,213 Direct	+17.95%	Acquired	(price as of 2026-08-19)
Jan. 1, 2006	PEP	A	28	$59.76	$1,673	6,417 Direct	+0.44%	Acquired	137.4% (price as of 2026-08-19)
Jan. 1, 2006	PEP	I	1,431	$59.76	$85,517	5,725 Direct	-20.00%	Disposed	137.4% (price as of 2026-08-19)
Jan. 1, 2006	PEP	A	31	$59.76	$1,853	7,156 Direct	+0.44%	Acquired	137.4% (price as of 2026-08-19)
Oct. 20, 2005	PEP	M	3,639	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Oct. 20, 2005	PEP	S	3,639	$58.25	$211,972	4,248 Direct	-46.14%	Disposed	143.6% (price as of 2026-08-19)
Oct. 20, 2005	PEP	M	3,639	$32.98	$120,014	7,887 Direct	+85.66%	Acquired	330.3% (price as of 2026-08-19)
Oct. 1, 2005	PEP	A	3,524	—	—	3,524 Direct	—	Acquired	(price as of 2026-08-19)
Oct. 1, 2005	PEP	A	881	—	—	4,248 Direct	+26.17%	Acquired	(price as of 2026-08-19)
Sept. 30, 2005	PEP	A	114	—	—	6,389 Direct	+1.82%	Acquired	(price as of 2026-08-19)
Sept. 30, 2005	PEP	A	127	—	—	7,125 Direct	+1.81%	Acquired	(price as of 2026-08-19)
Jan. 18, 2005	C	A	3,128	—	—	16,624 Direct	+23.18%	Acquired	(price as of 2026-08-19)
Jan. 3, 2005	HWM	A	1,196	$31.36	$37,507	55,286 Direct	+2.21%	Acquired	823.3% (price as of 2026-08-19)
Jan. 1, 2005	C	J	84	$46.18	$3,879	10,123 Indirect	+0.84%	Acquired	-70.5% (price as of 2026-08-19)
Jan. 1, 2005	C	A	338	$46.18	$15,609	10,039 Indirect	+3.48%	Acquired	-70.5% (price as of 2026-08-19)
Oct. 1, 2004	C	J	79	$46.97	$3,711	9,700 Indirect	+0.82%	Acquired	-71.0% (price as of 2026-08-19)
Oct. 1, 2004	C	A	333	$46.97	$15,641	9,621 Indirect	+3.59%	Acquired	-71.0% (price as of 2026-08-19)
Oct. 1, 2004	HWM	A	1,106	$33.90	$37,493	53,716 Direct	+2.10%	Acquired	754.1% (price as of 2026-08-19)
Oct. 1, 2004	PEP	A	3,015	—	—	3,015 Direct	—	Acquired	(price as of 2026-08-19)
Oct. 1, 2004	PEP	A	754	—	—	3,367 Direct	+28.86%	Acquired	(price as of 2026-08-19)
Sept. 30, 2004	PEP	A	93	—	—	6,275 Direct	+1.50%	Acquired	(price as of 2026-08-19)
Sept. 30, 2004	PEP	A	104	—	—	6,998 Direct	+1.51%	Acquired	(price as of 2026-08-19)
July 1, 2004	C	J	76	$47.00	$3,572	9,289 Indirect	+0.82%	Acquired	-71.0% (price as of 2026-08-19)
July 1, 2004	C	A	332	$47.00	$15,604	9,213 Indirect	+3.74%	Acquired	-71.0% (price as of 2026-08-19)
July 1, 2004	HWM	A	1,150	$32.60	$37,490	52,426 Direct	+2.24%	Acquired	788.1% (price as of 2026-08-19)
April 1, 2004	C	J	68	$49.64	$3,376	8,881 Indirect	+0.77%	Acquired	-72.5% (price as of 2026-08-19)
April 1, 2004	C	A	353	$49.64	$17,523	8,812 Indirect	+4.17%	Acquired	-72.5% (price as of 2026-08-19)
April 1, 2004	HWM	A	1,079	$34.75	$37,495	50,923 Direct	+2.16%	Acquired	733.2% (price as of 2026-08-19)
March 1, 2004	CMI	A	42	—	—	42 Direct	—	Acquired	(price as of 2026-08-19)
March 1, 2004	CMI	A	36	—	—	6,994 Direct	+0.52%	Acquired	(price as of 2026-08-19)
Jan. 20, 2004	C	A	2,500	—	—	2,500 Direct	—	Acquired	(price as of 2026-08-19)
Jan. 20, 2004	C	A	2,500	—	—	2,500 Direct	—	Acquired	(price as of 2026-08-19)
Jan. 1, 2004	C	A	205	$47.24	$9,684	8,399 Indirect	+2.50%	Acquired	-71.2% (price as of 2026-08-19)
Dec. 1, 2003	CMI	A	46	—	—	46 Direct	—	Acquired	(price as of 2026-08-19)
Dec. 1, 2003	CMI	A	40	—	—	6,957 Direct	+0.58%	Acquired	(price as of 2026-08-19)
Oct. 1, 2003	CMI	A	44	—	—	44 Direct	—	Acquired	(price as of 2026-08-19)
Oct. 1, 2003	CMI	A	32	—	—	6,917 Direct	+0.46%	Acquired	(price as of 2026-08-19)
Oct. 1, 2003	C	J	63	$44.28	$2,790	8,194 Indirect	+0.77%	Acquired	-69.2% (price as of 2026-08-19)
Oct. 1, 2003	C	A	219	$44.28	$9,697	8,131 Indirect	+2.77%	Acquired	-69.2% (price as of 2026-08-19)
Oct. 1, 2003	PEP	A	1,613	—	—	2,613 Direct	+161.30%	Acquired	(price as of 2026-08-19)
Oct. 1, 2003	HWM	A	1,411	$26.58	$37,504	48,796 Direct	+2.98%	Acquired	989.3% (price as of 2026-08-19)
Sept. 30, 2003	PEP	A	89	—	—	6,182 Direct	+1.46%	Acquired	(price as of 2026-08-19)
Sept. 30, 2003	PEP	A	100	—	—	6,895 Direct	+1.47%	Acquired	(price as of 2026-08-19)
Sept. 16, 2003	CMI	A	858	—	—	6,885 Direct	+14.24%	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 30, 2010	HWM	Phantom Stock Units	Common Stock (67,253)	—	June 30, 2010	67,253	Disposed
Nov. 13, 2009	HWM	Restricted Stock Units	Common Stock (50)	—	Nov. 13, 2009	50	Disposed
March 7, 2007	PEP	Employee Stock Option (right to buy)	PepsiCo, Inc. Common Stock (3,397)	$35.34	June 30, 2007	3,397	Disposed
Jan. 3, 2007	PEP	Phantom Stock Units	PepsiCo, Inc. Common Stock (6,539)	—	—	6,539	Disposed
Jan. 3, 2007	PEP	Phantom Stock Units	PepsiCo, Inc. Common Stock (31)	—	—	31	Acquired
Jan. 3, 2007	PEP	Phantom Stock Units	PepsiCo, Inc. Common Stock (1,458)	—	—	1,458	Disposed
Jan. 3, 2007	PEP	Phantom Stock Units	PepsiCo, Inc. Common Stock (28)	—	—	28	Acquired
Oct. 1, 2006	PEP	Employee Stock Option (right to buy)	PepsiCo, Inc. Common Stock (3,064)	$65.25	Sept. 30, 2016	3,064	Acquired
Sept. 29, 2006	PEP	Phantom Stock Units	PepsiCo, Inc. Common Stock (91)	—	—	91	Acquired
Sept. 29, 2006	PEP	Phantom Stock Units	PepsiCo, Inc. Common Stock (81)	—	—	81	Acquired
Jan. 1, 2006	PEP	Phantom Stock Units	PepsiCo, Inc. Common Stock (28)	—	—	28	Acquired
Jan. 1, 2006	PEP	Phantom Stock Units	PepsiCo, Inc. Common Stock (1,431)	—	—	1,431	Disposed
Jan. 1, 2006	PEP	Phantom Stock Units	PepsiCo, Inc. Common Stock (31)	—	—	31	Acquired
Oct. 20, 2005	PEP	Employee Stock Option (right to buy)	PepsiCo, Inc. Common Stock (3,639)	$32.98	June 30, 2006	3,639	Disposed
Oct. 1, 2005	PEP	Employee Stock Option (right to buy)	PepsiCo, Inc. Common Stock (3,524)	$56.75	Sept. 30, 2015	3,524	Acquired
Sept. 30, 2005	PEP	Phantom Stock Units	PepsiCo, Inc. Common Stock (114)	—	—	114	Acquired
Sept. 30, 2005	PEP	Phantom Stock Units	PepsiCo, Inc. Common Stock (127)	—	—	127	Acquired
Jan. 3, 2005	HWM	Phantom Stock Units	Common Stock (1,196)	—	—	1,196	Acquired
Oct. 1, 2004	HWM	Phantom Stock Units	Common Stock (1,106)	—	—	1,106	Acquired
Oct. 1, 2004	PEP	Employee Stock Option (right to buy)	PepsiCo, Inc. Common Stock (3,015)	$49.75	Sept. 30, 2014	3,015	Acquired
Sept. 30, 2004	PEP	Phantom Stock Units	PepsiCo, Inc. Common Stock (93)	—	—	93	Acquired
Sept. 30, 2004	PEP	Phantom Stock Units	PepsiCo, Inc. Common Stock (104)	—	Jan. 1, 2010	104	Acquired
July 1, 2004	HWM	Phantom Stock Units	Common Stock (1,150)	—	—	1,150	Acquired
April 1, 2004	HWM	Phantom Stock Units	Common Stock (1,079)	—	—	1,079	Acquired
March 1, 2004	CMI	Stock Units	Common (42)	$0.00	Aug. 8, 1988	42	Acquired
Jan. 20, 2004	C	Employee Stock Options (Right to Buy)	Common Stock (2,500)	$49.50	Jan. 20, 2010	2,500	Acquired
Jan. 20, 2004	C	Employee Stock Options (Right to Buy)	Common Stock (2,500)	$49.50	Jan. 20, 2010	2,500	Acquired
Dec. 1, 2003	CMI	Stock Units	Common (46)	$0.00	Aug. 8, 1988	46	Acquired
Oct. 1, 2003	CMI	Stock Units	Common (44)	$0.00	Aug. 8, 1988	44	Acquired
Oct. 1, 2003	HWM	Phantom Stock Units	Common Stock	—	—	1,411	Acquired
Sept. 30, 2003	PEP	Phantom Stock Units	PepsiCo, Inc. Common Stock (89)	—	—	89	Acquired
Sept. 30, 2003	PEP	Phantom Stock Units	PepsiCo, Inc. Common Stock (100)	—	Jan. 1, 2010	100	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).