Franklin R Codel
First SEC filing: Nov. 8, 2016 · Latest: Nov. 8, 2016
Insider at
Insider transactions
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 17, 2017 | WFC | S | 5,393 | $54.19 | $292,247 | 87,226 Direct | -5.82% | Disposed | 52.0% (price as of ) |
| Nov. 16, 2017 | WFC | D | 20,566 | · | · | 0 Direct | -100.00% | Disposed | |
| Nov. 16, 2017 | WFC | D | 40,850 | · | · | 0 Direct | -100.00% | Disposed | |
| Nov. 15, 2017 | WFC | D | 482 | · | · | 0 Direct | -100.00% | Disposed | |
| Nov. 15, 2017 | WFC | D | 9,699 | · | · | 0 Direct | -100.00% | Disposed | |
| Nov. 15, 2017 | WFC | D | 5,086 | · | · | 0 Direct | -100.00% | Disposed | |
| Nov. 15, 2017 | WFC | D | 731 | · | · | 0 Direct | -100.00% | Disposed | |
| July 24, 2017 | WFC | M | 10,362 | · | · | 97,588 Direct | +11.88% | Acquired | |
| July 24, 2017 | WFC | F | 4,969 | $54.27 | $269,668 | 92,619 Direct | -5.09% | Disposed | 51.8% (price as of ) |
| July 24, 2017 | WFC | M | 10,362 | · | · | 0 Direct | -100.00% | Disposed | |
| April 19, 2017 | WFC | D | 0 | $55.66 | · | 18,452 Direct | 0.00% | Disposed | |
| March 15, 2017 | WFC | M | 5,627 | · | · | 84,708 Direct | +7.12% | Acquired | |
| March 15, 2017 | WFC | F | 2,699 | $58.71 | $158,458 | 82,009 Direct | -3.19% | Disposed | 40.3% (price as of ) |
| March 15, 2017 | WFC | M | 5,012 | · | · | 87,021 Direct | +6.11% | Acquired | |
| March 15, 2017 | WFC | F | 2,404 | $58.71 | $141,139 | 84,617 Direct | -2.76% | Disposed | 40.3% (price as of ) |
| March 15, 2017 | WFC | M | 4,778 | · | · | 89,395 Direct | +5.65% | Acquired | |
| March 15, 2017 | WFC | F | 2,292 | $58.71 | $134,563 | 87,103 Direct | -2.56% | Disposed | 40.3% (price as of ) |
| March 15, 2017 | WFC | M | 238 | · | · | 87,341 Direct | +0.27% | Acquired | |
| March 15, 2017 | WFC | F | 115 | $58.71 | $6,752 | 87,226 Direct | -0.13% | Disposed | 40.3% (price as of ) |
| March 15, 2017 | WFC | M | 5,627 | · | · | 0 Direct | -100.00% | Disposed | |
| March 15, 2017 | WFC | M | 5,012 | · | · | 5,011 Direct | -50.00% | Disposed | |
| March 15, 2017 | WFC | M | 4,778 | · | · | 9,556 Direct | -33.33% | Disposed | |
| March 15, 2017 | WFC | M | 238 | · | · | 475 Direct | -33.38% | Disposed | |
| Feb. 28, 2017 | WFC | A | 720 | · | · | 720 Direct | · | Acquired | |
| Jan. 26, 2017 | WFC | M | 33,640 | $34.39 | $1,156,880 | 103,855 Direct | +47.91% | Acquired | 139.6% (price as of ) |
| Jan. 26, 2017 | WFC | F | 24,774 | $57.18 | $1,416,577 | 79,081 Direct | -23.85% | Disposed | 44.1% (price as of ) |
| Jan. 26, 2017 | WFC | M | 33,640 | · | · | 0 Direct | -100.00% | Disposed | |
| Nov. 4, 2016 | WFC | A | 86 | $44.60 | $3,836 | 18,202 Direct | +0.47% | Acquired |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 16, 2017 | WFC | Employee Stock Purchase Option | Common Stock, $1 2/3 Par Value | $13.05 | · | 20,566 | Disposed |
| Nov. 16, 2017 | WFC | Employee Stock Purchase Option | Common Stock, $1 2/3 Par Value | $31.40 | · | 40,850 | Disposed |
| Nov. 15, 2017 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value | · | · | 482 | Disposed |
| Nov. 15, 2017 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value | · | · | 9,699 | Disposed |
| Nov. 15, 2017 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value | · | · | 5,086 | Disposed |
| Nov. 15, 2017 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value | · | · | 731 | Disposed |
| July 24, 2017 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value | · | · | 10,362 | Disposed |
| April 19, 2017 | WFC | Phantom Stock Units | Common Stock, $1 2/3 Par Value | · | · | 0 | Disposed |
| March 15, 2017 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value | · | · | 5,627 | Disposed |
| March 15, 2017 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value | · | · | 5,012 | Disposed |
| March 15, 2017 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value | · | · | 4,778 | Disposed |
| March 15, 2017 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value | · | · | 238 | Disposed |
| Feb. 28, 2017 | WFC | Restricted Share Right | Common Stock, $1 2/3 Par Value | · | · | 720 | Acquired |
| Jan. 26, 2017 | WFC | Employee Stock Purchase Option | Common Stock, $1 2/3 Par Value | $34.39 | Feb. 27, 2017 | 33,640 | Disposed |
| Nov. 4, 2016 | WFC | Phantom Stock Units | Common Stock, $1 2/3 Par Value | · | · | 86 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 12 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Nov. 8, 2016 | WFC | Common Stock, $1 2/3 Par Value | 70,215 | Direct |
| Nov. 8, 2016 | WFC | Common Stock, $1 2/3 Par Value | 20 | Indirect |
| Nov. 8, 2016 | WFC | Common Stock, $1 2/3 Par Value | 11,113 | Indirect |
| Nov. 8, 2016 | WFC | Employee Stock Purchase Option | 20,566 | Direct |
| Nov. 8, 2016 | WFC | Employee Stock Purchase Option | 40,850 | Direct |
| Nov. 8, 2016 | WFC | Employee Stock Purchase Option | 33,640 | Direct |
| Nov. 8, 2016 | WFC | Phantom Stock Units | 18,116 | Direct |
| Nov. 8, 2016 | WFC | Restricted Share Right | 9,890 | Direct |
| Nov. 8, 2016 | WFC | Restricted Share Right | 5,553 | Direct |
| Nov. 8, 2016 | WFC | Restricted Share Right | 14,144 | Direct |
| Nov. 8, 2016 | WFC | Restricted Share Right | 10,151 | Direct |
| Nov. 8, 2016 | WFC | Restricted Share Right | 703 | Direct |
Holdings reported on Form 4 18 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| Nov. 17, 2017 | WFC | Common Stock, $1 2/3 Par Value | 92,619 | · | · | Direct |
| Nov. 17, 2017 | WFC | Common Stock, $1 2/3 Par Value | 20 | · | · | Indirect |
| Nov. 17, 2017 | WFC | Common Stock, $1 2/3 Par Value | 11,758 | · | · | Indirect |
| July 25, 2017 | WFC | Common Stock, $1 2/3 Par Value | 20 | · | · | Indirect |
| July 25, 2017 | WFC | Common Stock, $1 2/3 Par Value | 11,671 | · | · | Indirect |
| April 21, 2017 | WFC | Common Stock, $1 2/3 Par Value | 87,226 | · | · | Direct |
| April 21, 2017 | WFC | Common Stock, $1 2/3 Par Value | 20 | · | · | Indirect |
| April 21, 2017 | WFC | Common Stock, $1 2/3 Par Value | 11,538 | · | · | Indirect |
| March 17, 2017 | WFC | Common Stock, $1 2/3 Par Value | 20 | · | · | Indirect |
| March 17, 2017 | WFC | Common Stock, $1 2/3 Par Value | 11,170 | · | · | Indirect |
| March 2, 2017 | WFC | Common Stock, $1 2/3 Par Value | 79,081 | · | · | Direct |
| March 2, 2017 | WFC | Common Stock, $1 2/3 Par Value | 20 | · | · | Indirect |
| March 2, 2017 | WFC | Common Stock, $1 2/3 Par Value | 11,170 | · | · | Indirect |
| Jan. 27, 2017 | WFC | Common Stock, $1 2/3 Par Value | 20 | · | · | Indirect |
| Jan. 27, 2017 | WFC | Common Stock, $1 2/3 Par Value | 11,180 | · | · | Indirect |
| Nov. 8, 2016 | WFC | Common Stock, $1 2/3 Par Value | 70,215 | · | · | Direct |
| Nov. 8, 2016 | WFC | Common Stock, $1 2/3 Par Value | 20 | · | · | Indirect |
| Nov. 8, 2016 | WFC | Common Stock, $1 2/3 Par Value | 11,113 | · | · | Indirect |