Franklin R. Kern III
CIK 1430470 · View on SEC EDGAR ↗
Insider
First SEC filing: April 2, 2008 · Latest: April 2, 2008
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Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 17 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
17 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 25, 2011 | IBM | S | 100 | $183.51 | $18,351 | 0 Direct | -100.00% | Disposed | 33.1% (price as of 2026-08-21) |
| July 25, 2011 | IBM | S | 2,584 | $183.48 | $474,112 | 100 Direct | -96.27% | Disposed | 33.2% (price as of 2026-08-21) |
| July 25, 2011 | IBM | S | 200 | $183.47 | $36,694 | 2,684 Direct | -6.93% | Disposed | 33.2% (price as of 2026-08-21) |
| July 25, 2011 | IBM | S | 755 | $183.47 | $138,520 | 2,884 Direct | -20.75% | Disposed | 33.2% (price as of 2026-08-21) |
| April 28, 2011 | IBM | S | 300 | $170.60 | $51,180 | 955 Direct | -23.90% | Disposed | 43.2% (price as of 2026-08-21) |
| April 28, 2011 | IBM | S | 200 | $170.59 | $34,118 | 1,255 Direct | -13.75% | Disposed | 43.2% (price as of 2026-08-21) |
| April 28, 2011 | IBM | S | 800 | $170.58 | $136,464 | 1,455 Direct | -35.48% | Disposed | 43.2% (price as of 2026-08-21) |
| April 28, 2011 | IBM | S | 640 | $170.57 | $109,165 | 2,255 Direct | -22.11% | Disposed | 43.2% (price as of 2026-08-21) |
| April 28, 2011 | IBM | S | 500 | $170.56 | $85,280 | 2,895 Direct | -14.73% | Disposed | 43.2% (price as of 2026-08-21) |
| April 28, 2011 | IBM | S | 650 | $170.55 | $110,858 | 3,395 Direct | -16.07% | Disposed | 43.3% (price as of 2026-08-21) |
| April 28, 2011 | IBM | S | 50 | $170.55 | $8,528 | 4,045 Direct | -1.22% | Disposed | 43.3% (price as of 2026-08-21) |
| April 28, 2011 | IBM | S | 778 | $170.54 | $132,680 | 4,095 Direct | -15.97% | Disposed | 43.3% (price as of 2026-08-21) |
| April 28, 2011 | IBM | S | 800 | $170.53 | $136,424 | 4,873 Direct | -14.10% | Disposed | 43.3% (price as of 2026-08-21) |
| April 28, 2011 | IBM | S | 700 | $170.52 | $119,364 | 5,673 Direct | -10.98% | Disposed | 43.3% (price as of 2026-08-21) |
| April 28, 2011 | IBM | S | 100 | $170.47 | $17,047 | 6,373 Direct | -1.54% | Disposed | 43.3% (price as of 2026-08-21) |
| April 28, 2011 | IBM | S | 500 | $170.46 | $85,230 | 6,473 Direct | -7.17% | Disposed | 43.3% (price as of 2026-08-21) |
| April 28, 2011 | IBM | S | 300 | $170.43 | $51,129 | 6,973 Direct | -4.12% | Disposed | 43.4% (price as of 2026-08-21) |
| April 28, 2011 | IBM | S | 900 | $170.42 | $153,378 | 7,273 Direct | -11.01% | Disposed | 43.4% (price as of 2026-08-21) |
| April 28, 2011 | IBM | S | 100 | $170.40 | $17,040 | 8,173 Direct | -1.21% | Disposed | 43.4% (price as of 2026-08-21) |
| April 28, 2011 | IBM | S | 800 | $170.39 | $136,312 | 8,273 Direct | -8.82% | Disposed | 43.4% (price as of 2026-08-21) |
| April 28, 2011 | IBM | S | 400 | $170.38 | $68,152 | 9,073 Direct | -4.22% | Disposed | 43.4% (price as of 2026-08-21) |
| April 28, 2011 | IBM | S | 1,800 | $170.37 | $306,666 | 9,473 Direct | -15.97% | Disposed | 43.4% (price as of 2026-08-21) |
| April 28, 2011 | IBM | S | 351 | $170.36 | $59,796 | 11,273 Direct | -3.02% | Disposed | 43.4% (price as of 2026-08-21) |
| April 28, 2011 | IBM | S | 400 | $170.36 | $68,144 | 11,624 Direct | -3.33% | Disposed | 43.4% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 500 | $130.51 | $65,255 | 955 Direct | -34.36% | Disposed | 87.2% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 300 | $130.51 | $39,153 | 1,455 Direct | -17.09% | Disposed | 87.2% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 100 | $130.47 | $13,047 | 1,755 Direct | -5.39% | Disposed | 87.3% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 100 | $130.47 | $13,047 | 1,855 Direct | -5.12% | Disposed | 87.3% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 500 | $130.46 | $65,230 | 1,955 Direct | -20.37% | Disposed | 87.3% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 200 | $130.46 | $26,092 | 2,455 Direct | -7.53% | Disposed | 87.3% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 600 | $130.45 | $78,270 | 2,655 Direct | -18.43% | Disposed | 87.3% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 100 | $130.45 | $13,045 | 3,255 Direct | -2.98% | Disposed | 87.3% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 400 | $130.44 | $52,176 | 3,355 Direct | -10.65% | Disposed | 87.3% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 400 | $130.44 | $52,176 | 3,755 Direct | -9.63% | Disposed | 87.3% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 500 | $130.43 | $65,215 | 4,155 Direct | -10.74% | Disposed | 87.3% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 300 | $130.43 | $39,129 | 4,655 Direct | -6.05% | Disposed | 87.3% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 1,200 | $130.42 | $156,504 | 4,955 Direct | -19.50% | Disposed | 87.3% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 600 | $130.42 | $78,252 | 6,155 Direct | -8.88% | Disposed | 87.3% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 1,100 | $130.41 | $143,451 | 6,755 Direct | -14.00% | Disposed | 87.3% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 800 | $130.41 | $104,328 | 7,855 Direct | -9.24% | Disposed | 87.3% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 1,800 | $130.40 | $234,720 | 8,655 Direct | -17.22% | Disposed | 87.4% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 800 | $130.40 | $104,320 | 10,455 Direct | -7.11% | Disposed | 87.4% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 1,500 | $130.39 | $195,585 | 11,255 Direct | -11.76% | Disposed | 87.4% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 600 | $130.39 | $78,234 | 12,755 Direct | -4.49% | Disposed | 87.4% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 1,100 | $130.38 | $143,418 | 13,355 Direct | -7.61% | Disposed | 87.4% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 900 | $130.38 | $117,342 | 14,455 Direct | -5.86% | Disposed | 87.4% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 8,913 | $130.37 | $1,161,988 | 15,355 Direct | -36.73% | Disposed | 87.4% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 6,942 | $130.37 | $905,029 | 24,268 Direct | -22.24% | Disposed | 87.4% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 1,700 | $130.36 | $221,612 | 31,210 Direct | -5.17% | Disposed | 87.4% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 700 | $130.36 | $91,252 | 32,910 Direct | -2.08% | Disposed | 87.4% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 500 | $130.35 | $65,175 | 33,610 Direct | -1.47% | Disposed | 87.4% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 200 | $130.35 | $26,070 | 34,110 Direct | -0.58% | Disposed | 87.4% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 500 | $130.34 | $65,170 | 34,310 Direct | -1.44% | Disposed | 87.4% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 200 | $130.34 | $26,068 | 34,810 Direct | -0.57% | Disposed | 87.4% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 300 | $130.33 | $39,099 | 35,010 Direct | -0.85% | Disposed | 87.5% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 200 | $130.33 | $26,066 | 35,310 Direct | -0.56% | Disposed | 87.5% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 100 | $130.32 | $13,032 | 35,510 Direct | -0.28% | Disposed | 87.5% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 100 | $130.31 | $13,031 | 35,610 Direct | -0.28% | Disposed | 87.5% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 100 | $130.30 | $13,030 | 35,710 Direct | -0.28% | Disposed | 87.5% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 200 | $130.27 | $26,054 | 35,810 Direct | -0.56% | Disposed | 87.5% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 100 | $130.27 | $13,027 | 36,010 Direct | -0.28% | Disposed | 87.5% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 100 | $130.24 | $13,024 | 36,110 Direct | -0.28% | Disposed | 87.6% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 200 | $130.23 | $26,046 | 36,210 Direct | -0.55% | Disposed | 87.6% (price as of 2026-08-21) |
| Aug. 3, 2010 | IBM | S | 100 | $130.23 | $13,023 | 36,410 Direct | -0.27% | Disposed | 87.6% (price as of 2026-08-21) |
| Aug. 2, 2010 | IBM | S | 100 | $130.33 | $13,033 | 36,510 Direct | -0.27% | Disposed | 87.5% (price as of 2026-08-21) |
| Aug. 2, 2010 | IBM | S | 1,200 | $130.32 | $156,384 | 36,610 Direct | -3.17% | Disposed | 87.5% (price as of 2026-08-21) |
| Aug. 2, 2010 | IBM | S | 1,206 | $130.31 | $157,154 | 37,810 Direct | -3.09% | Disposed | 87.5% (price as of 2026-08-21) |
| Aug. 2, 2010 | IBM | S | 400 | $130.30 | $52,120 | 39,016 Direct | -1.01% | Disposed | 87.5% (price as of 2026-08-21) |
| Aug. 2, 2010 | IBM | S | 500 | $130.29 | $65,145 | 39,416 Direct | -1.25% | Disposed | 87.5% (price as of 2026-08-21) |
| Aug. 2, 2010 | IBM | S | 800 | $130.28 | $104,224 | 39,916 Direct | -1.96% | Disposed | 87.5% (price as of 2026-08-21) |
| Aug. 2, 2010 | IBM | S | 1,000 | $130.27 | $130,270 | 40,716 Direct | -2.40% | Disposed | 87.5% (price as of 2026-08-21) |
| Aug. 2, 2010 | IBM | S | 100 | $130.26 | $13,026 | 41,716 Direct | -0.24% | Disposed | 87.6% (price as of 2026-08-21) |
| Aug. 2, 2010 | IBM | S | 1,200 | $130.26 | $156,312 | 41,816 Direct | -2.79% | Disposed | 87.6% (price as of 2026-08-21) |
| Aug. 2, 2010 | IBM | S | 5 | $130.26 | $651 | 43,016 Direct | -0.01% | Disposed | 87.6% (price as of 2026-08-21) |
| Aug. 2, 2010 | IBM | S | 3,004 | $130.25 | $391,271 | 43,021 Direct | -6.53% | Disposed | 87.6% (price as of 2026-08-21) |
| Aug. 2, 2010 | IBM | S | 1,430 | $130.24 | $186,243 | 46,025 Direct | -3.01% | Disposed | 87.6% (price as of 2026-08-21) |
| Aug. 2, 2010 | IBM | S | 1,300 | $130.23 | $169,299 | 47,455 Direct | -2.67% | Disposed | 87.6% (price as of 2026-08-21) |
| Aug. 2, 2010 | IBM | S | 2,573 | $130.22 | $335,056 | 48,755 Direct | -5.01% | Disposed | 87.6% (price as of 2026-08-21) |
| Aug. 2, 2010 | IBM | S | 2,000 | $130.21 | $260,420 | 51,328 Direct | -3.75% | Disposed | 87.6% (price as of 2026-08-21) |
| Aug. 2, 2010 | IBM | S | 100 | $130.21 | $13,021 | 53,328 Direct | -0.19% | Disposed | 87.6% (price as of 2026-08-21) |
| Aug. 2, 2010 | IBM | S | 900 | $130.20 | $117,180 | 53,428 Direct | -1.66% | Disposed | 87.6% (price as of 2026-08-21) |
| Aug. 2, 2010 | IBM | S | 1,700 | $130.19 | $221,323 | 54,328 Direct | -3.03% | Disposed | 87.7% (price as of 2026-08-21) |
| Aug. 2, 2010 | IBM | S | 4,200 | $130.18 | $546,756 | 56,028 Direct | -6.97% | Disposed | 87.7% (price as of 2026-08-21) |
Showing latest 100 of 223 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 8, 2011 | IBM | Phantom Stock Unit | Common Stock (18) | — | — | 18 | Acquired |
| Aug. 8, 2011 | IBM | Phantom Stock Unit | Common Stock (21) | — | — | 21 | Acquired |
| May 8, 2011 | IBM | Rst. Stock Unit | Common Stock (2,243) | — | — | 2,243 | Disposed |
| May 8, 2011 | IBM | Rst. Stock Unit | Common Stock (2,632) | — | — | 2,632 | Disposed |
| May 6, 2011 | IBM | Phantom Stock Unit | Common Stock (20) | — | — | 20 | Acquired |
| Feb. 8, 2011 | IBM | Phantom Stock Unit | Common Stock (18) | — | — | 18 | Acquired |
| Nov. 8, 2010 | IBM | Phantom Stock Unit | Common Stock (20) | — | — | 20 | Acquired |
| Oct. 25, 2010 | IBM | Rst. Stock Unit | Common Stock (12,196) | — | — | 12,196 | Acquired |
| Oct. 25, 2010 | IBM | Rst. Stock Unit | Common Stock (12,196) | — | — | 12,196 | Disposed |
| Aug. 6, 2010 | IBM | Phantom Stock Unit | Common Stock (22) | — | — | 22 | Acquired |
| Aug. 2, 2010 | IBM | Emp. Stock Option (right to buy) | Common Stock (30,035) | $97.59 | Feb. 25, 2012 | 30,035 | Disposed |
| July 30, 2010 | IBM | Emp. Stock Option (right to buy) | Common Stock (955) | $104.71 | Feb. 26, 2011 | 955 | Disposed |
| July 30, 2010 | IBM | Emp. Stock Option (right to buy) | Common Stock (24,245) | $104.71 | Feb. 26, 2011 | 24,245 | Disposed |
| May 8, 2010 | IBM | Rst. Stock Unit | Common Stock (2,243) | — | — | 2,243 | Disposed |
| May 8, 2010 | IBM | Rst. Stock Unit | Common Stock (2,188) | — | — | 2,188 | Disposed |
| May 8, 2010 | IBM | Rst. Stock Unit | Common Stock (2,243) | — | — | 2,243 | Disposed |
| May 8, 2010 | IBM | Rst. Stock Unit | Common Stock (2,188) | — | — | 2,188 | Disposed |
| May 6, 2010 | IBM | Phantom Stock Unit | Common Stock (23) | — | — | 23 | Acquired |
| Feb. 8, 2010 | IBM | Phantom Stock Unit | Common Stock (20) | — | — | 20 | Acquired |
| Nov. 6, 2009 | IBM | Phantom Stock Unit | Common Stock (20) | — | — | 20 | Acquired |
| Oct. 12, 2009 | IBM | Rst. Stock Unit | Common Stock (5,000) | — | — | 5,000 | Acquired |
| Oct. 12, 2009 | IBM | Rst. Stock Unit | Common Stock (5,000) | — | — | 5,000 | Disposed |
| Aug. 6, 2009 | IBM | Phantom Stock Unit | Common Stock (21) | — | — | 21 | Acquired |
| May 8, 2009 | IBM | Rst. Stock Unit | Common Stock (2,243) | — | — | 2,243 | Disposed |
| May 8, 2009 | IBM | Rst. Stock Unit | Common Stock (2,632) | — | — | 2,632 | Disposed |
| May 6, 2009 | IBM | Phantom Stock Unit | Common Stock (23) | — | — | 23 | Acquired |
| Feb. 6, 2009 | IBM | Phantom Stock Unit | Common Stock (23) | — | — | 23 | Acquired |
| Nov. 6, 2008 | IBM | Phantom Stock Unit | Common Stock (25) | — | — | 25 | Acquired |
| Aug. 28, 2008 | IBM | Emp. Stock Option (right to buy) | Common Stock (968) | $103.25 | Feb. 28, 2010 | 968 | Disposed |
| Aug. 28, 2008 | IBM | Emp. Stock Option (right to buy) | Common Stock (24,032) | $103.25 | Feb. 28, 2010 | 24,032 | Disposed |
| Aug. 6, 2008 | IBM | Phantom Stock Unit | Common Stock (17) | — | — | 17 | Acquired |
| May 8, 2008 | IBM | Rst. Stock Unit | Common Stock (2,187) | — | — | 2,187 | Disposed |
| May 8, 2008 | IBM | Rst. Stock Unit | Common Stock (6,729) | — | — | 6,729 | Acquired |
| May 7, 2008 | IBM | Phantom Stock Unit | Common Stock (17) | — | — | 17 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 19 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| April 2, 2008 | IBM | Common Stock | 33,326 | Direct |
| April 2, 2008 | IBM | Common Stock | 110 | Indirect |
| April 2, 2008 | IBM | Emp. Stock Option (right to buy)→ Common Stock (968) | 968 | Direct |
| April 2, 2008 | IBM | Emp. Stock Option (right to buy)→ Common Stock (24,032) | 24,032 | Direct |
| April 2, 2008 | IBM | Emp. Stock Option (right to buy)→ Common Stock (955) | 955 | Direct |
| April 2, 2008 | IBM | Emp. Stock Option (right to buy)→ Common Stock (24,245) | 24,245 | Direct |
| April 2, 2008 | IBM | Emp. Stock Option (right to buy)→ Common Stock (30,035) | 30,035 | Direct |
| April 2, 2008 | IBM | Emp. Stock Option (right to buy)→ Common Stock (33,000) | 33,000 | Direct |
| April 2, 2008 | IBM | Emp. Stock Option (right to buy)→ Common Stock (2,272) | 2,272 | Direct |
| April 2, 2008 | IBM | Emp. Stock Option (right to buy)→ Common Stock (28,890) | 28,890 | Direct |
| April 2, 2008 | IBM | Emp. Stock Option (right to buy)→ Common Stock (2,619) | 2,619 | Direct |
| April 2, 2008 | IBM | Emp. Stock Option (right to buy)→ Common Stock (3,972) | 3,972 | Direct |
| April 2, 2008 | IBM | Rst. Stock Unit→ Common Stock (5,000) | 5,000 | Direct |
| April 2, 2008 | IBM | Rst. Stock Unit→ Common Stock (12,196) | 12,196 | Direct |
| April 2, 2008 | IBM | Rst. Stock Unit→ Common Stock (4,375) | 4,375 | Direct |
| April 2, 2008 | IBM | Rst. Stock Unit→ Common Stock (5,264) | 5,264 | Direct |
| April 2, 2008 | IBM | Rst. Stock Unit→ Common Stock (4,855) | 4,855 | Direct |
| April 2, 2008 | IBM | Phantom Stock Unit→ Common Stock (4,212) | 4,212 | Direct |
| April 2, 2008 | IBM | Rst. Stock Unit→ Common Stock (51,450) | 51,450 | Direct |