Franz Peter Barthold
CIK 1806854 · View on SEC EDGAR ↗
First SEC filing: May 19, 2021 · Latest: Nov. 10, 2022
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 8, 2022 | AORT | A | 30,000 | — | — | 30,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Nov. 8, 2022 | AORT | A | 12,511 | — | — | 32,516 Direct | +62.54% | Acquired | (price as of 2026-08-20) |
| March 8, 2022 | AORT | F | 76 | $20.32 | $1,544 | 20,005 Direct | -0.38% | Disposed | 41.4% (price as of 2026-08-20) |
| March 5, 2022 | AORT | F | 103 | $21.69 | $2,234 | 20,081 Direct | -0.51% | Disposed | 32.5% (price as of 2026-08-20) |
| March 5, 2022 | AORT | F | 499 | $21.69 | $10,823 | 20,184 Direct | -2.41% | Disposed | 32.5% (price as of 2026-08-20) |
| Feb. 23, 2022 | AORT | A | 12,728 | — | — | 12,728 Direct | — | Acquired | (price as of 2026-08-20) |
| Feb. 23, 2022 | AORT | A | 4,790 | — | — | 20,683 Direct | +30.14% | Acquired | (price as of 2026-08-20) |
| Feb. 19, 2022 | AORT | F | 353 | $17.75 | $6,266 | 15,893 Direct | -2.17% | Disposed | 61.9% (price as of 2026-08-20) |
| Feb. 17, 2022 | AORT | F | 892 | $17.50 | $15,610 | 16,246 Direct | -5.20% | Disposed | 64.2% (price as of 2026-08-20) |
| Feb. 17, 2022 | AORT | A | 1,985 | — | — | 17,139 Direct | +13.10% | Acquired | (price as of 2026-08-20) |
| Feb. 17, 2022 | AORT | F | 865 | $17.50 | $15,138 | 15,154 Direct | -5.40% | Disposed | 64.2% (price as of 2026-08-20) |
| Feb. 17, 2022 | AORT | A | 3,898 | — | — | 16,019 Direct | +32.16% | Acquired | (price as of 2026-08-20) |
| March 8, 2021 | AORT | F | 76 | $24.30 | $1,847 | 12,121 Direct | -0.62% | Disposed | 18.2% (price as of 2026-08-20) |
| March 5, 2021 | AORT | F | 103 | $24.44 | $2,517 | 12,197 Direct | -0.84% | Disposed | 17.6% (price as of 2026-08-20) |
| Feb. 23, 2021 | AORT | F | 704 | $25.41 | $17,889 | 12,300 Direct | -5.41% | Disposed | 13.1% (price as of 2026-08-20) |
| Feb. 23, 2021 | AORT | A | 3,176 | — | — | 13,004 Direct | +32.32% | Acquired | (price as of 2026-08-20) |
| Feb. 17, 2021 | AORT | A | 10,016 | — | — | 10,016 Direct | — | Acquired | (price as of 2026-08-20) |
| Feb. 17, 2021 | AORT | A | 3,548 | — | — | 9,828 Direct | +56.50% | Acquired | (price as of 2026-08-20) |
| Dec. 1, 2020 | AORT | F | 654 | $20.93 | $13,688 | 6,280 Direct | -9.43% | Disposed | 37.3% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 8, 2022 | AORT | Common Stock | Common Stock (30,000) | $11.03 | Nov. 8, 2029 | 30,000 | Acquired |
| Feb. 23, 2022 | AORT | Common Stock | Common Stock (12,728) | $18.44 | Feb. 23, 2029 | 12,728 | Acquired |
| Feb. 17, 2021 | AORT | Stock Options (Right to Buy) | Common Stock (10,016) | $24.90 | Feb. 17, 2028 | 10,016 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.