Franz Peter Barthold

CIK 1806854 · View on SEC EDGAR ↗

Insider

First SEC filing: May 19, 2021 · Latest: Nov. 10, 2022

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 19 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 8, 2022 AORT A 30,000 30,000 Direct Acquired (price as of 2026-08-20)
Nov. 8, 2022 AORT A 12,511 32,516 Direct +62.54% Acquired (price as of 2026-08-20)
March 8, 2022 AORT F 76 $20.32 $1,544 20,005 Direct -0.38% Disposed 41.4% (price as of 2026-08-20)
March 5, 2022 AORT F 103 $21.69 $2,234 20,081 Direct -0.51% Disposed 32.5% (price as of 2026-08-20)
March 5, 2022 AORT F 499 $21.69 $10,823 20,184 Direct -2.41% Disposed 32.5% (price as of 2026-08-20)
Feb. 23, 2022 AORT A 12,728 12,728 Direct Acquired (price as of 2026-08-20)
Feb. 23, 2022 AORT A 4,790 20,683 Direct +30.14% Acquired (price as of 2026-08-20)
Feb. 19, 2022 AORT F 353 $17.75 $6,266 15,893 Direct -2.17% Disposed 61.9% (price as of 2026-08-20)
Feb. 17, 2022 AORT F 892 $17.50 $15,610 16,246 Direct -5.20% Disposed 64.2% (price as of 2026-08-20)
Feb. 17, 2022 AORT A 1,985 17,139 Direct +13.10% Acquired (price as of 2026-08-20)
Feb. 17, 2022 AORT F 865 $17.50 $15,138 15,154 Direct -5.40% Disposed 64.2% (price as of 2026-08-20)
Feb. 17, 2022 AORT A 3,898 16,019 Direct +32.16% Acquired (price as of 2026-08-20)
March 8, 2021 AORT F 76 $24.30 $1,847 12,121 Direct -0.62% Disposed 18.2% (price as of 2026-08-20)
March 5, 2021 AORT F 103 $24.44 $2,517 12,197 Direct -0.84% Disposed 17.6% (price as of 2026-08-20)
Feb. 23, 2021 AORT F 704 $25.41 $17,889 12,300 Direct -5.41% Disposed 13.1% (price as of 2026-08-20)
Feb. 23, 2021 AORT A 3,176 13,004 Direct +32.32% Acquired (price as of 2026-08-20)
Feb. 17, 2021 AORT A 10,016 10,016 Direct Acquired (price as of 2026-08-20)
Feb. 17, 2021 AORT A 3,548 9,828 Direct +56.50% Acquired (price as of 2026-08-20)
Dec. 1, 2020 AORT F 654 $20.93 $13,688 6,280 Direct -9.43% Disposed 37.3% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 8, 2022 AORT Common Stock Common Stock (30,000) $11.03 Nov. 8, 2029 30,000 Acquired
Feb. 23, 2022 AORT Common Stock Common Stock (12,728) $18.44 Feb. 23, 2029 12,728 Acquired
Feb. 17, 2021 AORT Stock Options (Right to Buy) Common Stock (10,016) $24.90 Feb. 17, 2028 10,016 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 19, 2021 AORT Common Stock Direct
July 1, 2020 AORT Common Stock 6,934 Direct