Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 32 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

32 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Dec. 24, 2021 GP P 5,000 $11.20 $56,000 1,148,766 Direct +0.44% Acquired -99.5% (price as of 2026-10-02)
Dec. 24, 2021 GP P 5,000 $18.20 $91,000 1,153,766 Direct +0.44% Acquired -99.7% (price as of 2026-10-02)
May 7, 2021 GP P 6,000 $19.91 $119,460 1,143,766 Direct +0.53% Acquired -99.7% (price as of 2026-10-02)
April 30, 2021 GP P 5,000 $21.75 $108,750 1,137,766 Direct +0.44% Acquired -99.7% (price as of 2026-10-02)
April 29, 2021 EQS P 4,034 $1.89 $7,624 45,591 Direct +9.71% Acquired -53.2% (price as of 2026-10-02)
April 28, 2021 EQS P 700 $1.89 $1,323 41,557 Direct +1.71% Acquired -53.2% (price as of 2026-10-02)
April 27, 2021 EQS P 100 $1.90 $190 40,857 Direct +0.25% Acquired -53.5% (price as of 2026-10-02)
April 26, 2021 EQS P 1,352 $1.90 $2,569 40,757 Direct +3.43% Acquired -53.5% (price as of 2026-10-02)
April 23, 2021 EQS P 18,016 $1.89 $34,050 39,405 Direct +84.23% Acquired -53.2% (price as of 2026-10-02)
Oct. 22, 2020 GP P 5,000 $12.55 $62,750 1,107,051 Direct +0.45% Acquired -99.6% (price as of 2026-10-02)
Oct. 15, 2020 GP P 1,600 $14.92 $23,872 1,098,651 Direct +0.15% Acquired -99.6% (price as of 2026-10-02)
Oct. 15, 2020 GP P 1,200 $14.95 $17,940 1,099,851 Direct +0.11% Acquired -99.6% (price as of 2026-10-02)
Oct. 15, 2020 GP P 2,200 $15.10 $33,220 1,102,051 Direct +0.20% Acquired -99.6% (price as of 2026-10-02)
Sept. 23, 2020 GP P 10,000 $14.80 $148,000 1,097,051 Direct +0.92% Acquired -99.6% (price as of 2026-10-02)
Sept. 23, 2020 GP P 10,000 $14.80 $148,000 1,097,051 Direct +0.92% Acquired -99.6% (price as of 2026-10-02)
Sept. 16, 2020 GP P 5,000 $17.63 $88,150 1,084,042 Direct +0.46% Acquired -99.7% (price as of 2026-10-02)
Sept. 16, 2020 GP P 5,000 $17.63 $88,150 1,084,042 Direct +0.46% Acquired -99.7% (price as of 2026-10-02)
Sept. 1, 2020 GP P 25,000 $20.00 $500,000 614,607 Indirect +4.24% Acquired -99.7% (price as of 2026-10-02)
Sept. 1, 2020 GP P 25,000 $20.00 $500,000 614,607 Indirect +4.24% Acquired -99.7% (price as of 2026-10-02)
March 17, 2017 EQS P 19,500 $2.40 $46,800 21,389 Direct +1032.29% Acquired -63.2% (price as of 2026-10-02)
Sept. 16, 2011 EQS P 31 $2.20 $68 1,889 Direct +1.67% Acquired -59.8% (price as of 2026-10-02)
Sept. 16, 2011 EQS P 274 $2.12 $581 1,858 Direct +17.30% Acquired -58.3% (price as of 2026-10-02)
Sept. 15, 2011 EQS P 34 $2.12 $72 1,584 Direct +2.19% Acquired -58.3% (price as of 2026-10-02)
Sept. 12, 2011 EQS P 1,550 $2.12 $3,286 1,550 Direct · Acquired -58.3% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 3, 2022 GP Warrants Common (342,857) · March 14, 2022 342,857 Disposed
Feb. 27, 2022 GP Stock Options Common (85,714) · May 26, 2022 85,714 Disposed
Jan. 25, 2022 GP Stock Options Common (14,286) · Feb. 2, 2022 14,286 Disposed
Dec. 10, 2021 GP Stock Options Common (50,000) · Dec. 10, 2026 50,000 Acquired
Aug. 27, 2021 GP Warrants Common (80,357) · Sept. 25, 2021 80,357 Acquired
June 14, 2021 GP Warrants Common (285,714) · June 29, 2021 285,714 Disposed
Feb. 23, 2021 GP Stock Options Common (11,429) $2.45 May 6, 2021 11,429 Disposed
Jan. 27, 2021 GP Stock Options Common (14,286) · Feb. 4, 2021 14,286 Disposed
Dec. 10, 2020 GP Convertible Debentures [F2] Common (80,357) · Sept. 25, 2021 80,357 Disposed
Dec. 10, 2020 GP Convertible Debentures [F3] Common (109,890) · Sept. 25, 2021 109,890 Disposed
Dec. 10, 2020 GP Convertible Debentures [F4] Common (8,929) · Sept. 25, 2021 8,929 Disposed
Dec. 10, 2020 GP Convertible Debentures [F4] Common (8,929) · Sept. 25, 2021 8,929 Disposed
Nov. 19, 2020 GP Stock Options Common (100,000) $20.00 Nov. 19, 2025 100,000 Acquired
Oct. 16, 2020 GP Warrants Common (8,929) · Sept. 25, 2021 8,929 Disposed
Oct. 16, 2020 GP Warrants Common (8,929) · Sept. 25, 2021 8,929 Disposed
Sept. 16, 2020 GP Warrants Common (3,009) · Oct. 17, 2020 3,009 Disposed
Sept. 16, 2020 GP Warrants Common (3,009) · Oct. 17, 2020 3,009 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 41 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Oct. 19, 2020 GP Common Shares 1,079,042 Direct
Oct. 19, 2020 GP Common Shares 28,571 Indirect
Oct. 19, 2020 GP Common Shares 589,607 Indirect
Oct. 19, 2020 GP Stock Options→ Common (14,286) 14,286 Direct
Oct. 19, 2020 GP Stock Options→ Common (11,428) 11,428 Direct
Oct. 19, 2020 GP Stock Options→ Common (14,286) 14,286 Direct
Oct. 19, 2020 GP Stock Options→ Common (85,714) 85,714 Direct
Oct. 19, 2020 GP Stock Options→ Common (14,286) 14,286 Direct
Oct. 19, 2020 GP Stock Options→ Common (14,286) 14,286 Direct
Oct. 19, 2020 GP Stock Options→ Common (28,571) 28,571 Direct
Oct. 19, 2020 GP Warrants→ Common (3,009) 3,009 Direct
Oct. 19, 2020 GP Warrants→ Common (285,714) 285,714 Direct
Oct. 19, 2020 GP Warrants→ Common (342,857) 342,857 Direct
Oct. 19, 2020 GP Warrants→ Common (80,357) 80,357 Indirect
Oct. 19, 2020 GP Warrants→ Common (8,929) 8,929 Indirect
Oct. 19, 2020 GP Warrants→ Common (8,929) 8,929 Indirect
Oct. 19, 2020 GP Convertible Debenture [F2]→ Common (80,357) 80,357 Indirect
Oct. 19, 2020 GP Convertible Debenture [F3]→ Common (109,890) 109,890 Indirect
Oct. 19, 2020 GP Convertible Debenture [F4]→ Common (8,929) 8,929 Indirect
Oct. 19, 2020 GP Convertible Debenture [F4]→ Common (8,929) 8,929 Indirect
Sept. 2, 2020 GP Common Shares 1,079,042 Direct
Sept. 2, 2020 GP Common Shares 28,571 Indirect
Sept. 2, 2020 GP Common Shares 589,607 Indirect
Sept. 2, 2020 GP Stock Options→ Common (14,286) 14,286 Direct
Sept. 2, 2020 GP Stock Options→ Common (11,428) 11,428 Direct
Sept. 2, 2020 GP Stock Options→ Common (14,286) 14,286 Direct
Sept. 2, 2020 GP Stock Options→ Common (85,714) 85,714 Direct
Sept. 2, 2020 GP Stock Options→ Common (14,286) 14,286 Direct
Sept. 2, 2020 GP Stock Options→ Common (14,286) 14,286 Direct
Sept. 2, 2020 GP Stock Options→ Common (28,571) 28,571 Direct
Sept. 2, 2020 GP Warrants→ Common (3,009) 3,009 Direct
Sept. 2, 2020 GP Warrants→ Common (285,714) 285,714 Direct
Sept. 2, 2020 GP Warrants→ Common (342,857) 342,857 Direct
Sept. 2, 2020 GP Warrants→ Common (80,357) 80,357 Indirect
Sept. 2, 2020 GP Warrants→ Common (8,928) 8,928 Indirect
Sept. 2, 2020 GP Warrants→ Common (8,928) 8,928 Indirect
Sept. 2, 2020 GP Convertible Debenture [F2]→ Common (80,357) 80,357 Indirect
Sept. 2, 2020 GP Convertible Debenture [F3]→ Common (109,890) 109,890 Indirect
Sept. 2, 2020 GP Convertible Debenture [F4]→ Common (8,928) 8,928 Indirect
Sept. 2, 2020 GP Convertible Debenture [F4]→ Common (8,928) 8,928 Indirect
June 1, 2010 EQS Common Stock 822,031 Indirect