Fred Hu

Insider

First SEC filing: Nov. 14, 2016 · Latest: Nov. 14, 2016

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 17 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

17 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 1, 2026	YUMC	A	13,050	—	—	95,455 Direct	+15.84%	Acquired	(price as of 2026-08-20)
May 21, 2026	CB	F	193	$330.26	$63,740	1,713 Direct	-10.13%	Disposed	3.6% (price as of 2026-08-20)
May 21, 2026	CB	A	1,135	—	—	1,906 Direct	+147.21%	Acquired	(price as of 2026-08-20)
June 1, 2025	YUMC	A	12,829	—	—	82,405 Direct	+18.44%	Acquired	(price as of 2026-08-20)
May 15, 2025	CB	A	771	—	—	771 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 21, 2024	YUMC	A	7,229	—	—	69,576 Direct	+11.59%	Acquired	(price as of 2026-08-20)
June 1, 2024	YUMC	A	8,808	—	—	62,347 Direct	+16.45%	Acquired	(price as of 2026-08-20)
June 1, 2023	YUMC	A	9,802	—	—	53,539 Direct	+22.41%	Acquired	(price as of 2026-08-20)
May 4, 2023	YUMC	S	1,136,016	$62.31	$70,785,157	12,035,635 Indirect	-8.62%	Disposed	-22.9% (price as of 2026-08-20)
May 4, 2023	YUMC	S	1,136,016	$62.31	$70,785,157	12,035,635 Indirect	-8.62%	Disposed	-22.9% (price as of 2026-08-20)
May 4, 2023	YUMC	S	1,136,016	$62.31	$70,785,157	13,035,635 Indirect	-8.02%	Disposed	-22.9% (price as of 2026-08-20)
Nov. 23, 2020	YUMC	J	3,549,215	—	—	3,549,215 Indirect	-50.00%	Disposed	(price as of 2026-08-20)
Oct. 30, 2020	YUMC	J	4,000,000	—	—	3,549,215 Indirect	-52.99%	Disposed	(price as of 2026-08-20)
Nov. 12, 2019	YUMC	J	1,071,830	—	—	1,071,830 Indirect	—	Acquired	(price as of 2026-08-20)
Oct. 31, 2019	YUMC	J	3,000,000	—	—	3,000,000 Indirect	—	Acquired	(price as of 2026-08-20)
Oct. 31, 2019	YUMC	J	3,400,000	—	—	3,400,000 Indirect	—	Acquired	(price as of 2026-08-20)
June 1, 2018	YUMC	A	4,882	—	—	19,483 Direct	+33.44%	Acquired	(price as of 2026-08-20)
Nov. 1, 2017	YUMC	A	5,891	—	—	14,601 Direct	+67.63%	Acquired	(price as of 2026-08-20)
Jan. 9, 2017	YUMC	J	699,395	$0.01	$6,994	16,364,778 Indirect	-4.10%	Disposed	480450.0% (price as of 2026-08-20)
Nov. 11, 2016	YUMC	A	8,710	—	—	8,710 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 23, 2020	YUMC	Pre-paid Forward Transaction	Common Stock, par value $0.01 per share (3,549,215)	—	—	3,549,215	Disposed
Oct. 30, 2020	YUMC	Pre-paid Forward Transaction	Common Stock, par value $0.01 per share (4,000,000)	—	—	4,000,000	Disposed
Nov. 12, 2019	YUMC	Pre-paid Forward Transaction	Common Stock, par value $0.01 per share (1,071,830)	—	—	1,071,830	Acquired
Oct. 31, 2019	YUMC	Pre-paid Forward Transaction	Common Stock, par value $0.01 per share (3,000,000)	—	—	3,000,000	Acquired
Oct. 31, 2019	YUMC	Pre-paid Forward Transaction	Common Stock, par value $0.01 per share (3,400,000)	—	—	3,400,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Nov. 14, 2016	YUMC	Common Stock, par value $0.01 per share	17,064,172	Indirect
Nov. 14, 2016	YUMC	Common Stock Adjustment→ Common Stock, par value $0.01 per share	—	Indirect
Nov. 14, 2016	YUMC	Warrant 1→ Common Stock, par value $0.01 per share	—	Indirect
Nov. 14, 2016	YUMC	Warrant 1 Adjustment→ Common Stock, par value $0.01 per share	—	Indirect
Nov. 14, 2016	YUMC	Warrant 2→ Common Stock, par value $0.01 per share	—	Indirect
Nov. 14, 2016	YUMC	Warrant 2 Adjustment→ Common Sotck, par value $0.01 per share	—	Indirect