Fred R Nichols
CIK 1239780 · View on SEC EDGAR ↗
Insider
First SEC filing: May 12, 2006 · Latest: May 12, 2006
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 17 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
17 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 25, 2014 | LUMN | S | 959 | $39.69 | $38,063 | 10,000 Direct | -8.75% | Disposed | -84.8% (price as of 2026-08-21) |
| May 27, 2014 | LUMN | S | 3,000 | $37.30 | $111,900 | 7,002 Direct | -29.99% | Disposed | -83.9% (price as of 2026-08-21) |
| Aug. 15, 2013 | LUMN | S | 3,070 | $33.45 | $102,692 | 10,002 Direct | -23.49% | Disposed | -82.0% (price as of 2026-08-21) |
| Nov. 12, 2012 | LUMN | S | 1,300 | $39.01 | $50,713 | 10,266 Direct | -11.24% | Disposed | -84.6% (price as of 2026-08-21) |
| Feb. 28, 2012 | LUMN | S | 3,396 | $40.50 | $137,538 | 12,000 Direct | -22.06% | Disposed | -85.1% (price as of 2026-08-21) |
| Aug. 9, 2011 | LUMN | P | 3,000 | $32.36 | $97,080 | 15,396 Direct | +24.20% | Acquired | -81.4% (price as of 2026-08-21) |
| Sept. 9, 2010 | LUMN | S | 2,948 | $36.56 | $107,779 | 10,000 Direct | -22.77% | Disposed | -83.5% (price as of 2026-08-21) |
| Sept. 1, 2009 | LUMN | S | 3,400 | $32.23 | $109,582 | 10,000 Direct | -25.37% | Disposed | -81.3% (price as of 2026-08-21) |
| Sept. 6, 2007 | LUMN | S | 3,057 | $48.00 | $146,736 | 6,988 Direct | -30.43% | Disposed | -87.5% (price as of 2026-08-21) |
| Feb. 21, 2007 | LUMN | S | 12,000 | $45.59 | $547,080 | 7,919 Direct | -60.24% | Disposed | -86.8% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 21, 2007 | LUMN | Director Stock Option (right to buy) | Common Stock (6,000) | $32.18 | May 9, 2013 | 6,000 | Disposed |
| Feb. 21, 2007 | LUMN | Director Stock Option (right to buy) | Common Stock (6,000) | $29.70 | May 7, 2014 | 6,000 | Disposed |
| May 7, 2004 | LUMN | Director Stock Option (right to buy) | Common Stock (6,000) | $29.70 | May 7, 2014 | 6,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).