Frederick C Herbst
CIK 1285197 · View on SEC EDGAR ↗
Insider
First SEC filing: Dec. 8, 2021 · Latest: Dec. 8, 2021
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 8 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
8 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 8, 2021 | REFI | P | 5,000 | $16.00 | $80,000 | 5,000 Direct | — | Acquired | -34.2% (price as of 2026-08-19) |
| Nov. 28, 2016 | RCD | P | 10,000 | $13.15 | $131,500 | 18,356 Direct | +119.67% | Acquired | 76.8% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 7, 2004 | ABR | Warrants | Common Stock (4,000) | $15.00 | July 1, 2005 | 4,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 8, 2021 | REFI | Common Stock | 0 | Direct |
| Nov. 10, 2016 | RCD | Common Stock | 8,356 | Direct |
| Nov. 10, 2016 | RCD | Common Stock | 14,733 | Indirect |
| April 6, 2004 | ABR | Common Stock, par value $.01 per share | — | Direct |
| April 6, 2004 | ABR | Warrants→ Common Stock, par value $.01 per share (4,000) | 4,000 | Direct |