Frederick H Waddell

CIK 1223690 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 13, 2019 · Latest: Feb. 13, 2019

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 85 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

85 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 29, 2017 NTRSO S 10b5-1 11,578 $98.58 $1,141,359 201,519 Direct -5.43% Disposed -81.3% (price as of 2026-08-21)
Nov. 29, 2017 NTRSO S 10b5-1 33,080 $97.73 $3,232,908 213,097 Direct -13.44% Disposed -81.1% (price as of 2026-08-21)
Oct. 18, 2017 NTRSO S 10b5-1 36,244 $96.10 $3,483,048 201,519 Direct -15.24% Disposed -80.8% (price as of 2026-08-21)
Oct. 18, 2017 NTRSO S 10b5-1 141,720 $95.52 $13,537,094 237,763 Direct -37.35% Disposed -80.7% (price as of 2026-08-21)
Sept. 27, 2017 NTRSO S 10b5-1 100,000 $92.00 $9,200,000 201,519 Direct -33.17% Disposed -80.0% (price as of 2026-08-21)
May 5, 2017 NTRSO S 205,923 $90.46 $18,627,795 201,519 Direct -50.54% Disposed -79.6% (price as of 2026-08-21)
Nov. 15, 2016 NTRSO S 50,387 $82.80 $4,172,044 212,559 Direct -19.16% Disposed -77.7% (price as of 2026-08-21)
Nov. 15, 2016 NTRSO S 79,968 $82.16 $6,570,171 262,946 Direct -23.32% Disposed -77.6% (price as of 2026-08-21)
Nov. 15, 2016 NTRSO S 69,645 $81.21 $5,655,870 342,914 Direct -16.88% Disposed -77.3% (price as of 2026-08-21)
Nov. 9, 2016 NTRSO S 10b5-1 53,007 $75.20 $3,986,126 212,559 Direct -19.96% Disposed -75.5% (price as of 2026-08-21)
Nov. 9, 2016 NTRSO S 10b5-1 100 $74.32 $7,432 265,566 Direct -0.04% Disposed -75.2% (price as of 2026-08-21)
Nov. 8, 2016 NTRSO S 10b5-1 38,939 $74.13 $2,886,548 212,559 Direct -15.48% Disposed -75.1% (price as of 2026-08-21)
Nov. 7, 2016 NTRSO S 10b5-1 103,214 $73.31 $7,566,618 212,559 Direct -32.69% Disposed -74.8% (price as of 2026-08-21)
Nov. 3, 2016 NTRSO S 10b5-1 1,900 $73.01 $138,719 212,559 Direct -0.89% Disposed -74.7% (price as of 2026-08-21)
Sept. 8, 2016 NTRSO S 160,367 $69.81 $11,195,220 212,559 Direct -43.00% Disposed -73.6% (price as of 2026-08-21)

Showing latest 100 of 409 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 31, 2026 IBM Promised Fee Share Common Stock (403) 403 Acquired
Dec. 31, 2025 IBM Promised Fee Share Common Stock (330) 330 Acquired
Sept. 30, 2025 IBM Promised Fee Share Common Stock (346) 346 Acquired
Nov. 29, 2017 NTRSO Employee Stock Option (right-to-buy) Common Stock (44,658) $52.69 Feb. 11, 2023 44,658 Disposed
Oct. 18, 2017 NTRSO Employee Stock Option (right-to-buy) Common Stock (50,000) $52.69 Feb. 11, 2023 50,000 Disposed
Oct. 18, 2017 NTRSO Employee Stock Option (right-to-buy) Common Stock (127,964) $52.64 Feb. 14, 2021 127,964 Disposed
Sept. 27, 2017 NTRSO Employee Stock Option (right-to-buy) Common Stock (100,000) $52.64 Feb. 14, 2021 100,000 Disposed
May 5, 2017 NTRSO Employee Stock Option (right-to-buy) Common Stock (205,923) $50.99 Feb. 15, 2020 205,923 Disposed
Feb. 21, 2017 NTRSO Employee Stock Option (right-to-buy) Common Stock (83,621) $88.06 Feb. 21, 2027 83,621 Acquired
Nov. 15, 2016 NTRSO Employee Stock Option (right-to-buy) Common Stock (200,000) $57.54 July 21, 2019 200,000 Disposed
Nov. 9, 2016 NTRSO Employee Stock Option (right-to-buy) Common Stock (53,107) $71.23 Feb. 19, 2018 53,107 Disposed
Nov. 8, 2016 NTRSO Employee Stock Option (right-to-buy) Common Stock (38,939) $71.23 Feb. 19, 2018 38,939 Disposed
Nov. 7, 2016 NTRSO Employee Stock Option (right-to-buy) Common Stock (32,406) $71.23 Feb. 19, 2018 32,406 Disposed
Nov. 7, 2016 NTRSO Employee Stock Option (right-to-buy) Common Stock (70,808) $57.54 July 21, 2019 70,808 Disposed
Nov. 3, 2016 NTRSO Employee Stock Option (right-to-buy) Common Stock (1,900) $71.23 Feb. 19, 2018 1,900 Disposed
Sept. 8, 2016 NTRSO Employee Stock Option (right-to-buy) Common Stock (160,367) $43.65 Feb. 13, 2022 160,367 Disposed
Feb. 16, 2016 NTRSO Employee Stock Option (right-to-buy) Common Stock (110,362) $58.25 Feb. 16, 2026 110,362 Acquired
June 11, 2015 NTRSO Employee Stock Option (right-to-buy) Common Stock (21,710) $63.36 Feb. 20, 2017 21,710 Disposed
June 10, 2015 NTRSO Employee Stock Option (right-to-buy) Common Stock (13,395) $63.36 Feb. 20, 2017 13,395 Disposed
May 5, 2015 NTRSO Employee Stock Option (right-to-buy) Common Stock (20,000) $63.36 Feb. 20, 2017 20,000 Disposed
March 17, 2015 NTRSO Employee Stock Option (right-to-buy) Common Stock (10,000) $63.36 Feb. 20, 2017 10,000 Disposed
Feb. 17, 2015 NTRSO Employee Stock Option (right-to-buy) Common Stock (78,930) $70.21 Feb. 17, 2025 78,930 Acquired
Sept. 17, 2014 NTRSO Employee Stock Option (right-to-buy) Common Stock (26,761) $52.10 Feb. 21, 2016 26,761 Disposed
July 29, 2014 NTRSO Employee Stock Option (right-to-buy) Common Stock (25,000) $52.10 Feb. 21, 2016 25,000 Disposed
July 3, 2014 NTRSO Employee Stock Option (right-to-buy) Common Stock (25,000) $52.10 Feb. 21, 2016 25,000 Disposed
Feb. 10, 2014 NTRSO Employee Stock Option (right-to-buy) Common Stock (81,964) $60.85 Feb. 10, 2024 81,964 Acquired
Jan. 24, 2014 NTRSO Employee Stock Option (right-to-buy) Common stock (75,000) $44.46 Feb. 15, 2015 75,000 Disposed
May 15, 2013 NTRSO Employee Stock Option (right-to-buy) Common Stock (30,000) $49.12 Feb. 17, 2014 30,000 Disposed
March 11, 2013 NTRSO Employee Stock Option (right-to-buy) Common Stock (30,000) $49.12 Feb. 17, 2014 30,000 Disposed
Feb. 12, 2013 NTRSO Employee Stock Option (right-to-buy) Common Stock (30,000) $49.12 Feb. 17, 2014 30,000 Disposed
Feb. 11, 2013 NTRSO Employee Stock Option (right-to-buy) Common Stock (94,658) $52.69 Feb. 11, 2023 94,658 Acquired
April 19, 2012 NTRSO Employee Stock Option (right-to-buy) Common Stock (11,024) $32.62 Feb. 18, 2013 11,024 Disposed
Feb. 13, 2012 NTRSO Employee Stock Option (right-to-buy) Common Stock (160,367) $43.65 Feb. 13, 2022 160,367 Acquired
Jan. 20, 2012 NTRSO Employee Stock Option (right-to-buy) Common Stock (11,000) $32.62 Feb. 18, 2013 11,000 Disposed
Oct. 21, 2011 NTRSO Employee Stock Option (right-to-buy) Common Stock (18,958) $32.62 Feb. 18, 2013 18,958 Disposed
Oct. 21, 2011 NTRSO Employee Stock Option (right-to-buy) Common Stock (3,066) $32.62 Feb. 18, 2013 3,066 Disposed
Feb. 14, 2011 NTRSO Employee Stock Option (right-to-buy) Common Stock (227,964) $52.64 Feb. 14, 2021 227,964 Acquired
Dec. 14, 2010 NTRSO Employee Stock Option (right-to-buy) Common stock (2,461) $53.66 Feb. 19, 2012 2,461 Disposed
Feb. 15, 2010 NTRSO Employee Stock Option (right to buy) Common Stock (205,923) $50.99 Feb. 15, 2020 205,923 Acquired
July 21, 2009 NTRSO Employee Stock Option (right-to-buy) Common Stock (270,808) $57.54 July 21, 2019 270,808 Acquired
March 6, 2009 NTRSO Employee Stock Option (right-to-buy) [F3] Common Stock (270,808) $55.39 Feb. 16, 2019 270,808 Disposed
Feb. 16, 2009 NTRSO Employee Stock Option (right-to-buy) Common Stock (270,808) $55.39 Feb. 16, 2019 270,808 Acquired
July 30, 2008 NTRSO Employee Stock Option (right-to-buy) Common Stock (40,000) $45.16 May 13, 2009 40,000 Disposed
Feb. 19, 2008 NTRSO Employee Stock Option (right-to-buy) Common Stock (126,352) $71.23 Feb. 19, 2018 126,352 Acquired
Jan. 18, 2008 NTRSO Employee Stock Option (right-to-buy) Common Stock (2,890) $34.59 Sept. 15, 2008 2,890 Disposed
July 20, 2007 NTRSO Employee Stock Option (right-to-buy) Common Stock (21,110) $34.59 Sept. 15, 2008 21,110 Disposed
Feb. 20, 2007 NTRSO Employee Stock Option (right-to-buy) Common Stock (65,105) $63.36 Feb. 20, 2017 65,105 Acquired
Jan. 22, 2007 NTRSO Employee Stock Option (right-to-buy) Common Stock (16,968) $28.31 Sept. 16, 2007 16,968 Disposed
Jan. 19, 2007 NTRSO Employee Stock Option (right-to-buy) Common Stock (3,532) $28.31 Sept. 16, 2007 3,532 Disposed
Jan. 19, 2007 NTRSO Employee Stock Option (right-to-buy) Common Stock (3,532) $28.31 Sept. 16, 2007 3,532 Disposed
Oct. 24, 2006 NTRSO Employee Stock Option (right-to-buy) Common Stock (3,500) $28.31 Sept. 16, 2007 3,500 Disposed
April 20, 2006 NTRSO Employee Stock Option (right-to-buy) Common Stock (9,000) $16.75 Sept. 17, 2006 9,000 Disposed
Feb. 21, 2006 NTRSO Employee Stock Option (right-to-buy) Common Stock (76,761) $52.10 Feb. 21, 2016 76,761 Acquired
Jan. 24, 2006 NTRSO Employee Stock Option (right-to-buy) Common Stock (15,000) $16.75 Sept. 17, 2006 15,000 Disposed
Feb. 15, 2005 NTRSO Employee Stock Option (right-to-buy) Common Stock (75,000) $44.46 Feb. 15, 2015 75,000 Acquired
Feb. 15, 2005 NTRSO Employee Stock Units Common Stock (75,000) $44.46 Feb. 15, 2015 75,000 Acquired
Feb. 14, 2005 NTRSO Employee Stock Option (right-to-buy) Common Stock (13,492) $11.75 Sept. 19, 2005 13,492 Disposed
Oct. 22, 2004 NTRSO Employee Stock Option (right-to-buy) Common Stock (8,508) $11.75 Sept. 19, 2005 8,508 Disposed
April 22, 2004 NTRSO Employee Stock Option (right-to-buy) Common Stock (9,388) $9.42 Sept. 20, 2004 9,388 Disposed
Feb. 17, 2004 NTRSO Employee Stock Option (right-to-buy) Common Stock (90,000) $49.12 Feb. 17, 2014 90,000 Acquired
Feb. 4, 2004 NTRSO Employee Stock Option (right-to-buy) [F3] Common Stock (612) $9.42 Sept. 20, 2004 612 Disposed
Jan. 23, 2004 NTRSO Employee Stock Award [F4] Common Stock (18,000) $0.00 18,000 Disposed
Aug. 1, 2003 NTRSO Com Stk Option (right to buy) [F4] Common Stock (5,000) $9.42 Sept. 20, 2004 5,000 Disposed
May 2, 2003 NTRSO Com Stk Option (right to buy) [F5] Common Stock (7,940) $9.94 Sept. 21, 2003 7,940 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 7, 2012 ABBV Common stock, $0.01 par value 0 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2018 $1,000,000 $4,000,095 $2,500,000 $71,289 $7,571,384
2017 $1,000,000 $4,860,120 $1,603,842 $2,850,000 $1,444,456 $92,265 $11,850,683
2016 $1,000,000 $5,400,067 $1,637,386 $2,700,000 $333,477 $96,392 $11,167,322

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.