Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
July 23, 2009 WHG A 1,500 · · 31,593 Direct +4.98% Acquired (price as of 2026-10-02)
July 23, 2008 WHG A 1,500 · · 30,093 Direct +5.25% Acquired (price as of 2026-10-02)
July 26, 2007 WHG A 1,500 · · 28,593 Direct +5.54% Acquired (price as of 2026-10-02)
July 27, 2006 WHG A 1,500 · · 27,093 Direct +5.86% Acquired (price as of 2026-10-02)
Feb. 23, 2006 WHG M 2,500 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Feb. 23, 2006 WHG M 2,500 $12.90 $32,250 25,593 Direct +10.83% Acquired 52.0% (price as of 2026-10-02)
July 26, 2005 WHG A 1,500 · · 23,093 Direct +6.95% Acquired (price as of 2026-10-02)
July 27, 2004 WHG A 1,500 · · 21,593 Direct +7.47% Acquired (price as of 2026-10-02)
July 27, 2004 WHG A 1,500 · · 3,000 Direct +100.00% Acquired (price as of 2026-10-02)
July 29, 2003 WHG A 1,500 · · 1,500 Direct · Acquired (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Feb. 23, 2006 WHG stock option common stock (2,500) $12.90 July 2, 2012 2,500 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).