Fredric J Feldman

CIK 1191704 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 13, 2010 · Latest: Jan. 13, 2010

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

CAPS buying April 8, 2013

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 30 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

30 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 7, 2026	CAPS	A	105,124	—	—	200,124 Direct	+110.66%	Acquired	(price as of 2026-08-21)
March 30, 2026	CAPS	A	95,000	—	—	95,000 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 10, 2016	CAPS	A	40,000	—	—	421,500 Direct	+10.48%	Acquired	(price as of 2026-08-21)
Jan. 22, 2016	CAPS	A	50,000	—	—	406,500 Direct	+14.03%	Acquired	(price as of 2026-08-21)
June 19, 2015	CAPS	A	50,000	—	—	366,500 Direct	+15.80%	Acquired	(price as of 2026-08-21)
April 10, 2015	CAPS	A	10,000	—	—	316,500 Direct	+3.26%	Acquired	(price as of 2026-08-21)
Jan. 2, 2015	CAPS	A	50,000	—	—	306,500 Direct	+19.49%	Acquired	(price as of 2026-08-21)
Feb. 6, 2014	CAPS	A	12,000	—	—	266,500 Direct	+4.72%	Acquired	(price as of 2026-08-21)
Jan. 1, 2014	CAPS	A	10,000	—	—	284,500 Direct	+3.64%	Acquired	(price as of 2026-08-21)
April 8, 2013	CAPS	P	25,000	$0.21	$5,250	225,564 Direct	+12.46%	Acquired	-99.9% (price as of 2026-08-21)
Feb. 28, 2013	CAPS	A	27,000	—	—	284,500 Direct	+10.49%	Acquired	(price as of 2026-08-21)
Jan. 1, 2013	CAPS	A	10,000	—	—	257,500 Direct	+4.04%	Acquired	(price as of 2026-08-21)
Aug. 9, 2012	CAPS	A	42,500	—	—	257,500 Direct	+19.77%	Acquired	(price as of 2026-08-21)
May 18, 2012	CAPS	A	35,000	—	—	215,000 Direct	+19.44%	Acquired	(price as of 2026-08-21)
Jan. 1, 2012	CAPS	A	10,000	—	—	190,000 Direct	+5.56%	Acquired	(price as of 2026-08-21)
Jan. 1, 2012	CAPS	A	10,000	—	—	200,562 Direct	+5.25%	Acquired	(price as of 2026-08-21)
Jan. 6, 2011	CAPS	P	13,000	$0.59	$7,670	190,564 Direct	+7.32%	Acquired	-100.0% (price as of 2026-08-21)
Jan. 1, 2011	CAPS	A	10,000	—	—	230,000 Direct	+4.55%	Acquired	(price as of 2026-08-21)
Jan. 11, 2010	CAPS	A	8,000	$0.89	$7,120	177,564 Direct	+4.72%	Acquired	-100.0% (price as of 2026-08-21)
Jan. 1, 2010	CAPS	A	10,000	—	—	225,000 Direct	+4.65%	Acquired	(price as of 2026-08-21)
May 8, 2009	CAPS	A	10,000	$0.42	$4,200	220,000 Direct	+4.76%	Acquired	-100.0% (price as of 2026-08-21)
May 8, 2009	CAPS	A	25,000	$0.70	$17,500	210,000 Direct	+13.51%	Acquired	-100.0% (price as of 2026-08-21)
March 30, 2009	CAPS	P	15,000	$0.53	$7,950	169,564 Direct	+9.70%	Acquired	-100.0% (price as of 2026-08-21)
Aug. 25, 2008	CAPS	P	10,000	$0.83	$8,300	154,564 Direct	+6.92%	Acquired	-100.0% (price as of 2026-08-21)
March 13, 2008	CAPS	P	10,100	$0.92	$9,292	144,564 Direct	+7.51%	Acquired	-100.0% (price as of 2026-08-21)
Jan. 1, 2008	CAPS	A	10,000	—	—	— Direct	—	Acquired	(price as of 2026-08-21)
Jan. 1, 2008	CAPS	A	18,519	—	—	134,464 Direct	+15.97%	Acquired	(price as of 2026-08-21)
Jan. 1, 2007	CAPS	A	10,000	—	—	210,000 Direct	+5.00%	Acquired	(price as of 2026-08-21)
Jan. 1, 2007	CAPS	A	17,483	—	—	115,945 Direct	+17.76%	Acquired	(price as of 2026-08-21)
May 12, 2006	CAPS	A	11,612	—	—	98,462 Direct	+13.37%	Acquired	(price as of 2026-08-21)
May 12, 2006	CAPS	A	25,000	—	—	200,000 Direct	+14.29%	Acquired	(price as of 2026-08-21)
Jan. 1, 2006	CAPS	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 31, 2004	CAPS	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 24, 2004	CAPS	A	30,000	$7.40	$222,000	30,000 Direct	—	Acquired	-100.0% (price as of 2026-08-21)
Dec. 31, 2003	CAPS	A	10,000	$6.13	$61,300	— Direct	—	Acquired	-100.0% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 10, 2016	CAPS	Stock Option (Right to Buy)	Common Stock (40,000)	$0.05	Nov. 10, 2026	40,000	Acquired
Jan. 22, 2016	CAPS	Stock Option (Right to Buy)	Common Stock (50,000)	$0.10	Jan. 22, 2026	50,000	Acquired
June 19, 2015	CAPS	Stock Option (Right to Buy)	Common Stock (50,000)	$0.25	June 19, 2025	50,000	Acquired
April 10, 2015	CAPS	Stock Option (Right to Buy)	Common Stock (10,000)	$0.17	April 10, 2025	10,000	Acquired
Jan. 2, 2015	CAPS	Stock Option (Right to Buy)	Common Stock (50,000)	$0.22	Jan. 2, 2025	50,000	Acquired
Feb. 6, 2014	CAPS	Stock Option (Right to Buy)	Common Stock (12,000)	$0.30	Feb. 6, 2024	12,000	Acquired
Jan. 1, 2014	CAPS	Stock Option (Right to Buy)	Common Stock (10,000)	$0.26	Jan. 1, 2024	10,000	Acquired
Feb. 28, 2013	CAPS	Stock Option (Right to Buy)	Common Stock (27,000)	$0.21	Feb. 28, 2023	27,000	Acquired
Jan. 1, 2013	CAPS	Stock Option (Right to Buy)	Common Stock (10,000)	$0.17	Jan. 1, 2023	10,000	Acquired
Aug. 9, 2012	CAPS	Stock Option (Right to Buy)	Common Stock (42,500)	$0.16	Aug. 9, 2022	42,500	Acquired
May 18, 2012	CAPS	Stock Option (Right to Buy)	Common Stock (35,000)	$0.17	May 18, 2022	35,000	Acquired
Jan. 1, 2012	CAPS	Stock Option (Right to Buy)	Common Stock (10,000)	$0.26	Jan. 1, 2022	10,000	Acquired
Jan. 1, 2011	CAPS	Stock Option (Right to Buy)	Common Stock (10,000)	$0.58	Jan. 1, 2021	10,000	Acquired
Jan. 1, 2010	CAPS	Stock Option (Right to Buy)	Common Stock (10,000)	$0.72	Jan. 1, 2020	10,000	Acquired
May 8, 2009	CAPS	Stock Option (Right to Buy)	Common Stock (10,000)	$0.42	Jan. 1, 2019	10,000	Acquired
May 8, 2009	CAPS	Stock Option (Right to Buy)	Common Stock (25,000)	$0.70	Oct. 30, 2018	25,000	Acquired
Jan. 1, 2008	CAPS	Stock Option (Right to Buy)	Common Stock (10,000)	$1.35	Jan. 1, 2018	10,000	Acquired
Jan. 1, 2007	CAPS	Stock Option (Right to Buy)	Common Stock (10,000)	$1.43	Jan. 1, 2017	10,000	Acquired
May 12, 2006	CAPS	Stock Option (Right to Buy)	Common Stock (25,000)	$1.75	May 12, 2016	25,000	Acquired
Jan. 1, 2006	CAPS	Stock Option (Right to Buy)	Common Stock (10,000)	$4.90	Jan. 1, 2016	10,000	Acquired
Dec. 31, 2004	CAPS	Stock Option (Right to Buy)	Common Stock (10,000)	$6.25	Dec. 31, 2014	10,000	Acquired
Jan. 24, 2004	CAPS	Stock Option (right to buy)	Common Stock (30,000)	$7.40	Jan. 24, 2014	30,000	Acquired
Dec. 31, 2003	CAPS	—	Common Stock (10,000)	$6.13	Dec. 31, 2013	10,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).