Garry W Rogerson

Insider

First SEC filing: Aug. 4, 2011 · Latest: Aug. 4, 2011

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

AEIS selling April 15, 2014

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 24 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

24 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 15, 2014	AEIS	F	4,540	$18.49	$83,945	48,944 Direct	-8.49%	Disposed	1475.3% (price as of 2026-08-20)
Aug. 8, 2014	AEIS	F	3,918	$17.50	$68,565	53,484 Direct	-6.83%	Disposed	1564.4% (price as of 2026-08-20)
May 15, 2014	AEIS	F	4,541	$17.86	$81,102	57,402 Direct	-7.33%	Disposed	1530.8% (price as of 2026-08-20)
April 15, 2014	AEIS	M	10,000	—	—	31,880 Direct	-23.88%	Disposed	(price as of 2026-08-20)
April 15, 2014	AEIS	S 10b5-1	10,000	$23.40	$234,000	61,943 Direct	-13.90%	Disposed	1144.7% (price as of 2026-08-20)
April 15, 2014	AEIS	M	10,000	$8.65	$86,500	71,943 Direct	+16.14%	Acquired	3267.2% (price as of 2026-08-20)
March 17, 2014	AEIS	M	10,000	—	—	41,880 Direct	-19.28%	Disposed	(price as of 2026-08-20)
March 17, 2014	AEIS	S 10b5-1	10,000	$25.12	$251,200	61,943 Direct	-13.90%	Disposed	1059.5% (price as of 2026-08-20)
March 17, 2014	AEIS	M	10,000	$8.65	$86,500	11,943 Direct	+514.67%	Acquired	3267.2% (price as of 2026-08-20)
Feb. 18, 2014	AEIS	M	30,000	$8.65	$259,500	91,943 Direct	+48.43%	Acquired	3267.2% (price as of 2026-08-20)
Feb. 18, 2014	AEIS	S 10b5-1	30,000	$27.52	$825,600	61,943 Direct	-32.63%	Disposed	958.4% (price as of 2026-08-20)
Feb. 18, 2014	AEIS	M	30,000	—	—	51,880 Direct	-36.64%	Disposed	(price as of 2026-08-20)
Feb. 10, 2014	AEIS	A	37,348	—	—	37,348 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 10, 2014	AEIS	A	32,012	—	—	32,012 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 10, 2014	AEIS	A	26,071	—	—	61,943 Direct	+72.68%	Acquired	(price as of 2026-08-20)
Dec. 31, 2013	AEIS	F	7,338	$22.86	$167,747	35,872 Direct	-16.98%	Disposed	1174.1% (price as of 2026-08-20)
Nov. 11, 2013	AEIS	S 10b5-1	5,000	$23.69	$118,450	43,210 Direct	-10.37%	Disposed	1129.5% (price as of 2026-08-20)
Sept. 30, 2013	AEIS	F	5,559	$17.51	$97,338	48,210 Direct	-10.34%	Disposed	1563.4% (price as of 2026-08-20)
Aug. 8, 2013	AEIS	F	2,823	$20.85	$58,860	53,769 Direct	-4.99%	Disposed	1297.0% (price as of 2026-08-20)
May 9, 2013	AEIS	F	5,287	$17.72	$93,686	56,592 Direct	-8.54%	Disposed	1543.7% (price as of 2026-08-20)
May 8, 2013	AEIS	A	50,287	—	—	50,287 Direct	—	Acquired	(price as of 2026-08-20)
May 8, 2013	AEIS	A	43,103	—	—	43,103 Direct	—	Acquired	(price as of 2026-08-20)
May 8, 2013	AEIS	A	42,135	—	—	61,879 Direct	+213.41%	Acquired	(price as of 2026-08-20)
Aug. 8, 2012	AEIS	F	2,756	$12.48	$34,395	19,744 Direct	-12.25%	Disposed	2233.9% (price as of 2026-08-20)
Aug. 8, 2011	AEIS	A	112,500	—	—	382,500 Direct	+41.67%	Acquired	(price as of 2026-08-20)
Aug. 8, 2011	AEIS	A	112,500	—	—	270,000 Direct	+71.43%	Acquired	(price as of 2026-08-20)
Aug. 8, 2011	AEIS	A	157,500	—	—	157,500 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 8, 2011	AEIS	A	22,500	—	—	22,500 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 15, 2014	AEIS	Performance Stock Options (right to buy)	Common Stock	$8.65	Aug. 8, 2021	10,000	Disposed
March 17, 2014	AEIS	Performance Stock Options (right to buy)	Common Stock	$8.65	Aug. 8, 2021	10,000	Disposed
Feb. 18, 2014	AEIS	Performance Stock Options (right to buy)	Common Stock	$8.65	Aug. 8, 2021	30,000	Disposed
Feb. 10, 2014	AEIS	Performance Units	Common Stock (37,348)	—	—	37,348	Acquired
Feb. 10, 2014	AEIS	Performance Stock Options (right to buy)	Common Stock (32,012)	$26.85	—	32,012	Acquired
May 8, 2013	AEIS	Performance Units	Common Stock (50,287)	—	—	50,287	Acquired
May 8, 2013	AEIS	Performance Stock Option (right to buy)	Common Stock (43,103)	$17.80	—	43,103	Acquired
Aug. 8, 2011	AEIS	Employee Stock Option (right to buy)	Common Stock (112,500)	$8.65	Aug. 8, 2014	112,500	Acquired
Aug. 8, 2011	AEIS	Employee Stock Option (right to buy)	Common Stock (112,500)	$8.65	Aug. 8, 2014	112,500	Acquired
Aug. 8, 2011	AEIS	Employee Stock Option (right to buy)	Common Stock (157,500)	$8.65	Aug. 8, 2021	157,500	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Aug. 4, 2011	AEIS	Common Stock	0	Direct