Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 16 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

16 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Nov. 2, 2016 AYTU P 33,333 $1.50 $50,000 98,333 Direct +51.28% Acquired -100.0% (price as of 2026-10-02)
Nov. 2, 2016 AYTU P 33,333 · · 33,333 Direct · Acquired (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 8, 2020 AYTU Employee Stock Option Grant Common Stock (20,000) $1.45 June 7, 2030 20,000 Acquired
March 16, 2017 AYTU Employee Stock Option Grant Common Stock (15,000) $3.23 July 12, 2026 15,000 Disposed
March 16, 2017 AYTU Employee Stock Option Grant Common Stock (15,000) $0.82 July 12, 2026 15,000 Acquired
Feb. 27, 2017 AYTU Warrant to Purchase Common Stock Common Stock (33,333) $1.86 Nov. 2, 2021 33,333 Disposed
Feb. 27, 2017 AYTU Warrant to Purchase Common STock Common Stock (3,750) $6.00 May 6, 2021 3,750 Disposed
Feb. 27, 2017 AYTU Warrant to Purchase Common Stock Common Stock (33,333) $1.86 Nov. 2, 2021 33,333 Acquired
Feb. 27, 2017 AYTU Warrant to Purchase Common STock Common Stock (3,750) $6.00 May 6, 2021 3,750 Acquired
Nov. 2, 2016 AYTU Warrant to Purchase Common Stock Common Stock (33,333) $1.86 Nov. 2, 2021 33,333 Acquired
July 12, 2016 AYTU Stock Option Grant Common Stock (15,000) $3.23 July 12, 2026 15,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Sept. 2, 2016 AYTU Warrant to Purchase Common Stock [F1]→ Common Stock · Direct