Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

6 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 17, 2011 ASTI S 10b5-1 10,000 $2.60 $26,000 43,500 Direct -18.69% Disposed -100.0% (price as of 2026-10-02)
Nov. 19, 2008 ASTI P 4,500 $3.47 $15,615 53,500 Direct +9.18% Acquired -100.0% (price as of 2026-10-02)
Oct. 9, 2008 ASTI P 3,000 $4.12 $12,360 49,000 Direct +6.52% Acquired -100.0% (price as of 2026-10-02)
Sept. 8, 2008 ASTI P 2,000 $7.02 $14,040 46,000 Direct +4.55% Acquired -100.0% (price as of 2026-10-02)
July 15, 2008 ASTI P 2,000 $8.92 $17,840 44,000 Direct +4.76% Acquired -100.0% (price as of 2026-10-02)
May 23, 2008 ASTI P 2,000 $13.24 $26,480 42,000 Direct +5.00% Acquired -100.0% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 1, 2013 ASTI Common Stock Option (Right to Buy) Common Stock (50,000) $0.65 March 1, 2023 50,000 Acquired
Aug. 4, 2011 ASTI Common Stock Option (Right to Buy) Common Stock (75,000) $0.68 Aug. 3, 2021 75,000 Acquired
Feb. 3, 2011 ASTI Stock Options (Right to Buy) Common Stock (40,000) $3.37 Feb. 3, 2021 40,000 Acquired
Feb. 3, 2011 ASTI Restricted Stock Units Common Stock (7,000) · · 7,000 Acquired
Feb. 8, 2010 ASTI Common Stock Option (Right to Buy) Common Stock (60,000) $4.17 Feb. 8, 2020 60,000 Acquired
Dec. 2, 2008 ASTI Common Stock Option (Right to Buy) Common Stock (20,000) $3.17 Dec. 2, 2018 20,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
April 3, 2008 ASTI Common Stock · Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ASTI

CFO
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2012 $204,231 $50,000 · · · · · $254,231
2011 $199,191 $50,000 · · · · · $467,746
2010 $178,963 $35,800 · · · · · $418,325

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.