Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 23 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

23 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Feb. 16, 2022 CAT S 674 $203.11 $136,896 0 Direct -100.00% Disposed 316.2% (price as of 2026-10-02)
May 3, 2021 CAT S 567 $230.00 $130,410 0 Direct -100.00% Disposed 267.6% (price as of 2026-10-02)
March 8, 2021 CAT S 5,056 $220.97 $1,117,224 567 Direct -89.92% Disposed 282.6% (price as of 2026-10-02)
Feb. 2, 2021 CAT S 4,018 $190.76 $766,474 0 Direct -100.00% Disposed 343.2% (price as of 2026-10-02)
Dec. 4, 2020 CAT S 2,318 $179.50 $416,081 0 Direct -100.00% Disposed 371.0% (price as of 2026-10-02)
Dec. 2, 2020 CAT S 4,634 $173.26 $802,887 0 Direct -100.00% Disposed 387.9% (price as of 2026-10-02)
Oct. 29, 2020 CAT S 4,318 $154.39 $666,656 0 Direct -100.00% Disposed 447.6% (price as of 2026-10-02)
Oct. 29, 2020 CAT S 2,180 $154.39 $336,570 0 Direct -100.00% Disposed 447.6% (price as of 2026-10-02)
Feb. 20, 2020 CAT S 589 $137.83 $81,182 0 Direct -100.00% Disposed 513.4% (price as of 2026-10-02)
Oct. 29, 2019 CAT S 2,180 $139.38 $303,848 0 Direct -100.00% Disposed 506.6% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 8, 2021 CAT Employee Stock Options Common Stock (5,056) $95.66 March 6, 2027 5,056 Acquired
March 1, 2021 CAT Employee Stock Options Common Stock (3,197) $219.76 March 1, 2031 3,197 Acquired
Feb. 2, 2021 CAT Employee Stock Options Common Stock (4,018) $74.77 March 7, 2026 4,018 Disposed
Dec. 4, 2020 CAT Employee Stock Options Common Stock (2,318) $83.00 March 2, 2025 2,318 Disposed
Dec. 2, 2020 CAT Employee Stock Options Common Stock (4,634) $83.00 March 2, 2025 4,634 Disposed
Oct. 29, 2020 CAT Employee Stock Options Common Stock (4,318) $96.31 March 3, 2024 4,318 Disposed
Oct. 29, 2020 CAT Employee Stock Options Common Stock (2,180) $89.75 March 4, 2023 2,180 Disposed
March 2, 2020 CAT Employee Stock Options Common Stock (4,812) $127.60 March 2, 2030 4,812 Acquired
Oct. 29, 2019 CAT Employee Stock Options Common Stock (2,180) $89.75 March 4, 2023 2,180 Disposed
March 4, 2019 CAT Employee Stock Options Common Stock (3,753) $138.35 March 4, 2029 3,753 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 1, 2019 CAT Common Stock · Indirect
March 1, 2019 CAT Employee Stock Options→ Common Stock (4,360) 4,360 Direct
March 1, 2019 CAT Employee Stock Options→ Common Stock (4,318) 4,318 Direct
March 1, 2019 CAT Employee Stock Options→ Common Stock (6,952) 6,952 Direct
March 1, 2019 CAT Employee Stock Options→ Common Stock (8,037) 8,037 Direct
March 1, 2019 CAT Employee Stock Options→ Common Stock (5,056) 5,056 Direct
March 1, 2019 CAT Employee Stock Options→ Common Stock (3,166) 3,166 Direct
March 1, 2019 CAT Phantom Stock Units→ Common Stock (592) 592 Direct