Gary Michael Marvel

Insider

First SEC filing: March 1, 2019 · Latest: Feb. 17, 2022

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

CAT selling Feb. 16, 2022

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 23 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

23 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 16, 2022	CAT	S	674	$203.11	$136,896	0 Direct	-100.00%	Disposed	298.5% (price as of 2026-08-19)
Feb. 8, 2022	CAT	F	296	$200.77	$59,428	674 Direct	-30.52%	Disposed	303.2% (price as of 2026-08-19)
Feb. 8, 2022	CAT	A	970	—	—	970 Direct	—	Acquired	(price as of 2026-08-19)
May 3, 2021	CAT	S	567	$230.00	$130,410	0 Direct	-100.00%	Disposed	251.9% (price as of 2026-08-19)
March 8, 2021	CAT	M	5,056	$95.66	$483,657	0 Direct	—	Acquired	746.2% (price as of 2026-08-19)
March 8, 2021	CAT	S	5,056	$220.97	$1,117,224	567 Direct	-89.92%	Disposed	266.3% (price as of 2026-08-19)
March 8, 2021	CAT	M	5,056	$95.66	$483,657	5,623 Direct	+891.71%	Acquired	746.2% (price as of 2026-08-19)
March 1, 2021	CAT	A	3,197	—	—	3,197 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 9, 2021	CAT	F	235	$196.78	$46,243	567 Direct	-29.30%	Disposed	311.3% (price as of 2026-08-19)
Feb. 9, 2021	CAT	A	802	—	—	802 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 2, 2021	CAT	M	4,018	$74.77	$300,426	4,019 Direct	-49.99%	Disposed	982.6% (price as of 2026-08-19)
Feb. 2, 2021	CAT	S	4,018	$190.76	$766,474	0 Direct	-100.00%	Disposed	324.3% (price as of 2026-08-19)
Feb. 2, 2021	CAT	M	4,018	$74.77	$300,426	4,018 Direct	—	Acquired	982.6% (price as of 2026-08-19)
Dec. 4, 2020	CAT	M	2,318	$83.00	$192,394	0 Direct	-100.00%	Disposed	875.2% (price as of 2026-08-19)
Dec. 4, 2020	CAT	S	2,318	$179.50	$416,081	0 Direct	-100.00%	Disposed	350.9% (price as of 2026-08-19)
Dec. 4, 2020	CAT	M	2,318	$83.00	$192,394	2,318 Direct	—	Acquired	875.2% (price as of 2026-08-19)
Dec. 2, 2020	CAT	M	4,634	$83.00	$384,622	4,634 Direct	—	Acquired	875.2% (price as of 2026-08-19)
Dec. 2, 2020	CAT	S	4,634	$173.26	$802,887	0 Direct	-100.00%	Disposed	367.2% (price as of 2026-08-19)
Dec. 2, 2020	CAT	M	4,634	$83.00	$384,622	2,318 Direct	-66.66%	Disposed	875.2% (price as of 2026-08-19)
Oct. 29, 2020	CAT	M	4,318	$96.31	$415,867	0 Direct	-100.00%	Disposed	740.4% (price as of 2026-08-19)
Oct. 29, 2020	CAT	M	2,180	$89.75	$195,655	0 Direct	-100.00%	Disposed	801.9% (price as of 2026-08-19)
Oct. 29, 2020	CAT	S	4,318	$154.39	$666,656	0 Direct	-100.00%	Disposed	424.3% (price as of 2026-08-19)
Oct. 29, 2020	CAT	M	4,318	$96.31	$415,867	4,318 Direct	—	Acquired	740.4% (price as of 2026-08-19)
Oct. 29, 2020	CAT	S	2,180	$154.39	$336,570	0 Direct	-100.00%	Disposed	424.3% (price as of 2026-08-19)
Oct. 29, 2020	CAT	M	2,180	$89.75	$195,655	2,180 Direct	—	Acquired	801.9% (price as of 2026-08-19)
March 2, 2020	CAT	A	4,812	—	—	4,812 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 20, 2020	CAT	S	589	$137.83	$81,182	0 Direct	-100.00%	Disposed	487.3% (price as of 2026-08-19)
Feb. 11, 2020	CAT	F	305	$136.15	$41,526	589 Direct	-34.12%	Disposed	494.5% (price as of 2026-08-19)
Feb. 11, 2020	CAT	A	894	—	—	894 Direct	—	Acquired	(price as of 2026-08-19)
Oct. 29, 2019	CAT	M	2,180	—	—	2,180 Direct	-50.00%	Disposed	(price as of 2026-08-19)
Oct. 29, 2019	CAT	S	2,180	$139.38	$303,848	0 Direct	-100.00%	Disposed	480.7% (price as of 2026-08-19)
Oct. 29, 2019	CAT	M	2,180	$89.75	$195,655	2,180 Direct	—	Acquired	801.9% (price as of 2026-08-19)
March 4, 2019	CAT	A	3,753	—	—	3,753 Direct	—	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 8, 2021	CAT	Employee Stock Options	Common Stock (5,056)	$95.66	March 6, 2027	5,056	Acquired
March 1, 2021	CAT	Employee Stock Options	Common Stock (3,197)	$219.76	March 1, 2031	3,197	Acquired
Feb. 2, 2021	CAT	Employee Stock Options	Common Stock (4,018)	$74.77	March 7, 2026	4,018	Disposed
Dec. 4, 2020	CAT	Employee Stock Options	Common Stock (2,318)	$83.00	March 2, 2025	2,318	Disposed
Dec. 2, 2020	CAT	Employee Stock Options	Common Stock (4,634)	$83.00	March 2, 2025	4,634	Disposed
Oct. 29, 2020	CAT	Employee Stock Options	Common Stock (4,318)	$96.31	March 3, 2024	4,318	Disposed
Oct. 29, 2020	CAT	Employee Stock Options	Common Stock (2,180)	$89.75	March 4, 2023	2,180	Disposed
March 2, 2020	CAT	Employee Stock Options	Common Stock (4,812)	$127.60	March 2, 2030	4,812	Acquired
Oct. 29, 2019	CAT	Employee Stock Options	Common Stock (2,180)	$89.75	March 4, 2023	2,180	Disposed
March 4, 2019	CAT	Employee Stock Options	Common Stock (3,753)	$138.35	March 4, 2029	3,753	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 1, 2019	CAT	Common Stock	—	Indirect
March 1, 2019	CAT	Employee Stock Options→ Common Stock (4,360)	4,360	Direct
March 1, 2019	CAT	Employee Stock Options→ Common Stock (4,318)	4,318	Direct
March 1, 2019	CAT	Employee Stock Options→ Common Stock (6,952)	6,952	Direct
March 1, 2019	CAT	Employee Stock Options→ Common Stock (8,037)	8,037	Direct
March 1, 2019	CAT	Employee Stock Options→ Common Stock (5,056)	5,056	Direct
March 1, 2019	CAT	Employee Stock Options→ Common Stock (3,166)	3,166	Direct
March 1, 2019	CAT	Phantom Stock Units→ Common Stock (592)	592	Direct