Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 35 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

35 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Nov. 4, 2010 LAZ S 35,000 $35.77 $1,251,950 348,883 Direct -9.12% Disposed -1.4% (price as of 2026-10-05)
Aug. 6, 2010 LAZ S 230,000 $30.32 $6,973,600 348,883 Direct -39.73% Disposed 16.4% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Aug. 31, 2012 LAZ Restricted Stock Units Class A common stock (701,082) · Aug. 31, 2012 701,082 Disposed
Aug. 24, 2012 LAZ Restricted Stock Units [F1] Class A common stock (8,389) · · 8,389 Acquired
May 25, 2012 LAZ Restricted Stock Units [F1] Class A common stock (10,265) · · 10,265 Acquired
March 1, 2012 LAZ Restricted Stock Units Class A common stock (47,040) · March 1, 2012 47,040 Disposed
Feb. 27, 2012 LAZ Right to a Grant of Restricted Stock Units Class A common stock (36,496) · · 36,496 Acquired
Feb. 24, 2012 LAZ Restricted Stock Units [F1] Class A common stock (5,704) · · 5,704 Acquired
Feb. 10, 2012 LAZ Restricted Stock Units Class A common stock (145,985) · · 145,985 Acquired
Nov. 25, 2011 LAZ Restricted Stock Units [F1] Class A common stock (7,613) · · 7,613 Acquired
Aug. 26, 2011 LAZ Restricted Stock Units [F1] Class A common stock (6,158) · · 6,158 Acquired
May 27, 2011 LAZ Restricted Stock Units [F1] Class A common stock (4,354) · · 4,354 Acquired
March 31, 2011 LAZ Restricted Stock Units Class A common stock (293,431) · March 31, 2011 293,431 Disposed
Feb. 25, 2011 LAZ Restricted Stock Units [F1] Class A common stock (3,565) · · 3,565 Acquired
Feb. 10, 2011 LAZ Restricted Stock Units Class A common stock (110,963) · · 110,963 Acquired
Nov. 26, 2010 LAZ Restricted Stock Units [F1] Class A common stock (4,304) · · 4,304 Acquired
Nov. 4, 2010 LAZ Class II Interests of LAZ-MD Holdings LLC Class A common stock (35,000) · · 35,000 Disposed
Aug. 27, 2010 LAZ Restricted Stock Units [F1] Class A common stock (4,783) · · 4,783 Acquired
Aug. 6, 2010 LAZ Class II Interests of LAZ-MD Holdings LLC Class A common stock (150,000) · · 150,000 Disposed
June 18, 2010 LAZ Class II Interests of LAZ-MD Holdings LLC [F2] Class A common stock (80,000) · · 80,000 Disposed
May 28, 2010 LAZ Restricted Stock Units [F1] Class A common stock (4,868) · · 4,868 Acquired
May 10, 2010 LAZ Class II Interests of LAZ-MD Holdings LLC [F2] Class A common stock (100,000) · · 100,000 Disposed
April 27, 2010 LAZ Resticted commmon stock Class A common stock (54,437) · · 54,437 Acquired
March 31, 2010 LAZ Restricted Stock Units Class A common stock (144,871) · March 31, 2010 144,871 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 8, 2010 LAZ Class A common stock 175,000 Direct
March 8, 2010 LAZ Class II Interests of LAZ-MD Holdings LLC→ Class A Common Stock (515,045) 515,045 Direct
March 8, 2010 LAZ Restricted Stock Units→ Class Common Stock (1,372,428) 1,372,428 Direct