Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 8 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

8 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Dec. 22, 2017 KWY P 5,000 $4.95 $24,750 395,472 Direct +1.28% Acquired 90.5% (price as of 2026-10-02)
Dec. 13, 2017 KWY P 7,900 $4.96 $39,184 390,472 Direct +2.06% Acquired 90.1% (price as of 2026-10-02)
Oct. 31, 2017 KWY P 5,000 $5.50 $27,500 382,572 Direct +1.32% Acquired 71.5% (price as of 2026-10-02)
Sept. 7, 2017 KWY P 2,500 $5.45 $13,625 377,572 Direct +0.67% Acquired 73.0% (price as of 2026-10-02)
Sept. 6, 2017 KWY P 1,000 $5.55 $5,550 375,072 Direct +0.27% Acquired 69.9% (price as of 2026-10-02)
Sept. 6, 2017 KWY P 2,000 $5.50 $11,000 374,072 Direct +0.54% Acquired 71.5% (price as of 2026-10-02)
Aug. 24, 2017 KWY P 5,000 $5.50 $27,500 372,072 Direct +1.36% Acquired 71.5% (price as of 2026-10-02)
Aug. 23, 2017 KWY P 100 $5.50 $550 367,072 Direct +0.03% Acquired 71.5% (price as of 2026-10-02)
Aug. 22, 2017 KWY P 3,000 $6.00 $18,000 366,972 Direct +0.82% Acquired 57.2% (price as of 2026-10-02)
March 29, 2017 KWY P 2,902 $5.75 $16,686 363,972 Direct +0.80% Acquired 64.0% (price as of 2026-10-02)
March 22, 2017 KWY P 5,000 $5.80 $29,000 361,070 Direct +1.40% Acquired 62.6% (price as of 2026-10-02)
March 15, 2017 KWY P 1,900 $5.60 $10,640 356,070 Direct +0.54% Acquired 68.4% (price as of 2026-10-02)
Dec. 5, 2016 KWY P 6,950 $5.85 $40,658 349,170 Direct +2.03% Acquired 61.2% (price as of 2026-10-02)
Dec. 5, 2016 KWY P 5,000 $5.75 $28,750 354,170 Direct +1.43% Acquired 64.0% (price as of 2026-10-02)
Nov. 21, 2016 KWY P 5,904 $5.70 $33,653 342,220 Direct +1.76% Acquired 65.4% (price as of 2026-10-02)
Nov. 21, 2016 KWY P 15,000 $5.65 $84,750 336,316 Direct +4.67% Acquired 66.9% (price as of 2026-10-02)
Nov. 21, 2016 KWY P 4,706 $5.60 $26,354 321,316 Direct +1.49% Acquired 68.4% (price as of 2026-10-02)
April 27, 2016 KWY P 2,500 $4.45 $11,125 316,610 Direct +0.80% Acquired 111.9% (price as of 2026-10-02)
March 28, 2016 KWY P 1,194 $4.65 $5,552 312,110 Direct +0.38% Acquired 102.8% (price as of 2026-10-02)
Oct. 28, 2015 KWY P 5,000 $4.25 $21,250 310,916 Direct +1.63% Acquired 121.9% (price as of 2026-10-02)
May 22, 2014 KWY P 800 $6.44 $5,152 242,558 Direct +0.33% Acquired 46.4% (price as of 2026-10-02)
April 9, 2014 KWY P 5,000 $5.22 $26,100 241,758 Direct +2.11% Acquired 80.7% (price as of 2026-10-02)
April 3, 2014 KWY P 5,600 $4.44 $24,864 236,758 Direct +2.42% Acquired 112.4% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Aug. 28, 2014 KWY Series A Warrant Common Stock (2,000) $4.50 Sept. 15, 2020 2,000 Acquired
Aug. 28, 2014 KWY Series A Warrant Common Stock (63,358) $4.50 Sept. 15, 2020 63,358 Disposed
July 8, 2014 KWY Series B Warrant Common Stock (250,000) $5.00 Sept. 15, 2023 250,000 Acquired
July 8, 2014 KWY Common share class C purchase warrant Common Stock (250,000) $5.00 Sept. 15, 2023 250,000 Disposed
July 8, 2014 KWY Series B Warrant Common Stock (250,000) $5.00 Sept. 15, 2023 250,000 Acquired
July 8, 2014 KWY Common share class C purchase warrant Common Stock (250,000) $5.00 Sept. 15, 2023 250,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 14 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Feb. 28, 2014 KWY Common Stock 122,000 Direct
Feb. 28, 2014 KWY Common Stock 37,500 Indirect
Feb. 28, 2014 KWY Common Stock 53,658 Indirect
Feb. 28, 2014 KWY Common Stock 18,000 Indirect
Feb. 28, 2014 KWY Series A Warrant→ Common Stock (23,750) 23,750 Direct
Feb. 28, 2014 KWY Series A Warrant→ Common Stock (10,000) 10,000 Indirect
Feb. 28, 2014 KWY Series A Warrant→ Common Stock (29,558) 29,558 Indirect
Feb. 28, 2014 KWY Series A Warrant→ Common Stock (2,050) 2,050 Indirect
Feb. 28, 2014 KWY Series B Warrant→ Common Stock (23,750) 23,750 Direct
Feb. 28, 2014 KWY Series B Warrant→ Common Stock (10,000) 10,000 Indirect
Feb. 28, 2014 KWY Series B Warrant→ Common Stock (29,558) 29,558 Indirect
Feb. 28, 2014 KWY Series B Warrant→ Common Stock (2,050) 2,050 Indirect
Feb. 28, 2014 KWY Class A convertible preferred share, series 1→ Common Stock (250,000) 250,000 Direct
Feb. 28, 2014 KWY Common share class C purchase warrant→ Common Stock (250,000) 250,000 Direct