Gary Wayne Petty Jr

Insider

First SEC filing: Feb. 1, 2024 · Latest: Feb. 1, 2024

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 14 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

14 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 5, 2024	SMBK	M	3,750	$9.60	$36,000	21,485 Direct	+21.14%	Acquired	424.5% (price as of 2026-08-20)
March 5, 2024	SMBK	S	2,394	$21.63	$51,782	19,091 Direct	-11.14%	Disposed	132.8% (price as of 2026-08-20)
March 5, 2024	SMBK	M	3,750	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 30, 2024	SMBK	A	422	—	—	17,735 Direct	+2.44%	Acquired	(price as of 2026-08-20)
Jan. 25, 2023	SMBK	A	1,442	—	—	14,744 Direct	+10.84%	Acquired	(price as of 2026-08-20)
Feb. 14, 2022	SMBK	M	3,750	$6.60	$24,750	13,302 Direct	+39.26%	Acquired	662.9% (price as of 2026-08-20)
Feb. 14, 2022	SMBK	M	3,750	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 26, 2022	SMBK	A	1,500	—	—	9,552 Direct	+18.63%	Acquired	(price as of 2026-08-20)
Nov. 23, 2021	SMBK	M	2,000	$21.61	$43,220	10,052 Direct	+24.84%	Acquired	133.0% (price as of 2026-08-20)
Nov. 23, 2021	SMBK	D	2,000	$27.15	$54,300	8,052 Direct	-19.90%	Disposed	85.5% (price as of 2026-08-20)
Nov. 23, 2021	SMBK	M	2,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 22, 2021	SMBK	M	3,750	$6.80	$25,500	8,052 Direct	+87.17%	Acquired	640.4% (price as of 2026-08-20)
Feb. 22, 2021	SMBK	M	3,750	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 28, 2021	SMBK	A	1,500	—	—	4,302 Direct	+53.53%	Acquired	(price as of 2026-08-20)
Jan. 22, 2020	SMBK	A	1,500	—	—	2,802 Direct	+115.21%	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 5, 2024	SMBK	Stock Option	Common Stock (3,750)	$9.60	March 1, 2024	3,750	Disposed
Feb. 14, 2022	SMBK	Stock Option	Common Stock (3,750)	$6.60	March 1, 2022	3,750	Disposed
Nov. 23, 2021	SMBK	Stock Appreciation Right	Common Stock (2,000)	$21.61	Dec. 31, 2021	2,000	Disposed
Feb. 22, 2021	SMBK	Stock Option	Common Stock (3,750)	$6.80	March 1, 2021	3,750	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 1, 2024	SMBK	Common Stock	17,313	Direct
Feb. 1, 2024	SMBK	Stock Option→ Common Stock (3,750)	3,750	Direct
Feb. 1, 2024	SMBK	Stock Option→ Common Stock (3,588)	3,588	Direct
Feb. 28, 2019	SMBK	Common Stock	52	Direct
Feb. 28, 2019	SMBK	Common Stock	96	Indirect
Feb. 28, 2019	SMBK	Stock Option (right to buy)→ Common Stock (1,250)	1,250	Direct
Feb. 28, 2019	SMBK	Stock Option (right to buy)→ Common Stock (3,750)	3,750	Direct
Feb. 28, 2019	SMBK	Stock Option (right to buy)→ Common Stock (3,750)	3,750	Direct
Feb. 28, 2019	SMBK	Stock Option (right to buy)→ Common Stock (3,750)	3,750	Direct
Feb. 28, 2019	SMBK	Stock Option (right to buy)→ Common Stock (3,750)	3,750	Direct
Feb. 28, 2019	SMBK	Stock Option (right to buy)→ Common Stock (3,588)	3,588	Direct
Feb. 4, 2011	SMBK	Common Stock	200	Direct
Feb. 4, 2011	SMBK	Common Stock	411	Direct
Feb. 4, 2011	SMBK	Stock Options→ Cornerstone Bancshares, Inc. (1,000)	1,000	Direct
Feb. 4, 2011	SMBK	Stock Options→ Cornertone Bancshares, Inc. (1,600)	1,600	Direct
Feb. 4, 2011	SMBK	Stock Options→ Cornerstone Bancshares, Inc. (2,600)	2,600	Direct
Feb. 4, 2011	SMBK	Stock Options→ Cornerstone Bancshares, Inc. (1,500)	1,500	Direct
Feb. 4, 2011	SMBK	Stock Options→ Cornerstone Bancshares, Inc. (3,000)	3,000	Direct
Feb. 4, 2011	SMBK	Stock Options→ Cornerstone Bancshares, Inc. (5,000)	5,000	Direct