Gavin Swartzman

CIK 1355445 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 18, 2006 · Latest: Sept. 18, 2006

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 28 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

28 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 21, 2012 STGW S 6,240 $9.50 $59,280 85,090 Direct -6.83% Disposed 39.8% (price as of 2026-08-19)
Aug. 20, 2012 STGW S 9,505 $9.50 $90,298 91,330 Direct -9.43% Disposed 39.8% (price as of 2026-08-19)
Aug. 17, 2012 STGW S 9,255 $9.51 $88,015 102,690 Direct -8.27% Disposed 39.6% (price as of 2026-08-19)
Aug. 16, 2012 STGW S 1,855 $9.52 $17,660 100,835 Direct -1.81% Disposed 39.5% (price as of 2026-08-19)
Aug. 3, 2011 STGW P 300 $18.08 $5,424 104,205 Direct +0.29% Acquired -26.6% (price as of 2026-08-19)
March 30, 2011 STGW S 17,500 $16.36 $286,300 103,905 Direct -14.41% Disposed -18.8% (price as of 2026-08-19)
Nov. 4, 2009 STGW P 2,000 $8.57 $17,140 96,439 Direct +2.12% Acquired 54.9% (price as of 2026-08-19)
April 2, 2007 STGW S 9,459 $7.92 $74,915 54,755 Direct -14.73% Disposed 67.6% (price as of 2026-08-19)
Sept. 15, 2006 STGW S 1,000 $8.61 $8,610 41,898 Direct +2.45% Acquired 54.2% (price as of 2026-08-19)
Sept. 14, 2006 STGW S 2,000 $8.52 $17,040 42,898 Direct -4.45% Disposed 55.8% (price as of 2026-08-19)
Sept. 13, 2006 STGW S 2,000 $8.46 $16,920 44,898 Direct -4.26% Disposed 56.9% (price as of 2026-08-19)
Sept. 1, 2006 STGW S 2,000 $8.35 $16,700 10,898 Direct -15.51% Disposed 59.0% (price as of 2026-08-19)
Aug. 31, 2006 STGW S 2,000 $8.30 $16,600 12,898 Direct -13.42% Disposed 60.0% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 26, 2011 STGW Extraordinary Equity Value Appre. Restricted Stock Awards [F4] Restricted Stock Units (45,000) — Dec. 31, 2013 45,000 Acquired
Feb. 12, 2009 STGW Stock Appreciation Rights [F2] Class A Shares (182,069) $3.72 Feb. 12, 2014 182,069 Acquired
Aug. 28, 2007 STGW Stock Options [F5] Class A Shares (21,000) — Nov. 14, 2007 21,000 Disposed
Aug. 23, 2006 STGW Stock Appreciation Rights [F4] Class A Subordinate Voting Shares — Jan. 22, 2007 35,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 8, 2006 STGW Class A Subordinate Voting Shares 1,000 Direct
March 8, 2006 STGW Financial Performance-Based Restricted Stock Units (Class A) [F1] 35,000 Direct
March 8, 2006 STGW Stock Options [F2]→ Class A Subordinate Voting Shares (21,000) 21,000 Direct
March 8, 2006 STGW Stock Appreciation Rights [F4]→ Class A Subordinate Voting Shares (35,000) 35,000 Direct
March 8, 2006 STGW Stock Appreciation Rights [F4]→ Class A Subordinate Voting Shares (30,000) 30,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

STGW

Managing Director
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2009 $393,750 $87,500 $0 $213,640 $0 — $24,892 $719,782
2008 $421,704 $140,568 $257,012 $0 $0 — $27,692 $846,976
2007 $384,078 $139,665 $445,566 $0 $0 — $18,322 $987,631

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.