Geoff Race

Insider

First SEC filing: June 30, 2014 · Latest: June 30, 2014

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

NERV selling May 1, 2023

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 23 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

23 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Oct. 4, 2023	NERV	A	87,050	—	—	87,050 Direct	—	Acquired	(price as of 2026-08-20)
May 1, 2023	NERV	S	22,082	$3.85	$85,016	51,324 Direct	-30.08%	Disposed	23.8% (price as of 2026-08-20)
April 28, 2023	NERV	A	46,987	—	—	73,406 Direct	+177.85%	Acquired	(price as of 2026-08-20)
Dec. 13, 2022	NERV	A	38,000	—	—	38,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 16, 2022	NERV	A	200,000	—	—	200,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 16, 2020	NERV	S	6,190	$2.64	$16,342	211,354 Direct	-2.85%	Disposed	-77.4% (price as of 2026-08-20)
Dec. 14, 2020	NERV	M	12,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 14, 2020	NERV	M	12,500	—	—	217,544 Direct	+6.10%	Acquired	(price as of 2026-08-20)
Oct. 13, 2020	NERV	A	140,000	—	—	140,000 Direct	—	Acquired	(price as of 2026-08-20)
June 19, 2020	NERV	A	275,568	—	—	275,568 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 31, 2019	NERV	A	74,432	—	—	74,432 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 17, 2019	NERV	S	5,826	$7.10	$41,365	205,044 Direct	-2.76%	Disposed	-91.6% (price as of 2026-08-20)
Dec. 14, 2019	NERV	M	12,500	—	—	12,500 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Dec. 14, 2019	NERV	M	12,500	—	—	210,870 Direct	+6.30%	Acquired	(price as of 2026-08-20)
Dec. 17, 2018	NERV	S	5,999	$7.46	$44,753	198,370 Direct	-2.94%	Disposed	-92.0% (price as of 2026-08-20)
Dec. 14, 2018	NERV	M	12,500	—	—	25,000 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Dec. 14, 2018	NERV	M	12,500	—	—	204,369 Direct	+6.51%	Acquired	(price as of 2026-08-20)
Dec. 11, 2018	NERV	A	175,000	—	—	175,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 14, 2017	NERV	M	12,500	—	—	37,500 Direct	-25.00%	Disposed	(price as of 2026-08-20)
Dec. 14, 2017	NERV	S	5,829	$5.79	$33,750	191,869 Direct	-2.95%	Disposed	-89.7% (price as of 2026-08-20)
Dec. 14, 2017	NERV	M	12,500	—	—	197,698 Direct	+6.75%	Acquired	(price as of 2026-08-20)
Dec. 13, 2017	NERV	A	200,000	—	—	200,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 6, 2017	NERV	S 10b5-1	1,692	$11.00	$18,612	185,198 Direct	-0.91%	Disposed	-94.6% (price as of 2026-08-20)
Feb. 3, 2017	NERV	S 10b5-1	19,758	$11.02	$217,733	186,890 Direct	-9.56%	Disposed	-94.6% (price as of 2026-08-20)
Dec. 14, 2016	NERV	A	100,000	—	—	100,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 14, 2016	NERV	A	50,000	—	—	50,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 4, 2015	NERV	A	175,000	—	—	175,000 Direct	—	Acquired	(price as of 2026-08-20)
April 14, 2015	NERV	A	213,133	—	—	213,133 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2014	NERV	P	33,333	$6.00	$199,998	206,648 Direct	+19.23%	Acquired	-90.1% (price as of 2026-08-20)
June 30, 2014	NERV	A	249,442	—	—	346,585 Direct	+256.78%	Acquired	(price as of 2026-08-20)
June 30, 2014	NERV	A	97,143	—	—	97,143 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Oct. 4, 2023	NERV	Employee Stock Option (right to buy)	Common Stock (87,050)	$6.41	Oct. 3, 2033	87,050	Acquired
Dec. 13, 2022	NERV	Employee Stock Option (right to buy)	Common Stock (38,000)	$3.11	Dec. 12, 2032	38,000	Acquired
Feb. 16, 2022	NERV	Employee Stock Option (right to buy)	Common Stock (200,000)	$0.79	Feb. 15, 2032	200,000	Acquired
Dec. 14, 2020	NERV	Restricted Stock Unit	Common Stock (12,500)	—	—	12,500	Disposed
Oct. 13, 2020	NERV	Employee Stock Option (right to buy)	Common Stock (140,000)	$3.50	Oct. 12, 2030	140,000	Acquired
June 19, 2020	NERV	Employee Stock Option (right to buy)	Common Stock (275,568)	$7.11	Dec. 31, 2029	275,568	Acquired
Dec. 31, 2019	NERV	Employee Stock Option (right to buy)	Common Stock (74,432)	$7.11	Dec. 30, 2029	74,432	Acquired
Dec. 14, 2019	NERV	Restricted Stock Unit	Common Stock (12,500)	—	—	12,500	Disposed
Dec. 14, 2018	NERV	Restricted Stock Unit	Common Stock (12,500)	—	—	12,500	Disposed
Dec. 11, 2018	NERV	Employee Stock Option (right to buy)	Common Stock (175,000)	$7.96	Dec. 10, 2028	175,000	Acquired
Dec. 14, 2017	NERV	Restricted Stock Unit	Common Stock (12,500)	—	—	12,500	Disposed
Dec. 13, 2017	NERV	Employee Stock Option (Right to Buy)	Common Stock (200,000)	$6.10	Dec. 13, 2027	200,000	Acquired
Dec. 14, 2016	NERV	Employee Stock Option (Right to Buy)	Common Stock (100,000)	—	Dec. 13, 2026	100,000	Acquired
Dec. 14, 2016	NERV	Restricted Stock Unit	Common Stock (50,000)	—	—	50,000	Acquired
Dec. 4, 2015	NERV	Stock Option (right to buy)	Common Stock (175,000)	—	Dec. 3, 2025	175,000	Acquired
April 14, 2015	NERV	Stock Option (right to buy)	Common Stock (213,133)	—	April 13, 2025	213,133	Acquired
June 30, 2014	NERV	Employee Stock Option (Right to Buy)	Common Stock (249,442)	$6.00	June 29, 2024	249,442	Acquired
June 30, 2014	NERV	Employee Stock Option (Right to Buy)	Common Stock (97,143)	$6.00	June 29, 2024	97,143	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 30, 2014	NERV	Common Stock	173,315	Direct