George W. Pace

Insider

First SEC filing: June 11, 2015 · Latest: June 11, 2015

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

7 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D
June 1, 2015	811808	X	3,325	—	—	0 Direct	-100.00%	Disposed
June 1, 2015	811808	X	191	$9.75	$1,862	3,516 Direct	+5.74%	Acquired
June 1, 2015	811808	X	202	—	—	0 Direct	-100.00%	Disposed
June 1, 2015	811808	X	202	$9.75	$1,970	3,717 Direct	+5.75%	Acquired
March 12, 2015	811808	C	625	—	—	0 Direct	-100.00%	Disposed
March 12, 2015	811808	C	625	$4.00	$2,500	3,325 Direct	+23.15%	Acquired
Oct. 31, 2011	811808	P	5	$500.00	$2,500	625 Direct	+0.81%	Acquired
Oct. 31, 2011	811808	X	5	$500.00	$2,500	5 Direct	-50.00%	Disposed

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 1, 2015	811808	Subscription Rights (right to buy)	Common Stock	$9.75	May 29, 2015	3,325	Disposed
June 1, 2015	811808	Subscription Rights (right to buy)	Common Stock (202)	$9.75	May 29, 2015	202	Disposed
March 12, 2015	811808	8% Non-Cumulative Convertible Preferred Stock, Series 2011	Common Stock (625)	$4.00	June 1, 2021	625	Disposed
Oct. 31, 2011	811808	8% Non-Cumulative Convertible Preferred Stock, Series 2011	Common Stock (625)	$4.00	June 1, 2021	5	Acquired
Oct. 31, 2011	811808	Subscription Rights (right to buy)	Preferred Stock (5)	$500.00	Oct. 31, 2011	5	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).