Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 87 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

87 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
April 30, 2018 WAL S 5,500 $60.00 $330,000 87,789 Direct -5.90% Disposed 26.5% (price as of 2026-10-05)
March 7, 2017 WAL S 3,000 $51.69 $155,070 83,420 Direct -3.47% Disposed 46.8% (price as of 2026-10-05)
Dec. 9, 2016 WAL S 5,000 $49.70 $248,500 76,626 Direct -6.13% Disposed 52.7% (price as of 2026-10-05)
Aug. 25, 2016 WAL S 5,000 $36.78 $183,900 81,626 Direct -5.77% Disposed 106.3% (price as of 2026-10-05)
Aug. 16, 2016 WAL S 4,984 $36.13 $180,072 86,626 Direct -5.44% Disposed 110.0% (price as of 2026-10-05)
Nov. 2, 2015 WAL S 20,000 $36.27 $725,400 77,014 Direct -20.62% Disposed 109.2% (price as of 2026-10-05)
July 31, 2015 WAL S 15,000 $34.00 $510,000 97,014 Direct -13.39% Disposed 123.1% (price as of 2026-10-05)
April 23, 2015 WAL S 7,500 $31.37 $235,275 97,014 Direct -7.18% Disposed 141.9% (price as of 2026-10-05)
Oct. 30, 2014 WAL S 26,500 $25.94 $687,410 89,879 Direct -22.77% Disposed 192.5% (price as of 2026-10-05)
July 26, 2013 WAL S 10,000 $18.13 $181,300 93,194 Direct -9.69% Disposed 318.5% (price as of 2026-10-05)
March 8, 2013 WAL S 30,000 $13.89 $416,700 103,194 Direct -22.52% Disposed 446.2% (price as of 2026-10-05)
March 15, 2012 WAL S 10,000 $8.98 $89,800 101,393 Direct -8.98% Disposed 744.9% (price as of 2026-10-05)
Oct. 27, 2011 WAL S 26,904 $6.80 $182,947 89,905 Direct -23.03% Disposed 1015.7% (price as of 2026-10-05)

Showing latest 100 of 159 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
July 31, 2015 WAL Employee Stock Options (Right to buy) Common Stock (15,000) $7.61 Jan. 30, 2016 15,000 Disposed
Oct. 30, 2014 WAL Employee Stock Options (Right to buy) Common Stock (5,000) $7.61 Jan. 30, 2016 5,000 Disposed
Oct. 30, 2014 WAL Employee Stock Options (Right to buy) Common Stock (15,000) $15.90 Jan. 23, 2015 15,000 Disposed
Oct. 30, 2014 WAL Employee Stock Options (Right to buy) Common Stock (6,500) $16.50 Jan. 25, 2015 6,500 Disposed
March 8, 2013 WAL Employee Stock Options (Right to buy) Common Stock (30,000) $7.03 April 23, 2013 30,000 Disposed
Jan. 25, 2010 WAL Restricted Stock Common Stock (13,976) $5.21 · 13,976 Acquired
Jan. 25, 2010 WAL Restricted Stock Common Stock (13,976) $5.21 · 13,976 Acquired
Jan. 30, 2009 WAL Stock Option (right to buy) Common Stock (20,000) $7.61 Jan. 30, 2016 20,000 Acquired
Jan. 22, 2008 WAL Stock Option (right to buy) Common Stock (15,000) $15.90 Jan. 22, 2015 15,000 Acquired
Jan. 23, 2007 WAL Stock Option (right to buy) Common Stock (12,500) $34.60 Jan. 23, 2014 12,500 Acquired
Nov. 14, 2006 WAL Employee Stock Option (Right to Buy) Common Stock (20,000) $7.03 April 23, 2013 20,000 Disposed
Jan. 17, 2006 WAL Stock Option (right to buy) Common Stock (7,500) $29.00 Jan. 17, 2013 7,500 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
July 1, 2005 WAL Common Stock 90,263 Direct
July 1, 2005 WAL Employee Stock Option (right to buy)→ Common Stock (50,000) 50,000 Direct
July 1, 2005 WAL Employee Stock Option (right to buy)→ Common Stock (6,500) 6,500 Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

WAL

President, California Administration
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2014 · · · · · · · ·
2013 · · · · · · · ·
2012 · · · · · · · ·

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.