Gerald Alan Risk
CIK 1649019 · View on SEC EDGAR ↗
First SEC filing: Aug. 4, 2015 · Latest: Aug. 4, 2015
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 15, 2017 | RUN | A | 20,000 | — | — | 39,685 Direct | +101.60% | Acquired | (price as of 2026-08-20) |
| Feb. 11, 2016 | RUN | A | 19,685 | — | — | 19,685 Direct | — | Acquired | (price as of 2026-08-20) |
| Sept. 30, 2015 | RUN | A | 3,750 | — | — | 3,750 Indirect | — | Acquired | (price as of 2026-08-20) |
| Aug. 10, 2015 | RUN | C | 36,142 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-20) |
| Aug. 10, 2015 | RUN | C | 87,606 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-20) |
| Aug. 10, 2015 | RUN | C | 366,306 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-20) |
| Aug. 10, 2015 | RUN | A | 5,000 | — | — | 495,054 Indirect | +1.02% | Acquired | (price as of 2026-08-20) |
| Aug. 10, 2015 | RUN | C | 490,054 | — | — | 490,054 Indirect | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 30, 2015 | RUN | Warrants (right to buy) [F1] | Common Stock (3,750) | $22.50 | Sept. 30, 2018 | 3,750 | Acquired |
| Aug. 10, 2015 | RUN | Series E Preferred Stock [F3] | Common Stock (36,142) | — | — | 36,142 | Disposed |
| Aug. 10, 2015 | RUN | Series B Preferred Stock [F2] | Common Stock (87,606) | — | — | 87,606 | Disposed |
| Aug. 10, 2015 | RUN | Series A Preferred Stock [F1] | Common Stock (366,306) | — | — | 366,306 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 4, 2015 | RUN | Series A Preferred Stock→ Common Stock (366,306) | 366,306 | Indirect |
| Aug. 4, 2015 | RUN | Series B Preferred Stock→ Common Stock (87,606) | 87,606 | Indirect |
| Aug. 4, 2015 | RUN | Series E Preferred Stock→ Common Stock (36,142) | 36,142 | Indirect |
| Aug. 4, 2015 | RUN | Employee Stock Option (right to buy)→ Common Stock (120,000) | 120,000 | Direct |