Gerald Alan Risk

CIK 1649019 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 4, 2015 · Latest: Aug. 4, 2015

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 8 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 15, 2017 RUN A 20,000 39,685 Direct +101.60% Acquired (price as of 2026-08-20)
Feb. 11, 2016 RUN A 19,685 19,685 Direct Acquired (price as of 2026-08-20)
Sept. 30, 2015 RUN A 3,750 3,750 Indirect Acquired (price as of 2026-08-20)
Aug. 10, 2015 RUN C 36,142 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Aug. 10, 2015 RUN C 87,606 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Aug. 10, 2015 RUN C 366,306 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Aug. 10, 2015 RUN A 5,000 495,054 Indirect +1.02% Acquired (price as of 2026-08-20)
Aug. 10, 2015 RUN C 490,054 490,054 Indirect Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Sept. 30, 2015 RUN Warrants (right to buy) [F1] Common Stock (3,750) $22.50 Sept. 30, 2018 3,750 Acquired
Aug. 10, 2015 RUN Series E Preferred Stock [F3] Common Stock (36,142) 36,142 Disposed
Aug. 10, 2015 RUN Series B Preferred Stock [F2] Common Stock (87,606) 87,606 Disposed
Aug. 10, 2015 RUN Series A Preferred Stock [F1] Common Stock (366,306) 366,306 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Aug. 4, 2015 RUN Series A Preferred Stock→ Common Stock (366,306) 366,306 Indirect
Aug. 4, 2015 RUN Series B Preferred Stock→ Common Stock (87,606) 87,606 Indirect
Aug. 4, 2015 RUN Series E Preferred Stock→ Common Stock (36,142) 36,142 Indirect
Aug. 4, 2015 RUN Employee Stock Option (right to buy)→ Common Stock (120,000) 120,000 Direct