Gerald Greenwald
CIK 1017972 · View on SEC EDGAR ↗
First SEC filing: July 21, 2014 · Latest: July 21, 2014
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 28, 2012 | 1122304 | S | 14,823 | $46.66 | $691,641 | 0 Indirect | -100.00% | Disposed | |
| June 4, 2007 | 1122304 | S | 75 | $52.91 | $3,968 | 2,876 Indirect | -2.54% | Disposed | |
| June 4, 2007 | 1122304 | S | 625 | $52.90 | $33,062 | 0 Direct | -100.00% | Disposed | |
| June 4, 2007 | 1122304 | S | 625 | $52.89 | $33,056 | 0 Direct | -100.00% | Disposed | |
| June 4, 2007 | 1122304 | S | 75 | $52.84 | $3,963 | 0 Direct | -100.00% | Disposed | |
| June 4, 2007 | 1122304 | S | 1,100 | $52.80 | $58,080 | 0 Direct | -100.00% | Disposed | |
| June 4, 2007 | 1122304 | S | 9,500 | $52.90 | $502,550 | 0 Direct | -100.00% | Disposed | |
| June 4, 2007 | 1122304 | S | 2,900 | $52.89 | $153,381 | 0 Direct | -100.00% | Disposed | |
| June 4, 2007 | 1122304 | S | 2,100 | $52.88 | $111,048 | 0 Direct | -100.00% | Disposed | |
| June 4, 2007 | 1122304 | S | 500 | $52.85 | $26,425 | 0 Direct | -100.00% | Disposed | |
| June 4, 2007 | 1122304 | S | 4,132 | $52.84 | $218,335 | 0 Direct | -100.00% | Disposed | |
| June 4, 2007 | 1122304 | S | 15,000 | $52.80 | $792,000 | 0 Direct | -100.00% | Disposed | |
| June 7, 2004 | 1122304 | S | 3,632 | $84.67 | $307,521 | 0 Direct | -100.00% | Disposed | |
| June 3, 2004 | 1122304 | S | 1,635 | $84.66 | $138,419 | 0 Direct | -100.00% | Disposed | |
| June 3, 2004 | 1122304 | S | 2,000 | $84.65 | $169,300 | 1,000 Indirect | -66.67% | Disposed |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 18, 2012 | 1122304 | PHANTOM STOCK UNITS [F1] | COMMON STOCK (374) | — | — | 374 | Acquired |
| March 30, 2012 | 1122304 | PHANTOM STOCK UNITS [F1] | COMMON STOCK (439) | — | — | 439 | Acquired |
| Dec. 30, 2011 | 1122304 | PHANTOM STOCK UNITS [F1] | COMMON STOCK (373) | — | — | 373 | Acquired |
| Sept. 30, 2011 | 1122304 | PHANTOM STOCK UNITS [F1] | COMMON STOCK (443) | — | — | 443 | Acquired |
| June 30, 2011 | 1122304 | PHANTOM STOCK UNITS [F1] | COMMON STOCK (380) | — | — | 380 | Acquired |
| May 20, 2011 | 1122304 | Restriction Stock Units | COMMON STOCK (3,551) | — | — | 3,551 | Acquired |
| March 31, 2011 | 1122304 | PHANTOM STOCK UNITS [F1] | COMMON STOCK (448) | — | — | 448 | Acquired |
| Dec. 31, 2010 | 1122304 | PHANTOM STOCK UNITS [F1] | COMMON STOCK (549) | — | — | 549 | Acquired |
| Sept. 30, 2010 | 1122304 | PHANTOM STOCK UNITS [F2] | COMMON STOCK (530) | — | — | 530 | Acquired |
| June 30, 2010 | 1122304 | PHANTOM STOCK UNITS [F1] | COMMON STOCK (635) | — | — | 635 | Acquired |
| June 1, 2010 | 1122304 | Restricted Stock Units | Common Stock (5,975) | — | — | 5,975 | Disposed |
| May 21, 2010 | 1122304 | Restricted Stock Units | Common Stock (5,568) | — | — | 5,568 | Acquired |
| March 31, 2010 | 1122304 | PHANTOM STOCK UNITS [F1] | COMMON STOCK (477) | — | — | 477 | Acquired |
| Feb. 9, 2010 | 1122304 | Restricted Stock Units | Common Stock (464) | — | — | 464 | Disposed |
| Dec. 31, 2009 | 1122304 | PHANTOM STOCK UNITS [F1] | COMMON STOCK (528) | — | — | 528 | Acquired |
| Sept. 30, 2009 | 1122304 | PHANTOM STOCK UNITS [F1] | COMMON STOCK (602) | — | — | 602 | Acquired |
| June 30, 2009 | 1122304 | PHANTOM STOCK UNITS [F2] | COMMON STOCK (669) | — | — | 669 | Acquired |
| June 1, 2009 | 1122304 | Restricted Stock Units | Common Stock (3,393) | — | — | 3,393 | Disposed |
| May 29, 2009 | 1122304 | Restricted Stock Units | Common Stock (5,975) | — | — | 5,975 | Acquired |
| March 31, 2009 | 1122304 | PHANTOM STOCK UNITS [F1] | COMMON STOCK (688) | — | — | 688 | Acquired |
| Feb. 10, 2009 | 1122304 | Restricted Stock Units | COMMON STOCK (334) | — | — | 334 | Disposed |
| Feb. 9, 2009 | 1122304 | Restricted Stock Units | COMMON STOCK (463) | — | — | 463 | Disposed |
| Dec. 31, 2008 | 1122304 | PHANTOM STOCK UNITS [F1] | COMMON STOCK (588) | — | — | 588 | Acquired |
| Sept. 30, 2008 | 1122304 | PHANTOM STOCK UNITS [F1] | COMMON STOCK (464) | — | — | 464 | Acquired |
| June 30, 2008 | 1122304 | PHANTOM STOCK UNITS [F1] | COMMON STOCK (413) | — | — | 413 | Acquired |
| May 30, 2008 | 1122304 | Restricted Stock Units | COMMON STOCK (3,393) | — | — | 3,393 | Acquired |
| March 31, 2008 | 1122304 | PHANTOM STOCK UNITS [F2] | COMMON STOCK (398) | — | — | 398 | Acquired |
| Feb. 11, 2008 | 1122304 | Restricted Stock Units | COMMON STOCK (464) | — | — | 464 | Disposed |
| Feb. 11, 2008 | 1122304 | Restricted Stock Units | COMMON STOCK (334) | — | — | 334 | Disposed |
| Feb. 11, 2008 | 1122304 | Restricted Stock Units | COMMON STOCK (520) | — | — | 520 | Disposed |
| Dec. 31, 2007 | 1122304 | PHANTOM STOCK UNITS [F1] | COMMON STOCK (290) | — | — | 290 | Acquired |
| Sept. 28, 2007 | 1122304 | PHANTOM STOCK UNITS | COMMON STOCK (309) | — | — | 309 | Acquired |
| June 29, 2007 | 1122304 | PHANTOM STOCK UNITS | COMMON STOCK (341) | — | — | 341 | Acquired |
| June 4, 2007 | 1122304 | DIRECTOR STOCK OPTION | COMMON STOCK (14,000) | $19.38 | Feb. 13, 2014 | 14,000 | Disposed |
| June 4, 2007 | 1122304 | DIRECTOR STOCK OPTION | COMMON STOCK (12,800) | $10.53 | Feb. 28, 2013 | 12,800 | Disposed |
| June 4, 2007 | 1122304 | DIRECTOR STOCK OPTION | COMMON STOCK (7,332) | $8.94 | Jan. 25, 2012 | 7,332 | Disposed |
| April 27, 2007 | 1122304 | PHANTOM STOCK UNITS [F4] | COMMON STOCK (1,071) | — | — | 1,071 | Acquired |
| March 30, 2007 | 1122304 | PHANTOM STOCK UNITS | COMMON STOCK (388) | — | — | 388 | Acquired |
| Feb. 12, 2007 | 1122304 | Restricted Stock Units | COMMON STOCK (336) | — | — | 336 | Disposed |
| Feb. 12, 2007 | 1122304 | Restricted Stock Units | COMMON STOCK (520) | — | — | 520 | Disposed |
| Feb. 9, 2007 | 1122304 | Restricted Stock Units | COMMON STOCK (1,391) | — | — | 1,391 | Acquired |
| April 28, 2006 | 1122304 | PHANTOM STOCK UNITS [F1] | COMMON STOCK (1,309) | — | — | 1,309 | Acquired |
| Feb. 22, 2006 | 1122304 | Phantom Stock Units | Common Stock (2,369) | — | — | 2,369 | Disposed |
| Feb. 13, 2006 | 1122304 | Restricted Stock Units | COMMON STOCK (260) | — | — | 260 | Disposed |
| Feb. 10, 2006 | 1122304 | Restricted Stock Units | COMMON STOCK (502) | — | — | 502 | Acquired |
| April 29, 2005 | 1122304 | PHANTOM STOCK UNITS [F2] | COMMON STOCK (700) | — | — | 700 | Acquired |
| Feb. 14, 2005 | 1122304 | Phantom Stock Units | Common Stock (11,252) | — | — | 11,252 | Disposed |
| Feb. 11, 2005 | 1122304 | Restricted Stock Units | COMMON STOCK (390) | — | — | 390 | Acquired |
| June 7, 2004 | 1122304 | Director Stock Option (Right to Buy) | COMMON SHARES (1,600) | $42.12 | Feb. 28, 2013 | 1,600 | Disposed |
| June 7, 2004 | 1122304 | Director Stock Option (Right to Buy) | COMMON SHARES (2,032) | $35.78 | Jan. 25, 2012 | 2,032 | Disposed |
| June 3, 2004 | 1122304 | Director Stock Option (Right to Buy) | COMMON SHARES (1,635) | $35.78 | Jan. 25, 2012 | 1,635 | Disposed |
| April 30, 2004 | 1122304 | PHANTOM STOCK UNITS [F1] | COMMON STOCK (350) | — | — | 350 | Acquired |
| Feb. 13, 2004 | 1122304 | DIRECTOR STOCK OPTION (RIGH T TO BUY) | COMMON SHARES (3,500) | $77.50 | Feb. 13, 2014 | 3,500 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| April 9, 2014 | ALLY | Common Stock | 0 | Direct |