Gerald Greenwald

CIK 1017972 · View on SEC EDGAR ↗

Insider

First SEC filing: July 21, 2014 · Latest: July 21, 2014

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 84 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

84 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 28, 2012 1122304 S 14,823 $46.66 $691,641 0 Indirect -100.00% Disposed
June 4, 2007 1122304 S 75 $52.91 $3,968 2,876 Indirect -2.54% Disposed
June 4, 2007 1122304 S 625 $52.90 $33,062 0 Direct -100.00% Disposed
June 4, 2007 1122304 S 625 $52.89 $33,056 0 Direct -100.00% Disposed
June 4, 2007 1122304 S 75 $52.84 $3,963 0 Direct -100.00% Disposed
June 4, 2007 1122304 S 1,100 $52.80 $58,080 0 Direct -100.00% Disposed
June 4, 2007 1122304 S 9,500 $52.90 $502,550 0 Direct -100.00% Disposed
June 4, 2007 1122304 S 2,900 $52.89 $153,381 0 Direct -100.00% Disposed
June 4, 2007 1122304 S 2,100 $52.88 $111,048 0 Direct -100.00% Disposed
June 4, 2007 1122304 S 500 $52.85 $26,425 0 Direct -100.00% Disposed
June 4, 2007 1122304 S 4,132 $52.84 $218,335 0 Direct -100.00% Disposed
June 4, 2007 1122304 S 15,000 $52.80 $792,000 0 Direct -100.00% Disposed
June 7, 2004 1122304 S 3,632 $84.67 $307,521 0 Direct -100.00% Disposed
June 3, 2004 1122304 S 1,635 $84.66 $138,419 0 Direct -100.00% Disposed
June 3, 2004 1122304 S 2,000 $84.65 $169,300 1,000 Indirect -66.67% Disposed

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 18, 2012 1122304 PHANTOM STOCK UNITS [F1] COMMON STOCK (374) 374 Acquired
March 30, 2012 1122304 PHANTOM STOCK UNITS [F1] COMMON STOCK (439) 439 Acquired
Dec. 30, 2011 1122304 PHANTOM STOCK UNITS [F1] COMMON STOCK (373) 373 Acquired
Sept. 30, 2011 1122304 PHANTOM STOCK UNITS [F1] COMMON STOCK (443) 443 Acquired
June 30, 2011 1122304 PHANTOM STOCK UNITS [F1] COMMON STOCK (380) 380 Acquired
May 20, 2011 1122304 Restriction Stock Units COMMON STOCK (3,551) 3,551 Acquired
March 31, 2011 1122304 PHANTOM STOCK UNITS [F1] COMMON STOCK (448) 448 Acquired
Dec. 31, 2010 1122304 PHANTOM STOCK UNITS [F1] COMMON STOCK (549) 549 Acquired
Sept. 30, 2010 1122304 PHANTOM STOCK UNITS [F2] COMMON STOCK (530) 530 Acquired
June 30, 2010 1122304 PHANTOM STOCK UNITS [F1] COMMON STOCK (635) 635 Acquired
June 1, 2010 1122304 Restricted Stock Units Common Stock (5,975) 5,975 Disposed
May 21, 2010 1122304 Restricted Stock Units Common Stock (5,568) 5,568 Acquired
March 31, 2010 1122304 PHANTOM STOCK UNITS [F1] COMMON STOCK (477) 477 Acquired
Feb. 9, 2010 1122304 Restricted Stock Units Common Stock (464) 464 Disposed
Dec. 31, 2009 1122304 PHANTOM STOCK UNITS [F1] COMMON STOCK (528) 528 Acquired
Sept. 30, 2009 1122304 PHANTOM STOCK UNITS [F1] COMMON STOCK (602) 602 Acquired
June 30, 2009 1122304 PHANTOM STOCK UNITS [F2] COMMON STOCK (669) 669 Acquired
June 1, 2009 1122304 Restricted Stock Units Common Stock (3,393) 3,393 Disposed
May 29, 2009 1122304 Restricted Stock Units Common Stock (5,975) 5,975 Acquired
March 31, 2009 1122304 PHANTOM STOCK UNITS [F1] COMMON STOCK (688) 688 Acquired
Feb. 10, 2009 1122304 Restricted Stock Units COMMON STOCK (334) 334 Disposed
Feb. 9, 2009 1122304 Restricted Stock Units COMMON STOCK (463) 463 Disposed
Dec. 31, 2008 1122304 PHANTOM STOCK UNITS [F1] COMMON STOCK (588) 588 Acquired
Sept. 30, 2008 1122304 PHANTOM STOCK UNITS [F1] COMMON STOCK (464) 464 Acquired
June 30, 2008 1122304 PHANTOM STOCK UNITS [F1] COMMON STOCK (413) 413 Acquired
May 30, 2008 1122304 Restricted Stock Units COMMON STOCK (3,393) 3,393 Acquired
March 31, 2008 1122304 PHANTOM STOCK UNITS [F2] COMMON STOCK (398) 398 Acquired
Feb. 11, 2008 1122304 Restricted Stock Units COMMON STOCK (464) 464 Disposed
Feb. 11, 2008 1122304 Restricted Stock Units COMMON STOCK (334) 334 Disposed
Feb. 11, 2008 1122304 Restricted Stock Units COMMON STOCK (520) 520 Disposed
Dec. 31, 2007 1122304 PHANTOM STOCK UNITS [F1] COMMON STOCK (290) 290 Acquired
Sept. 28, 2007 1122304 PHANTOM STOCK UNITS COMMON STOCK (309) 309 Acquired
June 29, 2007 1122304 PHANTOM STOCK UNITS COMMON STOCK (341) 341 Acquired
June 4, 2007 1122304 DIRECTOR STOCK OPTION COMMON STOCK (14,000) $19.38 Feb. 13, 2014 14,000 Disposed
June 4, 2007 1122304 DIRECTOR STOCK OPTION COMMON STOCK (12,800) $10.53 Feb. 28, 2013 12,800 Disposed
June 4, 2007 1122304 DIRECTOR STOCK OPTION COMMON STOCK (7,332) $8.94 Jan. 25, 2012 7,332 Disposed
April 27, 2007 1122304 PHANTOM STOCK UNITS [F4] COMMON STOCK (1,071) 1,071 Acquired
March 30, 2007 1122304 PHANTOM STOCK UNITS COMMON STOCK (388) 388 Acquired
Feb. 12, 2007 1122304 Restricted Stock Units COMMON STOCK (336) 336 Disposed
Feb. 12, 2007 1122304 Restricted Stock Units COMMON STOCK (520) 520 Disposed
Feb. 9, 2007 1122304 Restricted Stock Units COMMON STOCK (1,391) 1,391 Acquired
April 28, 2006 1122304 PHANTOM STOCK UNITS [F1] COMMON STOCK (1,309) 1,309 Acquired
Feb. 22, 2006 1122304 Phantom Stock Units Common Stock (2,369) 2,369 Disposed
Feb. 13, 2006 1122304 Restricted Stock Units COMMON STOCK (260) 260 Disposed
Feb. 10, 2006 1122304 Restricted Stock Units COMMON STOCK (502) 502 Acquired
April 29, 2005 1122304 PHANTOM STOCK UNITS [F2] COMMON STOCK (700) 700 Acquired
Feb. 14, 2005 1122304 Phantom Stock Units Common Stock (11,252) 11,252 Disposed
Feb. 11, 2005 1122304 Restricted Stock Units COMMON STOCK (390) 390 Acquired
June 7, 2004 1122304 Director Stock Option (Right to Buy) COMMON SHARES (1,600) $42.12 Feb. 28, 2013 1,600 Disposed
June 7, 2004 1122304 Director Stock Option (Right to Buy) COMMON SHARES (2,032) $35.78 Jan. 25, 2012 2,032 Disposed
June 3, 2004 1122304 Director Stock Option (Right to Buy) COMMON SHARES (1,635) $35.78 Jan. 25, 2012 1,635 Disposed
April 30, 2004 1122304 PHANTOM STOCK UNITS [F1] COMMON STOCK (350) 350 Acquired
Feb. 13, 2004 1122304 DIRECTOR STOCK OPTION (RIGH T TO BUY) COMMON SHARES (3,500) $77.50 Feb. 13, 2014 3,500 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 9, 2014 ALLY Common Stock 0 Direct