Gerald W Huffman

Insider

First SEC filing: March 27, 2018 · Latest: March 27, 2018

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

10 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D
March 20, 2018	811808	P	40	$25.64	$1,026	115,721 Direct	+0.03%	Acquired
March 12, 2015	811808	C	37,500	—	—	0 Direct	-100.00%	Disposed
March 12, 2015	811808	C	18,181	—	—	0 Direct	-100.00%	Disposed
March 12, 2015	811808	C	37,500	$4.00	$150,000	115,681 Direct	+47.97%	Acquired
March 12, 2015	811808	C	18,181	$5.50	$99,996	78,181 Direct	+30.30%	Acquired
Nov. 30, 2011	811808	P	100	$500.00	$50,000	37,500 Direct	+0.27%	Acquired
Nov. 30, 2011	811808	X	100	$500.00	$50,000	300 Direct	-25.00%	Disposed
Oct. 31, 2011	811808	P	200	$500.00	$100,000	25,000 Direct	+0.81%	Acquired
Oct. 31, 2011	811808	X	200	$500.00	$100,000	200 Direct	-50.00%	Disposed
Dec. 30, 2009	811808	P	468	$3.95	$1,849	5,835 Direct	+8.72%	Acquired
Oct. 13, 2009	811808	P	419	$4.42	$1,852	5,366 Direct	+8.47%	Acquired
Sept. 30, 2009	811808	P	100	$1000.00	$100,000	100 Direct	—	Acquired
June 15, 2009	811808	A	53	$5.51	$292	4,948 Direct	+1.08%	Acquired
June 1, 2009	811808	A	307	$6.02	$1,848	4,894 Direct	+6.69%	Acquired
April 1, 2009	811808	A	100	$7.50	$750	4,587 Direct	+2.23%	Acquired
Feb. 27, 2009	811808	A	307	$7.66	$2,352	4,487 Direct	+7.34%	Acquired
Nov. 30, 2004	811808	P	376	$52.75	$19,834	30,000 Direct	+1.27%	Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 12, 2015	811808	8% Non-Cumulative Convertible Preferred Stock Series 2011	Common Stock (37,500)	$4.00	June 1, 2021	37,500	Disposed
March 12, 2015	811808	8% Non-Cumulative Convertible Preferred Stock Series 2009	Common Stock (18,181)	$5.50	June 1, 2019	18,181	Disposed
Nov. 30, 2011	811808	8% Non-Cumulative Convertible Preferred Stock Series 2011	Common Stock (12,500)	$4.00	June 1, 2021	100	Acquired
Nov. 30, 2011	811808	Subscription Rights (right to buy)	Preferred Stock (100)	$500.00	Nov. 30, 2011	100	Disposed
Oct. 31, 2011	811808	8% Non-Cumulative Convertible Preferred Stock Series 2011	Common Stock (25,000)	$4.00	June 1, 2021	200	Acquired
Oct. 31, 2011	811808	Subscription Rights (right to buy)	Preferred Stock (200)	$500.00	Oct. 31, 2011	200	Disposed
Dec. 30, 2009	811808	Phantom Stock	Common Stock (5,835)	—	—	468	Acquired
Oct. 13, 2009	811808	Phantom Stock	Common Stock (5,366)	—	—	419	Acquired
Sept. 30, 2009	811808	8% Non-Cumulative Convertible Preferred Stock Series 2009	Common Stock (18,182)	$5.50	June 1, 2019	100	Acquired
June 15, 2009	811808	Phantom Stock	Common Stock (4,948)	—	—	53	Acquired
June 1, 2009	811808	Phantom Stock	Common Stock (4,894)	—	—	307	Acquired
April 1, 2009	811808	Phantom Stock	Common Stock (4,587)	—	—	100	Acquired
Feb. 27, 2009	811808	Phantom Stock	Common Stock (4,487)	—	—	307	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).