Gerard P. Smyth

Insider

First SEC filing: Sept. 4, 2020 · Latest: Sept. 4, 2020

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

AMP selling Feb. 26, 2024

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 50 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

50 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 11, 2024	AMP	M	116	—	—	3,903 Direct	+3.06%	Acquired	(price as of 2026-08-20)
July 11, 2024	AMP	F	51	$439.82	$22,431	3,852 Direct	-1.31%	Disposed	26.7% (price as of 2026-08-20)
July 11, 2024	AMP	M	116	—	—	933 Direct	-11.06%	Disposed	(price as of 2026-08-20)
Feb. 26, 2024	AMP	M	3,199	$179.84	$575,308	9,165 Direct	+53.62%	Acquired	209.7% (price as of 2026-08-20)
Feb. 26, 2024	AMP	M	3,433	$126.89	$435,613	12,598 Direct	+37.46%	Acquired	339.0% (price as of 2026-08-20)
Feb. 26, 2024	AMP	F	4,371	$408.71	$1,786,471	8,227 Direct	-34.70%	Disposed	36.3% (price as of 2026-08-20)
Feb. 26, 2024	AMP	S	2,261	$407.16	$920,589	5,966 Direct	-27.48%	Disposed	36.8% (price as of 2026-08-20)
Feb. 26, 2024	AMP	S	2,179	$408.71	$890,579	3,787 Direct	-36.52%	Disposed	36.3% (price as of 2026-08-20)
Feb. 26, 2024	AMP	M	3,199	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 26, 2024	AMP	M	3,433	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 9, 2024	AMP	A	171	$396.94	$67,877	1,042 Direct	+19.63%	Acquired	40.3% (price as of 2026-08-20)
Jan. 29, 2024	AMP	A	2,413	—	—	6,906 Direct	+53.71%	Acquired	(price as of 2026-08-20)
Jan. 29, 2024	AMP	F	940	$393.11	$369,523	5,966 Direct	-13.61%	Disposed	41.7% (price as of 2026-08-20)
Jan. 28, 2024	AMP	F	86	$391.40	$33,660	4,493 Direct	-1.88%	Disposed	42.3% (price as of 2026-08-20)
Jan. 27, 2024	AMP	F	96	$391.40	$37,574	4,579 Direct	-2.05%	Disposed	42.3% (price as of 2026-08-20)
Jan. 26, 2024	AMP	A	965	—	—	4,675 Direct	+26.01%	Acquired	(price as of 2026-08-20)
Jan. 26, 2024	AMP	A	2,852	—	—	2,852 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 1, 2023	AMP	S	2,418	$348.74	$843,253	3,710 Direct	-39.46%	Disposed	59.7% (price as of 2026-08-20)
July 13, 2023	AMP	M	129	—	—	6,184 Direct	+2.13%	Acquired	(price as of 2026-08-20)
July 13, 2023	AMP	F	56	$341.90	$19,146	6,128 Direct	-0.91%	Disposed	62.9% (price as of 2026-08-20)
July 13, 2023	AMP	M	129	—	—	863 Direct	-13.00%	Disposed	(price as of 2026-08-20)
Feb. 10, 2023	AMP	A	177	$349.73	$61,902	984 Direct	+21.93%	Acquired	59.3% (price as of 2026-08-20)
Jan. 31, 2023	AMP	F	80	$350.12	$28,010	6,055 Direct	-1.30%	Disposed	59.1% (price as of 2026-08-20)
Jan. 29, 2023	AMP	F	70	$344.45	$24,112	6,135 Direct	-1.13%	Disposed	61.7% (price as of 2026-08-20)
Jan. 28, 2023	AMP	F	86	$344.45	$29,623	6,205 Direct	-1.37%	Disposed	61.7% (price as of 2026-08-20)
Jan. 27, 2023	AMP	A	1,019	—	—	6,291 Direct	+19.33%	Acquired	(price as of 2026-08-20)
Jan. 27, 2023	AMP	A	2,994	—	—	2,994 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 15, 2022	AMP	M	3,812	$123.37	$470,286	11,273 Direct	+51.09%	Acquired	351.5% (price as of 2026-08-20)
Nov. 15, 2022	AMP	M	2,000	$126.89	$253,780	13,273 Direct	+17.74%	Acquired	339.0% (price as of 2026-08-20)
Nov. 15, 2022	AMP	F	3,872	$322.71	$1,249,533	9,401 Direct	-29.17%	Disposed	72.6% (price as of 2026-08-20)
Nov. 15, 2022	AMP	S	1,940	$322.02	$624,719	7,461 Direct	-20.64%	Disposed	73.0% (price as of 2026-08-20)
Nov. 15, 2022	AMP	S	2,189	$327.01	$715,825	5,272 Direct	-29.34%	Disposed	70.3% (price as of 2026-08-20)
Nov. 15, 2022	AMP	M	3,812	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 15, 2022	AMP	M	2,000	—	—	3,433 Direct	-36.81%	Disposed	(price as of 2026-08-20)
Feb. 11, 2022	AMP	A	193	$304.00	$58,672	794 Direct	+32.11%	Acquired	83.2% (price as of 2026-08-20)
Feb. 1, 2022	AMP	F	75	$308.10	$23,108	11,067 Direct	-0.67%	Disposed	80.8% (price as of 2026-08-20)
Jan. 31, 2022	AMP	F	80	$304.31	$24,345	11,142 Direct	-0.71%	Disposed	83.1% (price as of 2026-08-20)
Jan. 29, 2022	AMP	F	70	$298.09	$20,866	11,222 Direct	-0.62%	Disposed	86.9% (price as of 2026-08-20)
Jan. 28, 2022	AMP	A	905	—	—	11,292 Direct	+8.71%	Acquired	(price as of 2026-08-20)
Jan. 28, 2022	AMP	A	2,857	—	—	2,857 Direct	—	Acquired	(price as of 2026-08-20)
April 29, 2021	AMP	M	3,582	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 29, 2021	AMP	S	970	$259.64	$251,851	10,387 Direct	-8.54%	Disposed	114.5% (price as of 2026-08-20)
April 29, 2021	AMP	F	2,612	$256.62	$670,291	11,357 Direct	-18.70%	Disposed	117.1% (price as of 2026-08-20)
April 29, 2021	AMP	M	3,582	$128.76	$461,218	13,969 Direct	+34.49%	Acquired	332.6% (price as of 2026-08-20)
Feb. 12, 2021	AMP	A	109	$218.08	$23,771	590 Direct	+22.66%	Acquired	155.4% (price as of 2026-08-20)
Feb. 1, 2021	AMP	F	75	$200.84	$15,063	10,387 Direct	-0.72%	Disposed	177.4% (price as of 2026-08-20)
Jan. 31, 2021	AMP	F	80	$197.87	$15,830	10,462 Direct	-0.76%	Disposed	181.5% (price as of 2026-08-20)
Jan. 29, 2021	AMP	A	2,578	—	—	2,578 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 29, 2021	AMP	M	3,923	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 29, 2021	AMP	A	742	—	—	10,542 Direct	+7.57%	Acquired	(price as of 2026-08-20)
Jan. 29, 2021	AMP	F	2,382	$206.66	$492,264	9,800 Direct	-19.55%	Disposed	169.5% (price as of 2026-08-20)
Jan. 29, 2021	AMP	M	3,923	$87.79	$344,400	12,182 Direct	+47.50%	Acquired	534.5% (price as of 2026-08-20)
Jan. 26, 2021	AMP	F	45	$211.27	$9,507	8,259 Direct	-0.54%	Disposed	163.7% (price as of 2026-08-20)
Nov. 20, 2020	AMP	M	2,936	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 20, 2020	AMP	F	2,093	$183.63	$384,338	8,304 Direct	-20.13%	Disposed	203.3% (price as of 2026-08-20)
Nov. 20, 2020	AMP	M	2,936	$107.61	$315,943	10,397 Direct	+39.35%	Acquired	417.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 11, 2024	AMP	Phantom Stock	Common Stock (116)	—	—	116	Disposed
Feb. 26, 2024	AMP	Employee Stock Option (right to buy)	Common Stock (3,199)	$179.84	Jan. 26, 2028	3,199	Disposed
Feb. 26, 2024	AMP	Employee Stock Option (right to buy)	Common Stock (3,433)	$126.89	Feb. 1, 2029	3,433	Disposed
Feb. 9, 2024	AMP	Phantom Stock	Common Stock (171)	—	—	171	Acquired
Jan. 26, 2024	AMP	Employee Stock Option (right to buy)	Common Stock (2,852)	$391.40	Jan. 27, 2034	2,852	Acquired
July 13, 2023	AMP	Phantom Stock	Common Stock (129)	—	—	129	Disposed
Feb. 10, 2023	AMP	Phantom Stock	Common Stock (177)	—	—	177	Acquired
Jan. 27, 2023	AMP	Employee Stock Option (right to buy)	Common Stock (2,994)	$344.45	Jan. 28, 2033	2,994	Acquired
Nov. 15, 2022	AMP	Employee Stock Option (right to buy)	Common Stock (3,812)	$123.37	Feb. 6, 2027	3,812	Disposed
Nov. 15, 2022	AMP	Employee Stock Option (right to buy)	Common Stock (2,000)	$126.89	Feb. 1, 2029	2,000	Disposed
Feb. 11, 2022	AMP	Phantom Stock	Common Stock (193)	—	—	193	Acquired
Jan. 28, 2022	AMP	Employee Stock Option (right to buy)	Common Stock (2,857)	$298.09	Jan. 29, 2032	2,857	Acquired
April 29, 2021	AMP	Employee Stock Option (right to buy)	Common Stock (3,582)	$128.76	Feb. 2, 2025	3,582	Disposed
Feb. 12, 2021	AMP	Phantom Stock	Common Stock (109)	—	—	109	Acquired
Jan. 29, 2021	AMP	Employee Stock Option (right to buy)	Common Stock (2,578)	$197.87	Jan. 29, 2031	2,578	Acquired
Jan. 29, 2021	AMP	Employee Stock Option (right to buy)	Common Stock (3,923)	$87.79	Feb. 1, 2026	3,923	Disposed
Nov. 20, 2020	AMP	Employee Stock Option (right to buy)	Common Stock (2,936)	$107.61	Feb. 7, 2024	2,936	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Sept. 4, 2020	AMP	Common Stock	7,461	Direct
Sept. 4, 2020	AMP	Common Stock	—	Indirect
Sept. 4, 2020	AMP	Phantom Stock→ Common Stock (478)	478	Direct
Sept. 4, 2020	AMP	Employee Stock Option (right to buy)→ Common Stock (2,936)	2,936	Direct
Sept. 4, 2020	AMP	Employee Stock Option (right to buy)→ Common Stock (3,582)	3,582	Direct
Sept. 4, 2020	AMP	Employee Stock Option (right to buy)→ Common Stock (3,923)	3,923	Direct
Sept. 4, 2020	AMP	Employee Stock Option (right to buy)→ Common Stock (3,812)	3,812	Direct
Sept. 4, 2020	AMP	Employee Stock Option (right to buy)→ Common Stock (3,199)	3,199	Direct
Sept. 4, 2020	AMP	Employee Stock Option (right to buy)→ Common Stock (5,433)	5,433	Direct
Sept. 4, 2020	AMP	Employee Stock Option (right to buy)→ Common Stock (2,221)	2,221	Direct