Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 25 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

25 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 18, 2007 SCHW S 36,200 $20.84 $754,408 223,457 Direct -13.94% Disposed 370.1% (price as of 2026-10-05)
May 18, 2007 SCHW S 6,700 $20.85 $139,695 216,757 Direct -3.00% Disposed 369.8% (price as of 2026-10-05)
May 15, 2007 SCHW S 2,000 $19.78 $39,560 246,757 Direct -0.80% Disposed 395.2% (price as of 2026-10-05)
May 15, 2007 SCHW S 16,700 $19.77 $330,159 230,057 Direct -6.77% Disposed 395.5% (price as of 2026-10-05)
May 15, 2007 SCHW S 13,300 $19.76 $262,808 216,757 Direct -5.78% Disposed 395.7% (price as of 2026-10-05)
May 8, 2007 SCHW S 9,536 $19.29 $183,949 277,221 Direct -3.33% Disposed 407.8% (price as of 2026-10-05)
May 8, 2007 SCHW S 3,300 $19.30 $63,690 273,921 Direct -1.19% Disposed 407.6% (price as of 2026-10-05)
May 8, 2007 SCHW S 2,800 $19.31 $54,068 271,121 Direct -1.02% Disposed 407.3% (price as of 2026-10-05)
May 8, 2007 SCHW S 2,988 $19.32 $57,728 268,133 Direct -1.10% Disposed 407.0% (price as of 2026-10-05)
May 8, 2007 SCHW S 19,327 $19.33 $373,591 248,806 Direct -7.21% Disposed 406.8% (price as of 2026-10-05)
May 8, 2007 SCHW S 1,800 $19.34 $34,812 247,006 Direct -0.72% Disposed 406.5% (price as of 2026-10-05)
May 8, 2007 SCHW S 13,049 $19.35 $252,498 233,957 Direct -5.28% Disposed 406.3% (price as of 2026-10-05)
May 8, 2007 SCHW S 5,300 $19.36 $102,608 228,657 Direct -2.27% Disposed 406.0% (price as of 2026-10-05)
May 8, 2007 SCHW S 1,700 $19.37 $32,929 226,957 Direct -0.74% Disposed 405.7% (price as of 2026-10-05)
May 8, 2007 SCHW S 3,800 $19.38 $73,644 223,157 Direct -1.67% Disposed 405.5% (price as of 2026-10-05)
May 8, 2007 SCHW S 6,400 $19.39 $124,096 216,757 Direct -2.87% Disposed 405.2% (price as of 2026-10-05)
May 3, 2007 SCHW S 30,659 $19.40 $594,785 234,098 Direct -11.58% Disposed 404.9% (price as of 2026-10-05)
May 3, 2007 SCHW S 5,941 $19.41 $115,315 228,157 Direct -2.54% Disposed 404.7% (price as of 2026-10-05)
May 3, 2007 SCHW S 9,400 $19.42 $182,548 218,757 Direct -4.12% Disposed 404.4% (price as of 2026-10-05)
May 3, 2007 SCHW S 2,000 $19.43 $38,860 216,757 Direct -0.91% Disposed 404.2% (price as of 2026-10-05)
April 26, 2007 SCHW S 400 $35.00 $14,000 400 Direct -50.00% Disposed 179.9% (price as of 2026-10-05)
April 20, 2007 SCHW S 2,200 $19.39 $42,658 292,557 Direct -0.75% Disposed 405.2% (price as of 2026-10-05)
April 20, 2007 SCHW S 898 $19.38 $17,403 291,659 Direct -0.31% Disposed 405.5% (price as of 2026-10-05)
April 20, 2007 SCHW S 8,114 $19.37 $157,168 283,545 Direct -2.78% Disposed 405.7% (price as of 2026-10-05)
April 20, 2007 SCHW S 5,000 $19.36 $96,800 278,545 Direct -1.76% Disposed 406.0% (price as of 2026-10-05)
April 20, 2007 SCHW S 10,000 $19.35 $193,500 268,545 Direct -3.59% Disposed 406.3% (price as of 2026-10-05)
April 20, 2007 SCHW S 3,788 $19.34 $73,260 264,757 Direct -1.41% Disposed 406.5% (price as of 2026-10-05)
Feb. 1, 2007 SCHW S 400 $90.00 $36,000 400 Direct -50.00% Disposed 8.8% (price as of 2026-10-05)
Nov. 7, 2006 SCHW S 100 $18.78 $1,878 317,267 Direct -0.03% Disposed 421.6% (price as of 2026-10-05)
Nov. 7, 2006 SCHW S 2,500 $18.79 $46,975 314,767 Direct -0.79% Disposed 421.3% (price as of 2026-10-05)
Nov. 7, 2006 SCHW S 1,500 $18.80 $28,200 313,267 Direct -0.48% Disposed 421.1% (price as of 2026-10-05)
Nov. 7, 2006 SCHW S 1,900 $18.81 $35,739 311,367 Direct -0.61% Disposed 420.8% (price as of 2026-10-05)
Nov. 7, 2006 SCHW S 1,000 $18.81 $18,810 310,367 Direct -0.32% Disposed 420.8% (price as of 2026-10-05)
Nov. 7, 2006 SCHW S 1,200 $18.82 $22,584 309,167 Direct -0.39% Disposed 420.5% (price as of 2026-10-05)
Nov. 7, 2006 SCHW S 800 $18.83 $15,064 308,367 Direct -0.26% Disposed 420.2% (price as of 2026-10-05)
Nov. 7, 2006 SCHW S 3,500 $18.84 $65,940 304,867 Direct -1.14% Disposed 420.0% (price as of 2026-10-05)
Nov. 7, 2006 SCHW S 1,600 $18.84 $30,144 303,267 Direct -0.52% Disposed 420.0% (price as of 2026-10-05)
Nov. 7, 2006 SCHW S 1,400 $18.85 $26,390 301,867 Direct -0.46% Disposed 419.7% (price as of 2026-10-05)
Nov. 7, 2006 SCHW S 1,200 $18.86 $22,632 300,667 Direct -0.40% Disposed 419.4% (price as of 2026-10-05)
Nov. 7, 2006 SCHW S 800 $18.87 $15,096 299,867 Direct -0.27% Disposed 419.1% (price as of 2026-10-05)
Nov. 7, 2006 SCHW S 500 $18.88 $9,440 299,367 Direct -0.17% Disposed 418.9% (price as of 2026-10-05)
Nov. 7, 2006 SCHW S 7,000 $18.91 $132,370 292,367 Direct -2.34% Disposed 418.0% (price as of 2026-10-05)
Nov. 7, 2006 SCHW S 200 $50.00 $10,000 200 Direct -50.00% Disposed 95.9% (price as of 2026-10-05)
Oct. 27, 2006 SCHW S 3,167 $17.72 $56,119 459,095 Direct -0.69% Disposed 452.8% (price as of 2026-10-05)
Oct. 27, 2006 SCHW S 2,927 $17.71 $51,837 456,168 Direct -0.64% Disposed 453.1% (price as of 2026-10-05)
Oct. 27, 2006 SCHW S 108,408 $17.70 $1,918,822 347,760 Direct -23.76% Disposed 453.4% (price as of 2026-10-05)
Oct. 27, 2006 SCHW S 55,498 $17.69 $981,760 292,262 Direct -15.96% Disposed 453.8% (price as of 2026-10-05)
July 27, 2006 SCHW S 10,000 $15.39 $153,900 254,347 Direct -3.78% Disposed 536.5% (price as of 2026-10-05)
July 26, 2006 SCHW S 10,000 $14.97 $149,700 264,347 Direct -3.65% Disposed 554.4% (price as of 2026-10-05)
July 26, 2006 SCHW S 10,000 $14.97 $149,700 264,347 Direct -3.65% Disposed 554.4% (price as of 2026-10-05)
Feb. 28, 2006 SCHW S 400 $15.00 $6,000 400 Direct -50.00% Disposed 553.1% (price as of 2026-10-05)
Oct. 31, 2005 SCHW S 10,000 $15.06 $150,600 10,000 Indirect -50.00% Disposed 550.5% (price as of 2026-10-05)
Oct. 28, 2005 SCHW S 3,300 $14.49 $47,817 29,200 Indirect -10.15% Disposed 576.1% (price as of 2026-10-05)
Oct. 28, 2005 SCHW S 1,800 $14.48 $26,064 27,400 Indirect -6.16% Disposed 576.5% (price as of 2026-10-05)
Oct. 28, 2005 SCHW S 7,400 $14.47 $107,078 20,000 Indirect -27.01% Disposed 577.0% (price as of 2026-10-05)
July 25, 2005 SCHW S 11,600 $13.67 $158,572 275,404 Direct -4.04% Disposed 616.6% (price as of 2026-10-05)
July 25, 2005 SCHW S 1,057 $13.69 $14,470 274,347 Direct -0.38% Disposed 615.6% (price as of 2026-10-05)
May 9, 2005 SCHW S 7,700 $10.69 $82,313 276,647 Direct -2.71% Disposed 816.4% (price as of 2026-10-05)
May 9, 2005 SCHW S 2,300 $10.70 $24,610 274,347 Direct -0.83% Disposed 815.5% (price as of 2026-10-05)
Aug. 2, 2004 SCHW S 1,358 $8.63 $11,720 0 Direct -100.00% Disposed 1035.1% (price as of 2026-10-05)
July 23, 2004 SCHW S 8,000 $8.70 $69,600 169,319 Direct -4.51% Disposed 1026.0% (price as of 2026-10-05)
July 23, 2004 SCHW S 2,000 $8.71 $17,420 167,319 Direct -1.18% Disposed 1024.7% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 15, 2007 SCHW Call Option (obligation to sell) Common Stock (40,000) $20.00 June 16, 2007 400 Disposed
May 18, 2007 SCHW Non-Qualified Stock Option (Right to Buy) Common Stock (20,400) $10.20 Sept. 24, 2011 20,400 Disposed
May 18, 2007 SCHW Non-Qualified Stock Option (Right to Buy) Common Stock (22,500) $13.11 Feb. 27, 2012 22,500 Disposed
May 15, 2007 SCHW Non-Qualified Stock Option (Right to Buy) Common Stock (32,000) $15.02 July 18, 2011 32,000 Disposed
May 8, 2007 SCHW Non-Qualified Stock Option (Right to Buy) Common Stock (70,000) $15.02 July 18, 2011 70,000 Disposed
April 26, 2007 SCHW Call Options (obligation to sell) Common Stock (40,000) $22.50 Sept. 22, 2007 400 Disposed
April 18, 2007 SCHW Incentive Stock Option (Right to Buy) Common Stock (7,500) $13.11 Feb. 27, 2012 7,500 Disposed
Feb. 1, 2007 SCHW Call Options (obligation to sell) Common Stock (40,000) $20.00 June 16, 2007 400 Disposed
Nov. 7, 2006 SCHW Call Options (obligation to sell) Common Stock (20,000) $20.00 Jan. 20, 2007 200 Disposed
Oct. 30, 2006 SCHW Non-Qualified Stock Option (Right to Buy) Common Stock (81,081) · Oct. 30, 2013 81,081 Acquired
Oct. 27, 2006 SCHW Non-Qualified Stock Option (right to buy) Common Stock (184,992) $8.73 Feb. 23, 2008 184,992 Disposed
Oct. 27, 2006 SCHW Incentive Stock Option (right to buy) Common Stock (22,923) $8.73 Feb. 23, 2008 22,923 Disposed
Feb. 28, 2006 SCHW Call Options (obligation to sell) Common Stock (40,000) $20.00 June 17, 2006 400 Disposed
Sept. 7, 2005 SCHW Non-Qualified Stock Option (Right to Buy) Common Stock (150,000) · Sept. 7, 2012 150,000 Acquired
Sept. 7, 2005 SCHW Non-Qualified Stock Option (Right to Buy) Common Stock (150,000) · Sept. 7, 2012 150,000 Acquired
July 25, 2005 SCHW Non-Qualified Stock Option (Right to Buy) Common Stock (12,657) $3.35 Dec. 7, 2005 12,657 Disposed
Sept. 30, 2004 SCHW Non-Qualified Stock Option (Right to Buy) Common Stock (228,103) $9.19 Sept. 30, 2011 228,103 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 25 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
July 7, 2004 SCHW Common Stock 177,319 Direct
July 7, 2004 SCHW Common Stock 32,500 Indirect
July 7, 2004 SCHW Common Stock 1,358 Indirect
July 7, 2004 SCHW Common Stock 1,361 Indirect
July 7, 2004 SCHW Common Stock 1,011 Indirect
July 7, 2004 SCHW Common Stock 2,246 Indirect
July 7, 2004 SCHW Common Stock 156 Indirect
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (12,657) 12,657 Direct
July 7, 2004 SCHW Incentive Stock Options→ Common Stock (22,923) 22,923 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (184,992) 184,992 Direct
July 7, 2004 SCHW Incentive Stock Options→ Common Stock (4,287) 4,287 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (108,213) 108,213 Direct
July 7, 2004 SCHW Incentive Stock Options→ Common Stock (3,791) 3,791 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (93,710) 93,710 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (8,000) 8,000 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (75,000) 75,000 Direct
July 7, 2004 SCHW Incentive Stock Options→ Common Stock (4,784) 4,784 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (25,216) 25,216 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (6,000) 6,000 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (70,000) 70,000 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (32,000) 32,000 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (20,400) 20,400 Direct
July 7, 2004 SCHW Non-Qualified Stock Options→ Common Stock (22,500) 22,500 Direct
July 7, 2004 SCHW Incentive Stock Options→ Common Stock (7,500) 7,500 Direct
July 7, 2004 SCHW Non Qualified Stock Options→ Common Stock (7,500) 7,500 Direct