Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 8 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

8 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Nov. 30, 2020 NMAD P 105,264 $4.75 $500,004 247,775 Direct +73.86% Acquired -90.9% (price as of 2026-10-06)
Nov. 30, 2020 NMAD P 105,264 $4.75 $500,004 105,264 Direct · Acquired -90.9% (price as of 2026-10-06)
Dec. 7, 2018 NMAD P 1,040,000 $0.50 $520,000 1,895,068 Direct +121.63% Acquired -13.1% (price as of 2026-10-06)
Dec. 7, 2018 NMAD P 1,040,000 $0.50 $520,000 1,540,000 Direct +208.00% Acquired -13.1% (price as of 2026-10-06)
Jan. 11, 2017 NMAD P 1,005,556 $0.06 $60,333 9,133,539 Indirect +12.37% Acquired 624.2% (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 30, 2021 NMAD Option to Purchase Common Stock Common (100,000) $3.03 June 30, 2026 100,000 Acquired
April 9, 2021 NMAD Option to Purchase Common Stock Common (250,000) $3.20 April 1, 2026 250,000 Acquired
Nov. 30, 2020 NMAD Warrant to Purchase Common Stock Common (105,264) $5.70 Nov. 30, 2025 105,264 Acquired
Dec. 7, 2018 NMAD Warrants to Purchase Common Stock Common Stock (1,040,000) $1.00 Nov. 30, 2022 1,040,000 Acquired
Dec. 7, 2018 NMAD Warrants to Purchase Common Stock Common Stock (1,040,000) $1.00 Nov. 30, 2022 1,040,000 Disposed
April 2, 2014 NMAD Warrants [F4] Common (500,000) $0.75 June 30, 2014 500,000 Disposed
April 2, 2014 NMAD Warrants [F5] Common (500,000) $0.75 June 30, 2014 500,000 Disposed
April 2, 2014 NMAD Warrants [F6] Common (500,000) $0.75 June 30, 2014 500,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 16 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Feb. 1, 2010 NMAD Common Stock 790,000 Direct
Feb. 1, 2010 NMAD Common Stock 204,700 Indirect
Feb. 1, 2010 NMAD Common Stock 684,000 Indirect
Feb. 1, 2010 NMAD Common Stock 650,000 Indirect
Feb. 1, 2010 NMAD Common Stock 1,504,845 Indirect
Feb. 1, 2010 NMAD Warrant→ Common Stock (500,000) 500,000 Direct
Feb. 1, 2010 NMAD Warrant→ Common Stock (500,000) 500,000 Direct
Feb. 1, 2010 NMAD Warrant→ Common Stock (1,000,000) 1,000,000 Indirect
Feb. 1, 2010 NMAD Warrant→ Common Stock (1,000,000) 1,000,000 Indirect
Feb. 1, 2010 NMAD Warrant→ Common Stock (500,000) 500,000 Indirect
Feb. 1, 2010 NMAD Warrant→ Common Stock (500,000) 500,000 Indirect
Feb. 1, 2010 NMAD Warrant→ Common Stock (500,000) 500,000 Indirect
Feb. 1, 2010 NMAD Warrant→ Common Stock (500,000) 500,000 Indirect
Feb. 1, 2010 NMAD Option→ Common Stock (500,000) 500,000 Direct
Feb. 1, 2010 NMAD Option→ Common Stock (500,000) 500,000 Direct
Feb. 1, 2010 NMAD Option→ Common Stock (500,000) 500,000 Direct