Gilbert H Kliman

CIK 1293171 · View on SEC EDGAR ↗

Insider

First SEC filing: June 23, 2021 · Latest: June 23, 2021

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Insider transactions

0 buys (P) 3 sells (S) Net: $-1,915,150 + 74 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

74 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 14, 2026 GKOS S 5,000 $140.76 $703,800 35,528 Direct -12.34% Disposed 35.4% (price as of 2026-08-20)
May 11, 2026 GKOS S 5,000 $135.00 $675,000 35,528 Direct -12.34% Disposed 41.1% (price as of 2026-08-20)
Dec. 9, 2025 GKOS S 5,000 $107.27 $536,350 34,905 Direct -12.53% Disposed 77.6% (price as of 2026-08-20)
Aug. 5, 2022 GKOS S 3,362 $53.01 $178,220 0 Indirect -100.00% Disposed 259.4% (price as of 2026-08-20)
Feb. 25, 2022 DOCS S 826 $59.00 $48,734 449,960 Direct -0.18% Disposed -56.4% (price as of 2026-08-20)
Feb. 23, 2022 DOCS S 29,174 $56.09 $1,636,370 450,786 Direct -6.08% Disposed -54.1% (price as of 2026-08-20)
Dec. 7, 2021 DOCS S 8,912 $63.00 $561,456 485,940 Direct -1.80% Disposed -59.2% (price as of 2026-08-20)
Dec. 7, 2021 DOCS S 5,980 $62.00 $370,760 479,960 Direct -1.23% Disposed -58.5% (price as of 2026-08-20)
Dec. 3, 2021 DOCS S 2,000 $65.82 $131,640 494,852 Direct -0.40% Disposed -60.9% (price as of 2026-08-20)
Aug. 30, 2018 GKOS S 2,760 $62.39 $172,196 4,633 Direct -37.33% Disposed 205.4% (price as of 2026-08-20)
Aug. 29, 2018 GKOS S 500,000 $60.38 $30,190,000 518,362 Indirect -49.10% Disposed 215.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 28, 2026 GKOS Stock Option (Right to Buy) Common Stock (2,987) — May 28, 2036 2,987 Acquired
May 28, 2026 GKOS Stock Option (Right to Buy) Common Stock (2,987) $53.57 May 28, 2036 2,987 Acquired
May 14, 2026 GKOS Stock Option (Right to Buy) Common Stock (5,000) $24.69 June 2, 2026 5,000 Disposed
May 11, 2026 GKOS Stock Option (Right to Buy) Common Stock (5,000) $24.69 June 2, 2026 5,000 Disposed
Dec. 9, 2025 GKOS Stock Option (Right to Buy) Common Stock (5,000) $24.69 June 2, 2026 5,000 Disposed
Dec. 2, 2021 DOCS Class B Common Stock Class A Common Stock (4,300,000) — — 4,300,000 Disposed
Nov. 12, 2021 DOCS Class B Common Stock Class A Common Stock (4,300,000) — — 4,300,000 Disposed
June 24, 2021 STAA Common Stock Options Common Stock (850) $154.96 June 23, 2031 850 Acquired
July 23, 2015 GKOS Stock option (right to buy) Common Stock (25,000) $32.00 July 23, 2025 25,000 Acquired
June 30, 2015 GKOS Series F Convertible Preferred Stock Common Stock (253,390) — — 253,390 Disposed
June 30, 2015 GKOS Series E Convertible Preferred Stock Common Stock (151,653) — — 151,653 Disposed
June 30, 2015 GKOS Series D Convertible Preferred Stock Common Stock (674,510) — — 674,510 Disposed
June 30, 2015 GKOS Series C Convertible Preferred Stock Common Stock (1,523,809) — — 1,523,809 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 15 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 23, 2021 DOCS Series A Preferred Stock→ Class B Common Stock [F2] (13,296,504) 13,296,504 Indirect
June 23, 2021 DOCS Series B Preferred Stock→ Class B Common Stock [F2] (5,412,972) 5,412,972 Indirect
June 23, 2021 DOCS Series C Preferred Stock→ Class B Common Stock [F2] (2,736,772) 2,736,772 Indirect
March 16, 2020 GKOS Common Stock 3,362 Indirect
March 16, 2020 GKOS Common Stock 1,000,917 Indirect
March 16, 2020 GKOS Common Stock 9,085 Indirect
March 16, 2020 GKOS Stock Option (Right to Buy)→ Common Stock (10,000) 10,000 Direct
March 16, 2020 GKOS Stock Option (Right to Buy)→ Common Stock (25,000) 25,000 Direct
March 16, 2020 GKOS Stock Option (Right to Buy)→ Common Stock (15,000) 15,000 Direct
March 16, 2020 GKOS Stock Option (Right to Buy)→ Common Stock (15,000) 15,000 Direct
June 24, 2015 GKOS Series C Convertible Preferred Stock→ Common Stock (1,523,809) 1,523,809 Indirect
June 24, 2015 GKOS Series D Convertible Preferred Stock→ Common Stock (674,510) 674,510 Indirect
June 24, 2015 GKOS Series E Convertible Preferred Stock→ Common Stock (151,653) 151,653 Indirect
June 24, 2015 GKOS Series F Convertible Preferred Stock→ Common Stock (253,390) 253,390 Indirect
June 24, 2015 GKOS Stock Option (right to buy)→ Common Stock (10,000) 10,000 Direct