Glenn Neblett
First SEC filing: July 21, 2010 · Latest: July 21, 2010
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 3, 2014 | CSWC | M | 14,388 | · | · | 0 Direct | · | Acquired | (price as of 2026-10-02) |
| March 3, 2014 | CSWC | M | 14,388 | $22.05 | $317,255 | 15,988 Direct | +899.25% | Acquired | 190.6% (price as of 2026-10-02) |
| March 11, 2013 | CSWC | M | 403 | $88.20 | $35,545 | 603 Direct | +201.50% | Acquired | 190.6% (price as of 2026-10-02) |
| March 11, 2013 | CSWC | S | 103 | $123.21 | $12,691 | 200 Direct | -33.99% | Disposed | 108.0% (price as of 2026-10-02) |
| March 11, 2013 | CSWC | S | 300 | $123.90 | $37,170 | 303 Direct | -49.75% | Disposed | 106.8% (price as of 2026-10-02) |
| March 11, 2013 | CSWC | M | 403 | $88.20 | $35,545 | 603 Direct | +201.50% | Acquired | 190.6% (price as of 2026-10-02) |
| May 21, 2012 | CSWC | M | 2,000 | $88.20 | $176,400 | 2,000 Direct | · | Acquired | 190.6% (price as of 2026-10-02) |
| May 21, 2012 | CSWC | S | 2,000 | $102.00 | $204,000 | 0 Direct | -100.00% | Disposed | 151.2% (price as of 2026-10-02) |
| May 21, 2012 | CSWC | M | 2,000 | $88.20 | $176,400 | 2,000 Direct | · | Acquired | 190.6% (price as of 2026-10-02) |
| Jan. 16, 2012 | CSWC | A | 1,000 | · | · | 1,000 Direct | · | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 3, 2014 | CSWC | Stock options | Common Stock | $22.05 | July 19, 2020 | 14,388 | Acquired |
| March 11, 2013 | CSWC | Incentive Stock Option [F1] | Common Stock | $88.20 | July 19, 2020 | 403 | Acquired |
| May 21, 2012 | CSWC | Incentive Stock Option [F1] | Common Stock | $88.20 | July 19, 2020 | 2,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 21, 2010 | CSWC | Incentive Stock Option | 10,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2013 | $232,500 | $250,000 | · | · | · | $35,607 | $45,590 | $563,697 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.