GOGGINS JOHN J

CIK 1195304 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 8, 2019 · Latest: Feb. 8, 2019

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

MCO selling March 6, 2023

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 60 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

60 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 6, 2023	MCO	S	8,400	$302.62	$2,542,008	8,587 Direct	-49.45%	Disposed	65.1% (price as of 2026-08-21)
March 1, 2023	MCO	F	1,483	$290.63	$431,004	16,987 Direct	-8.03%	Disposed	71.9% (price as of 2026-08-21)
March 1, 2023	MCO	A	2,575	—	—	18,470 Direct	+16.20%	Acquired	(price as of 2026-08-21)
Feb. 21, 2023	MCO	A	2,560	—	—	2,560 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 21, 2023	MCO	A	821	$295.33	$242,466	15,895 Direct	+5.45%	Acquired	69.2% (price as of 2026-08-21)
March 1, 2022	MCO	F	3,417	$323.88	$1,106,698	15,074 Direct	-18.48%	Disposed	54.3% (price as of 2026-08-21)
March 1, 2022	MCO	A	5,886	—	—	18,491 Direct	+46.70%	Acquired	(price as of 2026-08-21)
Feb. 17, 2022	MCO	A	2,881	—	—	2,881 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 17, 2022	MCO	A	744	$325.99	$242,537	12,605 Direct	+6.27%	Acquired	53.3% (price as of 2026-08-21)
June 3, 2021	MCO	S 10b5-1	4,520	$334.38	$1,511,398	11,861 Direct	-27.59%	Disposed	49.4% (price as of 2026-08-21)
May 24, 2021	MCO	M 10b5-1	8,434	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 24, 2021	MCO	S 10b5-1	8,434	$331.11	$2,792,582	16,381 Direct	-33.99%	Disposed	50.9% (price as of 2026-08-21)
May 24, 2021	MCO	M 10b5-1	8,434	$80.81	$681,552	24,815 Direct	+51.49%	Acquired	518.2% (price as of 2026-08-21)
May 10, 2021	MCO	M 10b5-1	10,216	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 10, 2021	MCO	S 10b5-1	10,216	$334.85	$3,420,828	16,381 Direct	-38.41%	Disposed	49.2% (price as of 2026-08-21)
May 10, 2021	MCO	M 10b5-1	10,216	$98.01	$1,001,270	26,597 Direct	+62.36%	Acquired	409.7% (price as of 2026-08-21)
March 17, 2021	MCO	M 10b5-1	8,435	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 17, 2021	MCO	M 10b5-1	9,908	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 17, 2021	MCO	S 10b5-1	51	$295.40	$15,065	16,381 Direct	-0.31%	Disposed	69.1% (price as of 2026-08-21)
March 17, 2021	MCO	S 10b5-1	1,460	$294.31	$429,693	16,432 Direct	-8.16%	Disposed	69.7% (price as of 2026-08-21)
March 17, 2021	MCO	S 10b5-1	3,800	$292.84	$1,112,792	17,892 Direct	-17.52%	Disposed	70.6% (price as of 2026-08-21)
March 17, 2021	MCO	M 10b5-1	8,435	$80.81	$681,632	21,692 Direct	+63.63%	Acquired	518.2% (price as of 2026-08-21)
March 17, 2021	MCO	S 10b5-1	6,216	$294.27	$1,829,182	13,257 Direct	-31.92%	Disposed	69.8% (price as of 2026-08-21)
March 17, 2021	MCO	M 10b5-1	9,908	$79.55	$788,181	19,473 Direct	+103.59%	Acquired	528.0% (price as of 2026-08-21)
March 1, 2021	MCO	F	1,972	$280.63	$553,402	9,565 Direct	-17.09%	Disposed	78.0% (price as of 2026-08-21)
March 1, 2021	MCO	A	3,143	—	—	11,537 Direct	+37.44%	Acquired	(price as of 2026-08-21)
Feb. 22, 2021	MCO	A	3,596	—	—	3,596 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 22, 2021	MCO	A	876	$276.84	$242,512	8,394 Direct	+11.65%	Acquired	80.5% (price as of 2026-08-21)
Dec. 16, 2020	MCO	M 10b5-1	16,223	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 16, 2020	MCO	S 10b5-1	1,288	$280.98	$361,902	7,518 Direct	-14.63%	Disposed	77.8% (price as of 2026-08-21)
Dec. 16, 2020	MCO	S 10b5-1	3,634	$280.25	$1,018,428	8,806 Direct	-29.21%	Disposed	78.3% (price as of 2026-08-21)
Dec. 16, 2020	MCO	S 10b5-1	3,200	$278.99	$892,768	12,440 Direct	-20.46%	Disposed	79.1% (price as of 2026-08-21)
Dec. 16, 2020	MCO	S 10b5-1	3,743	$277.79	$1,039,768	15,640 Direct	-19.31%	Disposed	79.8% (price as of 2026-08-21)
Dec. 16, 2020	MCO	S 10b5-1	4,358	$276.85	$1,206,512	19,383 Direct	-18.36%	Disposed	80.5% (price as of 2026-08-21)
Dec. 16, 2020	MCO	M 10b5-1	16,223	$46.43	$753,234	23,741 Direct	+215.79%	Acquired	976.0% (price as of 2026-08-21)
Nov. 18, 2020	MCO	S 10b5-1	10,900	$276.00	$3,008,400	7,518 Direct	-59.18%	Disposed	81.0% (price as of 2026-08-21)
Aug. 10, 2020	MCO	S 10b5-1	11,700	$274.14	$3,207,438	18,418 Direct	-38.85%	Disposed	82.2% (price as of 2026-08-21)
July 6, 2020	MCO	S 10b5-1	12,000	$282.20	$3,386,400	30,118 Direct	-28.49%	Disposed	77.0% (price as of 2026-08-21)
June 3, 2020	MCO	S 10b5-1	12,300	$279.59	$3,438,957	42,118 Direct	-22.60%	Disposed	78.7% (price as of 2026-08-21)
May 20, 2020	MCO	G 10b5-1	300	—	—	54,418 Direct	-0.55%	Disposed	(price as of 2026-08-21)
May 18, 2020	MCO	I	1,607	$259.81	$417,515	0 Indirect	-100.00%	Disposed	92.3% (price as of 2026-08-21)
May 18, 2020	MCO	I	1,607	$190.93	$306,825	0 Indirect	-100.00%	Disposed	161.7% (price as of 2026-08-21)
May 14, 2020	MCO	M	17,927	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 14, 2020	MCO	S	8,927	$252.48	$2,253,889	54,718 Direct	-14.03%	Disposed	97.9% (price as of 2026-08-21)
May 14, 2020	MCO	M	8,927	$38.61	$344,671	63,645 Direct	+16.31%	Acquired	1193.9% (price as of 2026-08-21)
May 14, 2020	MCO	S	9,000	$251.42	$2,262,780	54,718 Direct	-14.12%	Disposed	98.7% (price as of 2026-08-21)
May 14, 2020	MCO	M	9,000	$38.61	$347,490	63,718 Direct	+16.45%	Acquired	1193.9% (price as of 2026-08-21)
March 2, 2020	MCO	F	4,638	$251.20	$1,165,066	54,718 Direct	-7.81%	Disposed	98.9% (price as of 2026-08-21)
March 1, 2020	MCO	A	8,914	—	—	59,356 Direct	+17.67%	Acquired	(price as of 2026-08-21)
Feb. 20, 2020	MCO	A	4,005	—	—	4,005 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 20, 2020	MCO	A	864	$280.42	$242,283	50,442 Direct	+1.74%	Acquired	78.2% (price as of 2026-08-21)
Jan. 30, 2020	MCO	S 10b5-1	7,673	$259.88	$1,994,059	49,578 Direct	-13.40%	Disposed	92.2% (price as of 2026-08-21)
Dec. 16, 2019	MCO	S 10b5-1	300	$239.05	$71,715	57,251 Direct	-0.52%	Disposed	109.0% (price as of 2026-08-21)
Dec. 16, 2019	MCO	S 10b5-1	1,337	$238.40	$318,741	57,551 Direct	-2.27%	Disposed	109.6% (price as of 2026-08-21)
Dec. 16, 2019	MCO	S 10b5-1	3,046	$237.19	$722,481	58,888 Direct	-4.92%	Disposed	110.6% (price as of 2026-08-21)
Dec. 16, 2019	MCO	S 10b5-1	3,825	$236.37	$904,115	61,934 Direct	-5.82%	Disposed	111.4% (price as of 2026-08-21)
Nov. 11, 2019	MCO	M 10b5-1	20,784	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 11, 2019	MCO	S 10b5-1	3,013	$219.00	$659,847	65,759 Direct	-4.38%	Disposed	128.1% (price as of 2026-08-21)
Nov. 11, 2019	MCO	S 10b5-1	14,171	$218.25	$3,092,821	68,772 Direct	-17.09%	Disposed	128.9% (price as of 2026-08-21)
Nov. 11, 2019	MCO	S 10b5-1	1,600	$217.08	$347,328	82,943 Direct	-1.89%	Disposed	130.1% (price as of 2026-08-21)
Nov. 11, 2019	MCO	S 10b5-1	2,000	$216.07	$432,140	84,543 Direct	-2.31%	Disposed	131.2% (price as of 2026-08-21)
Nov. 11, 2019	MCO	M 10b5-1	20,784	$30.01	$623,728	86,543 Direct	+31.61%	Acquired	1564.7% (price as of 2026-08-21)
May 9, 2019	MCO	M 10b5-1	21,593	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 9, 2019	MCO	S 10b5-1	200	$190.45	$38,090	65,759 Direct	-0.30%	Disposed	162.3% (price as of 2026-08-21)
May 9, 2019	MCO	S 10b5-1	2,093	$189.87	$397,398	65,959 Direct	-3.08%	Disposed	163.1% (price as of 2026-08-21)
May 9, 2019	MCO	S 10b5-1	2,909	$188.85	$549,365	68,052 Direct	-4.10%	Disposed	164.5% (price as of 2026-08-21)
May 9, 2019	MCO	S 10b5-1	16,391	$187.91	$3,080,033	70,961 Direct	-18.76%	Disposed	165.9% (price as of 2026-08-21)
May 9, 2019	MCO	M 10b5-1	21,593	$26.78	$578,261	87,352 Direct	+32.84%	Acquired	1765.5% (price as of 2026-08-21)
March 1, 2019	MCO	F	4,310	$175.32	$755,629	65,759 Direct	-6.15%	Disposed	185.0% (price as of 2026-08-21)
March 1, 2019	MCO	A	9,054	—	—	70,069 Direct	+14.84%	Acquired	(price as of 2026-08-21)
Feb. 25, 2019	MCO	A	5,624	—	—	5,624 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 25, 2019	MCO	A	1,396	$173.58	$242,318	61,015 Direct	+2.34%	Acquired	187.8% (price as of 2026-08-21)
May 30, 2018	MCO	M 10b5-1	26,254	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 30, 2018	MCO	S 10b5-1	11,500	$173.04	$1,989,960	59,919 Direct	-16.10%	Disposed	188.7% (price as of 2026-08-21)
May 30, 2018	MCO	S 10b5-1	11,654	$172.30	$2,007,984	71,419 Direct	-14.03%	Disposed	190.0% (price as of 2026-08-21)
May 30, 2018	MCO	S 10b5-1	3,100	$171.66	$532,146	83,073 Direct	-3.60%	Disposed	191.0% (price as of 2026-08-21)
May 30, 2018	MCO	M 10b5-1	26,254	$25.37	$666,064	86,173 Direct	+43.82%	Acquired	1869.2% (price as of 2026-08-21)
May 16, 2018	MCO	M 10b5-1	26,255	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 16, 2018	MCO	S 10b5-1	22,200	$172.48	$3,829,056	59,919 Direct	-27.03%	Disposed	189.7% (price as of 2026-08-21)
May 16, 2018	MCO	S 10b5-1	4,055	$171.48	$695,351	82,119 Direct	-4.71%	Disposed	191.3% (price as of 2026-08-21)
May 16, 2018	MCO	M 10b5-1	26,255	$25.37	$666,089	86,174 Direct	+43.82%	Acquired	1869.2% (price as of 2026-08-21)
March 1, 2018	MCO	F	2,322	$166.82	$387,356	59,919 Direct	-3.73%	Disposed	199.5% (price as of 2026-08-21)
March 1, 2018	MCO	A	4,742	—	—	62,241 Direct	+8.25%	Acquired	(price as of 2026-08-21)
Feb. 16, 2018	MCO	A	4,665	—	—	4,665 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 16, 2018	MCO	A	1,278	$167.50	$214,065	57,499 Direct	+2.27%	Acquired	198.3% (price as of 2026-08-21)
May 30, 2017	MCO	M 10b5-1	50,000	$38.07	$1,903,500	106,221 Direct	+88.93%	Acquired	1212.3% (price as of 2026-08-21)
May 30, 2017	MCO	S 10b5-1	50,000	$116.79	$5,839,500	56,221 Direct	-47.07%	Disposed	327.8% (price as of 2026-08-21)
May 30, 2017	MCO	M 10b5-1	50,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 1, 2017	MCO	F	2,435	$112.91	$274,936	56,221 Direct	-4.15%	Disposed	342.5% (price as of 2026-08-21)
March 1, 2017	MCO	A	5,824	$112.91	$657,588	58,656 Direct	+11.02%	Acquired	342.5% (price as of 2026-08-21)
Feb. 23, 2017	MCO	A	6,794	—	—	6,794 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 23, 2017	MCO	A	1,791	$113.34	$202,992	52,832 Direct	+3.51%	Acquired	340.8% (price as of 2026-08-21)
Aug. 8, 2016	MCO	M 10b5-1	24,250	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 8, 2016	MCO	S 10b5-1	24,250	$104.53	$2,534,852	51,041 Direct	-32.21%	Disposed	377.9% (price as of 2026-08-21)
Aug. 8, 2016	MCO	M 10b5-1	24,250	$72.72	$1,763,460	75,291 Direct	+47.51%	Acquired	587.0% (price as of 2026-08-21)
March 1, 2016	MCO	F	3,662	$91.40	$334,707	51,041 Direct	-6.69%	Disposed	446.6% (price as of 2026-08-21)
March 1, 2016	MCO	A	8,864	$91.40	$810,170	54,703 Direct	+19.34%	Acquired	446.6% (price as of 2026-08-21)
Feb. 12, 2016	MCO	A	16,869	—	—	16,869 Direct	—	Acquired	(price as of 2026-08-21)
May 7, 2015	MCO	M 10b5-1	24,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 7, 2015	MCO	S 10b5-1	1,200	$107.01	$128,412	45,839 Direct	-2.55%	Disposed	366.9% (price as of 2026-08-21)

Showing latest 100 of 223 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 21, 2023	MCO	Employee Stock Option (right to buy)	Common Stock (2,560)	$295.33	Feb. 21, 2033	2,560	Acquired
Feb. 17, 2022	MCO	Employee Stock Option (right to buy)	Common Stock (2,881)	$325.99	Feb. 17, 2032	2,881	Acquired
May 24, 2021	MCO	Employee Stock Option (right to buy)	Common Stock (8,434)	$80.81	Feb. 12, 2026	8,434	Disposed
May 10, 2021	MCO	Employee Stock Option (right to buy)	Common Stock (10,216)	$98.01	Feb. 11, 2025	10,216	Disposed
March 17, 2021	MCO	Employee Stock Option (right to buy)	Common Stock (8,435)	$80.81	Feb. 12, 2026	8,435	Disposed
March 17, 2021	MCO	Employee Stock Option (right to buy)	Common Stock (9,908)	$79.55	Feb. 12, 2024	9,908	Disposed
Feb. 22, 2021	MCO	Employee Stock Option (right to buy)	Common Stock (3,596)	$276.84	Feb. 22, 2031	3,596	Acquired
Dec. 16, 2020	MCO	Employee Stock Option (right to buy)	Common Stock (16,223)	$46.43	Feb. 13, 2023	16,223	Disposed
May 14, 2020	MCO	Employee Stock Option (right to buy)	Common Stock (17,927)	$38.61	Feb. 13, 2022	17,927	Disposed
Feb. 20, 2020	MCO	Employee Stock Option (right to buy)	Common Stock (4,005)	$280.42	Feb. 20, 2030	4,005	Acquired
Nov. 11, 2019	MCO	Employee Stock Option (right to buy)	Common Stock (20,784)	$30.01	Feb. 8, 2021	20,784	Disposed
May 9, 2019	MCO	Employee Stock Option (right to buy)	Common Stock (21,593)	$26.78	Feb. 9, 2020	21,593	Disposed
Feb. 25, 2019	MCO	Employee Stock Option (right to buy)	Common Stock (5,624)	$173.58	Feb. 25, 2029	5,624	Acquired
May 30, 2018	MCO	Employee Stock Option (right to buy)	Common Stock (26,254)	$25.37	Feb. 10, 2019	26,254	Disposed
May 16, 2018	MCO	Employee Stock Option (right to buy)	Common Stock (26,255)	$25.37	Feb. 10, 2019	26,255	Disposed
Feb. 16, 2018	MCO	Employee Stock Option (right to buy)	Common Stock (4,665)	$167.50	Feb. 16, 2028	4,665	Acquired
May 30, 2017	MCO	Employee Stock Option (right to buy)	Common Stock (50,000)	$38.07	Feb. 12, 2018	50,000	Disposed
Feb. 23, 2017	MCO	Employee Stock Option (right to buy)	Common Stock (6,794)	$113.34	Feb. 23, 2027	6,794	Acquired
Aug. 8, 2016	MCO	Employee Stock Option (right to buy)	Common Stock (24,250)	$72.72	Feb. 12, 2017	24,250	Disposed
Feb. 12, 2016	MCO	Employee Stock Option (right to buy)	Common Stock (16,869)	$80.81	Feb. 12, 2026	16,869	Acquired
May 7, 2015	MCO	Employee Stock Option (right to buy)	Common Stock (24,500)	$63.09	Feb. 8, 2016	24,500	Disposed
Feb. 12, 2015	MCO	Employee Stock Option (right to buy)	Common Stock (43,550)	$41.69	Feb. 22, 2015	43,550	Disposed
Feb. 11, 2015	MCO	Employee Stock Option (right to buy)	Common Stock (10,216)	$98.01	Feb. 11, 2025	10,216	Acquired
Feb. 12, 2014	MCO	Employee Stock Option (right to buy)	Common Stock (9,908)	$79.55	Feb. 12, 2024	9,908	Acquired
April 29, 2013	MCO	Employee Stock Option (right to buy)	Common Stock (46,500)	$32.41	Feb. 9, 2014	46,500	Disposed
Feb. 13, 2013	MCO	Employee Stock Option (right to buy)	Common Stock (16,223)	$46.43	Feb. 13, 2023	16,223	Acquired
Oct. 26, 2012	MCO	Employee Stock Option (right to buy)	Common Stock (64,000)	$21.27	Feb. 7, 2013	64,000	Disposed
Feb. 13, 2012	MCO	Employee Stock Option (right to buy)	Common Stock (17,927)	$38.61	Feb. 13, 2022	17,927	Acquired
May 25, 2011	MCO	Employee Stock Option (right to buy)	Common Stock (56,978)	$19.99	Feb. 7, 2012	56,978	Disposed
May 24, 2011	MCO	Employee Stock Option (right to buy)	Common Stock (13,022)	$19.99	Feb. 7, 2012	13,022	Disposed
Feb. 8, 2011	MCO	Employee Stock Option (right to buy)	Common Stock (20,784)	$30.01	Feb. 8, 2021	20,784	Acquired
Feb. 9, 2010	MCO	Employee Stock Option (right to buy)	Common Stock (21,593)	$26.78	Feb. 9, 2020	21,593	Acquired
Feb. 10, 2009	MCO	Employee Stock Option (right to buy)	Common Stock (52,509)	$25.37	Feb. 10, 2019	52,509	Acquired
Feb. 12, 2008	MCO	Employee Stock Option (right to buy)	Common Stock (50,000)	$38.07	Feb. 12, 2018	50,000	Acquired
Feb. 12, 2007	MCO	Employee Stock Option (right to buy)	Common Stock (24,250)	$72.72	Feb. 12, 2017	24,250	Acquired
Nov. 22, 2006	MCO	Employee Stock Option (right to buy)	Common Stock (11,398)	$14.06	Oct. 3, 2010	11,398	Disposed
Nov. 22, 2006	MCO	Employee Stock Option (right to buy)	Common Stock (852)	$10.71	Jan. 19, 2010	852	Disposed
Nov. 22, 2006	MCO	Employee Stock Option (right to buy)	Common Stock (1,585)	$10.99	Dec. 21, 2009	1,585	Disposed
Nov. 15, 2006	MCO	Employee Stock Option (right to buy)	Common Stock (11,397)	$14.06	Oct. 3, 2010	11,397	Disposed
Nov. 15, 2006	MCO	Employee Stock Option (right to buy)	Common Stock (851)	$10.71	Jan. 19, 2010	851	Disposed
Nov. 15, 2006	MCO	Employee Stock Option (right to buy)	Common Stock (1,585)	$10.99	Dec. 21, 2009	1,585	Disposed
Nov. 14, 2006	MCO	Employee Stock Option (right to buy)	Common Stock (4,800)	$14.06	Oct. 3, 2010	4,800	Disposed
Nov. 13, 2006	MCO	Employee Stock Option (right to buy)	Common Stock (6,597)	$14.06	Oct. 3, 2010	6,597	Disposed
Nov. 13, 2006	MCO	Employee Stock Option (right to buy)	Common Stock (851)	$10.71	Jan. 19, 2010	851	Disposed
Nov. 13, 2006	MCO	Employee Stock Option (right to buy)	Common Stock (1,584)	$10.99	Dec. 21, 2009	1,584	Disposed
Feb. 8, 2006	MCO	Employee Stock Option (right to buy)	Common Stock (24,500)	$63.09	Feb. 8, 2016	24,500	Acquired
Feb. 22, 2005	MCO	Employee Stock Option (right to buy)	Common Stock (21,775)	$83.38	Feb. 22, 2015	21,775	Acquired
Nov. 10, 2004	MCO	Employee Stock Option (right to buy)	Common Stock (982)	$21.98	Dec. 21, 2009	982	Disposed
Nov. 10, 2004	MCO	Employee Stock Option (right to buy)	Common Stock (2,553)	$21.42	Jan. 19, 2010	2,553	Disposed
Nov. 8, 2004	MCO	Employee Stock Option (right to buy)	Common Stock (33,904)	$28.12	Oct. 3, 2010	33,904	Disposed
Nov. 8, 2004	MCO	Employee Stock Option (right to buy)	Common Stock (3,551)	$21.98	Dec. 21, 2009	3,551	Disposed
Nov. 8, 2004	MCO	Employee Stock Option (right to buy)	Common Stock (6,160)	$26.83	March 31, 2009	6,160	Disposed
Feb. 9, 2004	MCO	Employee Stock Option (right to buy)	Common Stock (23,250)	$64.82	Feb. 9, 2014	23,250	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).