Gordon J Roth
CIK 1160634 · View on SEC EDGAR ↗
Insider
First SEC filing: Aug. 5, 2021 · Latest: Aug. 5, 2021
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 23, 2023 | TYGO | S | 3,936 | — | — | 348 Indirect | -91.88% | Disposed | (price as of 2026-08-20) |
| May 23, 2023 | TYGO | S | 48,451 | — | — | 4,285 Indirect | -91.87% | Disposed | (price as of 2026-08-20) |
| May 23, 2023 | TYGO | S | 6,278 | — | — | 555 Direct | -91.88% | Disposed | (price as of 2026-08-20) |
| May 23, 2023 | TYGO | S | 7,872 | — | — | 696 Indirect | -91.88% | Disposed | (price as of 2026-08-20) |
| May 23, 2023 | TYGO | S | 472,852 | — | — | 289,676 Indirect | -62.01% | Disposed | (price as of 2026-08-20) |
| May 23, 2023 | TYGO | S | 61,273 | — | — | 37,537 Direct | -62.01% | Disposed | (price as of 2026-08-20) |
| Aug. 10, 2021 | TYGO | P | 52,736 | — | — | 52,736 Indirect | — | Acquired | (price as of 2026-08-20) |
| Aug. 10, 2021 | TYGO | P | 6,833 | — | — | 6,833 Direct | — | Acquired | (price as of 2026-08-20) |
| Aug. 10, 2021 | TYGO | P | 105,472 | $10.00 | $1,054,720 | 762,528 Indirect | +16.05% | Acquired | -88.8% (price as of 2026-08-20) |
| Aug. 10, 2021 | TYGO | P | 13,667 | $10.00 | $136,670 | 98,810 Direct | +16.05% | Acquired | -88.8% (price as of 2026-08-20) |
| Dec. 15, 2020 | RSVR | P | 90,281 | — | — | 90,281 Indirect | — | Acquired | (price as of 2026-08-20) |
| Dec. 15, 2020 | RSVR | P | 1,039 | — | — | 1,039 Direct | — | Acquired | (price as of 2026-08-20) |
| Dec. 15, 2020 | RSVR | P | 180,562 | $10.00 | $1,805,620 | 2,068,252 Indirect | +9.57% | Acquired | -2.3% (price as of 2026-08-20) |
| Dec. 15, 2020 | RSVR | P | 2,079 | $10.00 | $20,790 | 23,812 Direct | +9.57% | Acquired | -2.3% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 23, 2023 | TYGO | Warrants to purchase common stock | Common Stock (3,936) | $11.50 | — | 3,936 | Disposed |
| May 23, 2023 | TYGO | Warrants to purchase common stock | Common Stock (48,451) | $11.50 | — | 48,451 | Disposed |
| May 23, 2023 | TYGO | Warrants to purchase common stock | Common Stock (6,278) | $11.50 | — | 6,278 | Disposed |
| Aug. 10, 2021 | TYGO | Warrants to purchase Common Stock | Common Stock (52,736) | $11.50 | — | 52,736 | Acquired |
| Aug. 10, 2021 | TYGO | Warrants to purchase Common Stock | Common Stock (6,833) | $11.50 | — | 6,833 | Acquired |
| Dec. 15, 2020 | RSVR | Warrants to purchase Common Stock | Common Stock (90,281) | $11.50 | — | 90,281 | Acquired |
| Dec. 15, 2020 | RSVR | Warrants to purchase Common Stock | Common Stock (1,039) | $11.50 | — | 1,039 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.