Gordon L Witter

Insider

First SEC filing: March 14, 2005 · Latest: March 14, 2005

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 12 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

12 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 26, 2010	AX	A	4,000	—	—	31,668 Direct	+14.46%	Acquired	(price as of 2026-08-20)
Sept. 24, 2009	AX	A	4,000	—	—	4,000 Direct	—	Acquired	(price as of 2026-08-20)
June 1, 2009	AX	J	10,236	$6.85	$70,117	74,396 Direct	+15.95%	Acquired	5498.0% (price as of 2026-08-20)
June 1, 2009	AX	J	31,017	$2.66	$82,505	23,668 Direct	—	Acquired	14315.8% (price as of 2026-08-20)
June 1, 2009	AX	J	10,236	$6.85	$70,117	74,396 Direct	+15.95%	Acquired	5498.0% (price as of 2026-08-20)
June 1, 2009	AX	J	31,017	$4.19	$129,961	23,668 Direct	-56.72%	Disposed	9051.8% (price as of 2026-08-20)
Aug. 21, 2008	AX	A	4,000	$6.02	$24,080	64,160 Direct	+6.65%	Acquired	6269.8% (price as of 2026-08-20)
Aug. 21, 2008	AX	P	4,000	$6.02	$24,080	64,160 Direct	+6.65%	Acquired	6269.8% (price as of 2026-08-20)
Nov. 20, 2007	AX	A	3,600	$7.00	$25,200	60,160 Direct	+6.36%	Acquired	5378.0% (price as of 2026-08-20)
June 1, 2007	AX	S	14,000	$7.49	$104,860	56,560 Direct	+32.89%	Acquired	5019.6% (price as of 2026-08-20)
Jan. 5, 2006	AX	C	9,520	$10.50	$99,960	68,760 Direct	+16.07%	Acquired	3552.0% (price as of 2026-08-20)
Jan. 5, 2006	AX	C	5	—	—	49,285 Direct	-0.01%	Disposed	(price as of 2026-08-20)
July 25, 2005	AX	A	5,400	—	—	58,805 Direct	+10.11%	Acquired	(price as of 2026-08-20)
July 25, 2005	AX	A	1,800	—	—	59,240 Direct	+3.13%	Acquired	(price as of 2026-08-20)
March 16, 2005	AX	P	1,790	$11.50	$20,585	57,440 Direct	+3.22%	Acquired	3234.4% (price as of 2026-08-20)
March 15, 2005	AX	P	6,900	$11.50	$79,350	55,650 Direct	+14.15%	Acquired	3234.4% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 26, 2010	AX	Restricted Stock Units [F1]	Common Stock (4,000)	—	—	4,000	Acquired
Sept. 24, 2009	AX	Restricted Stock Units	Common Stock (4,000)	—	—	4,000	Acquired
June 1, 2009	AX	Non-Qualified Stock Options (Right to Buy) [F2]	Common Stock (31,017)	$4.19	Aug. 13, 2009	31,017	Acquired
June 1, 2009	AX	Non Qualified Stock Options (Right to Buy) [F2]	Common Stock (31,017)	$4.19	Aug. 13, 2009	31,017	Disposed
Jan. 5, 2006	AX	6% Convertible Preferred [F2]	Common Stock (9,520)	$10.50	Jan. 1, 2009	5	Disposed
July 25, 2005	AX	Non-Qualified Stock Option (Right to buy)	Common Stock (5,400)	$9.50	July 24, 2015	5,400	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 14, 2005	AX	Common Stock	48,750	Direct
March 14, 2005	AX	Non-Qualified Stock Option (right to buy) [F1]→ Common Stock (31,017)	31,017	Direct
March 14, 2005	AX	Non-Qualified Stock Option (right to buy) [F1]→ Common Stock (2,657)	2,657	Direct
March 14, 2005	AX	Non-Qualified Stock Option (right to buy) [F1]→ Common Stock (4,404)	4,404	Direct
March 14, 2005	AX	Non-Qualified Stock Option (right to buy) [F1]→ Common Stock (5,807)	5,807	Direct
March 14, 2005	AX	Series A Convertible Preferred Stock→ Common Stock	—	Direct